Filed: 5/2/2023ACC: 0001172661-23-001789
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 119 equity positions with a total reported market value of $143.57M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
119
Positions
$143.57M
Total AUM (reported)
2.60M
Total Shares
Allocation by class
COM$19.74M13.8%
S&P 500 DV ARIST$6.34M4.4%
SELECT DIVID ETF$5.56M3.9%
S&P500 EQL TEC$5.51M3.8%
S&P500 EQL FIN$4.85M3.4%
SEMICONDUCTR ETF$4.59M3.2%
TECHNOLOGY$4.05M2.8%
Portfolio Concentration
Top 3$19.10M13.3%
4–10$29.48M20.5%
11–25$35.94M25.0%
Rest$59.06M41.1%
Top 3 weight
13.3%
Top 10 weight
33.8%
Voting Authority Distribution
Total shares with voting rights: 2.60M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.60M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole119
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings119
Rows:
APPLE INC
SOLEShares43.63K
TypeSH
Market value$7.19M
5.01%
Sole
0.00
Shared
0.00
None
43.63K
PROSHARES TR
SOLEShares69.51K
TypeSH
Market value$6.34M
4.42%
Sole
0.00
Shared
0.00
None
69.51K
ISHARES TR
SOLEShares47.46K
TypeSH
Market value$5.56M
3.87%
Sole
0.00
Shared
0.00
None
47.46K
INVESCO EXCHANGE TRADED FD T
SOLEShares19.98K
TypeSH
Market value$5.51M
3.84%
Sole
0.00
Shared
0.00
None
19.98K
INVESCO EXCHANGE TRADED FD T
SOLEShares96.15K
TypeSH
Market value$4.85M
3.38%
Sole
0.00
Shared
0.00
None
96.15K
VANECK ETF TRUST
SOLEShares17.45K
TypeSH
Market value$4.59M
3.20%
Sole
0.00
Shared
0.00
None
17.45K
SELECT SECTOR SPDR TR
SOLEShares26.84K
TypeSH
Market value$4.05M
2.82%
Sole
0.00
Shared
0.00
None
26.84K
INVESCO EXCHANGE TRADED FD T
SOLEShares12.64K
TypeSH
Market value$3.69M
2.57%
Sole
0.00
Shared
0.00
None
12.64K
SCHWAB STRATEGIC TR
SOLEShares52.15K
TypeSH
Market value$3.40M
2.37%
Sole
0.00
Shared
0.00
None
52.15K
SCHWAB STRATEGIC TR
SOLEShares63.01K
TypeSH
Market value$3.38M
2.35%
Sole
0.00
Shared
0.00
None
63.01K
SCHWAB STRATEGIC TR
SOLEShares44.96K
TypeSH
Market value$3.29M
2.29%
Sole
0.00
Shared
0.00
None
44.96K
AMAZON COM INC
SOLEShares28.26K
TypeSH
Market value$2.92M
2.03%
Sole
0.00
Shared
0.00
None
28.26K
ETF MANAGERS TR
SOLEShares59.80K
TypeSH
Market value$2.86M
1.99%
Sole
0.00
Shared
0.00
None
59.80K
INVESCO EXCHANGE TRADED FD T
SOLEShares15.85K
TypeSH
Market value$2.70M
1.88%
Sole
0.00
Shared
0.00
None
15.85K
ALPS ETF TR
SOLEShares46.56K
TypeSH
Market value$2.38M
1.66%
Sole
0.00
Shared
0.00
None
46.56K
INVESCO EXCHANGE TRADED FD T
SOLEShares12.61K
TypeSH
Market value$2.37M
1.65%
Sole
0.00
Shared
0.00
None
12.61K
GLOBAL X FDS
SOLEShares132.18K
TypeSH
Market value$2.27M
1.58%
Sole
0.00
Shared
0.00
None
132.18K
SCHWAB STRATEGIC TR
SOLEShares47.32K
TypeSH
Market value$2.26M
1.58%
Sole
0.00
Shared
0.00
None
47.32K
VANECK ETF TRUST
SOLEShares123.81K
TypeSH
Market value$2.19M
1.52%
Sole
0.00
Shared
0.00
None
123.81K
VANGUARD SPECIALIZED FUNDS
SOLEShares14.03K
TypeSH
Market value$2.16M
1.50%
Sole
0.00
Shared
0.00
None
14.03K
SCHWAB STRATEGIC TR
SOLEShares50.98K
TypeSH
Market value$2.14M
1.49%
Sole
0.00
Shared
0.00
None
50.98K
VANGUARD INDEX FDS
SOLEShares10.93K
TypeSH
Market value$2.13M
1.48%
Sole
0.00
Shared
0.00
None
10.93K
VANGUARD INDEX FDS
SOLEShares11.20K
TypeSH
Market value$2.12M
1.48%
Sole
0.00
Shared
0.00
None
11.20K
ISHARES TR
SOLEShares67.06K
TypeSH
Market value$2.09M
1.46%
Sole
0.00
Shared
0.00
None
67.06K
J P MORGAN EXCHANGE TRADED F
SOLEShares37.69K
TypeSH
Market value$2.06M
1.43%
Sole
0.00
Shared
0.00
None
37.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 43.63K | SH | $7.19M 5.01% | 0.00 | 0.00 | 43.63K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 69.51K | SH | $6.34M 4.42% | 0.00 | 0.00 | 69.51K |
ISHARES TRSOLE | SELECT DIVID ETF | 47.46K | SH | $5.56M 3.87% | 0.00 | 0.00 | 47.46K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 19.98K | SH | $5.51M 3.84% | 0.00 | 0.00 | 19.98K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 96.15K | SH | $4.85M 3.38% | 0.00 | 0.00 | 96.15K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 17.45K | SH | $4.59M 3.20% | 0.00 | 0.00 | 17.45K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 26.84K | SH | $4.05M 2.82% | 0.00 | 0.00 | 26.84K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 12.64K | SH | $3.69M 2.57% | 0.00 | 0.00 | 12.64K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 52.15K | SH | $3.40M 2.37% | 0.00 | 0.00 | 52.15K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 63.01K | SH | $3.38M 2.35% | 0.00 | 0.00 | 63.01K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 44.96K | SH | $3.29M 2.29% | 0.00 | 0.00 | 44.96K |
AMAZON COM INCSOLE | COM | 28.26K | SH | $2.92M 2.03% | 0.00 | 0.00 | 28.26K |
ETF MANAGERS TRSOLE | PRIME CYBR SCRTY | 59.80K | SH | $2.86M 1.99% | 0.00 | 0.00 | 59.80K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL STP | 15.85K | SH | $2.70M 1.88% | 0.00 | 0.00 | 15.85K |
ALPS ETF TRSOLE | SECTR DIV DOGS | 46.56K | SH | $2.38M 1.66% | 0.00 | 0.00 | 46.56K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL IND | 12.61K | SH | $2.37M 1.65% | 0.00 | 0.00 | 12.61K |
GLOBAL X FDSSOLE | NASDAQ 100 COVER | 132.18K | SH | $2.27M 1.58% | 0.00 | 0.00 | 132.18K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 47.32K | SH | $2.26M 1.58% | 0.00 | 0.00 | 47.32K |
VANECK ETF TRUSTSOLE | PREFERRED SECURT | 123.81K | SH | $2.19M 1.52% | 0.00 | 0.00 | 123.81K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 14.03K | SH | $2.16M 1.50% | 0.00 | 0.00 | 14.03K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 50.98K | SH | $2.14M 1.49% | 0.00 | 0.00 | 50.98K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 10.93K | SH | $2.13M 1.48% | 0.00 | 0.00 | 10.93K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.20K | SH | $2.12M 1.48% | 0.00 | 0.00 | 11.20K |
ISHARES TRSOLE | PFD AND INCM SEC | 67.06K | SH | $2.09M 1.46% | 0.00 | 0.00 | 67.06K |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 37.69K | SH | $2.06M 1.43% | 0.00 | 0.00 | 37.69K |
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