Filed: 2/13/2023ACC: 0001172661-23-000727
📋 What this filing means
JOSEPH P. LUCIA & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $133.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
114
Positions
$133.53M
Total AUM (reported)
2.51M
Total Shares
Allocation by class
COM$16.01M12.0%
SELECT DIVID ETF$5.74M4.3%
S&P500 EQL FIN$5.47M4.1%
S&P 500 DV ARIST$5.30M4.0%
S&P500 EQL TEC$4.89M3.7%
S&P500 EQL HLT$3.68M2.8%
SEMICONDUCTR ETF$3.52M2.6%
Portfolio Concentration
Top 3$16.71M12.5%
4–10$27.49M20.6%
11–25$34.38M25.7%
Rest$54.95M41.2%
Top 3 weight
12.5%
Top 10 weight
33.1%
Voting Authority Distribution
Total shares with voting rights: 2.51M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.51M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole114
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings114
Rows:
ISHARES TR
SOLEShares47.59K
TypeSH
Market value$5.74M
4.30%
Sole
0.00
Shared
0.00
None
47.59K
APPLE INC
SOLEShares42.30K
TypeSH
Market value$5.50M
4.12%
Sole
0.00
Shared
0.00
None
42.30K
INVESCO EXCHANGE TRADED FD T
SOLEShares97K
TypeSH
Market value$5.47M
4.10%
Sole
0.00
Shared
0.00
None
97K
PROSHARES TR
SOLEShares58.94K
TypeSH
Market value$5.30M
3.97%
Sole
0.00
Shared
0.00
None
58.94K
INVESCO EXCHANGE TRADED FD T
SOLEShares20.14K
TypeSH
Market value$4.89M
3.66%
Sole
0.00
Shared
0.00
None
20.14K
INVESCO EXCHANGE TRADED FD T
SOLEShares12.75K
TypeSH
Market value$3.68M
2.75%
Sole
0.00
Shared
0.00
None
12.75K
VANECK ETF TRUST
SOLEShares17.35K
TypeSH
Market value$3.52M
2.64%
Sole
0.00
Shared
0.00
None
17.35K
SCHWAB STRATEGIC TR
SOLEShares66.56K
TypeSH
Market value$3.45M
2.58%
Sole
0.00
Shared
0.00
None
66.56K
SCHWAB STRATEGIC TR
SOLEShares44.01K
TypeSH
Market value$3.32M
2.49%
Sole
0.00
Shared
0.00
None
44.01K
SELECT SECTOR SPDR TR
SOLEShares26.69K
TypeSH
Market value$3.32M
2.49%
Sole
0.00
Shared
0.00
None
26.69K
SCHWAB STRATEGIC TR
SOLEShares53.39K
TypeSH
Market value$2.97M
2.22%
Sole
0.00
Shared
0.00
None
53.39K
ETF MANAGERS TR
SOLEShares64.03K
TypeSH
Market value$2.82M
2.11%
Sole
0.00
Shared
0.00
None
64.03K
INVESCO EXCHANGE TRADED FD T
SOLEShares15.94K
TypeSH
Market value$2.72M
2.04%
Sole
0.00
Shared
0.00
None
15.94K
ISHARES TR
SOLEShares48.67K
TypeSH
Market value$2.45M
1.83%
Sole
0.00
Shared
0.00
None
48.67K
AMAZON COM INC
SOLEShares28.17K
TypeSH
Market value$2.37M
1.77%
Sole
0.00
Shared
0.00
None
28.17K
SPDR SER TR
SOLEShares39.23K
TypeSH
Market value$2.30M
1.73%
Sole
0.00
Shared
0.00
None
39.23K
VANGUARD SPECIALIZED FUNDS
SOLEShares14.67K
TypeSH
Market value$2.23M
1.67%
Sole
0.00
Shared
0.00
None
14.67K
INVESCO EXCHANGE TRADED FD T
SOLEShares12.46K
TypeSH
Market value$2.22M
1.66%
Sole
0.00
Shared
0.00
None
12.46K
VANGUARD INDEX FDS
SOLEShares11.65K
TypeSH
Market value$2.14M
1.60%
Sole
0.00
Shared
0.00
None
11.65K
SCHWAB STRATEGIC TR
SOLEShares46.30K
TypeSH
Market value$2.07M
1.55%
Sole
0.00
Shared
0.00
None
46.30K
SCHWAB STRATEGIC TR
SOLEShares51.19K
TypeSH
Market value$2.07M
1.55%
Sole
0.00
Shared
0.00
None
51.19K
ISHARES TR
SOLEShares66.84K
TypeSH
Market value$2.04M
1.53%
Sole
0.00
Shared
0.00
None
66.84K
VANECK ETF TRUST
SOLEShares121.11K
TypeSH
Market value$2.02M
1.52%
Sole
0.00
Shared
0.00
None
121.11K
VANGUARD INDEX FDS
SOLEShares11.01K
TypeSH
Market value$1.98M
1.48%
Sole
0.00
Shared
0.00
None
11.01K
SCHWAB STRATEGIC TR
SOLEShares30.11K
TypeSH
Market value$1.98M
1.48%
Sole
0.00
Shared
0.00
None
30.11K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | SELECT DIVID ETF | 47.59K | SH | $5.74M 4.30% | 0.00 | 0.00 | 47.59K |
APPLE INCSOLE | COM | 42.30K | SH | $5.50M 4.12% | 0.00 | 0.00 | 42.30K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL FIN | 97K | SH | $5.47M 4.10% | 0.00 | 0.00 | 97K |
PROSHARES TRSOLE | S&P 500 DV ARIST | 58.94K | SH | $5.30M 3.97% | 0.00 | 0.00 | 58.94K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL TEC | 20.14K | SH | $4.89M 3.66% | 0.00 | 0.00 | 20.14K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL HLT | 12.75K | SH | $3.68M 2.75% | 0.00 | 0.00 | 12.75K |
VANECK ETF TRUSTSOLE | SEMICONDUCTR ETF | 17.35K | SH | $3.52M 2.64% | 0.00 | 0.00 | 17.35K |
SCHWAB STRATEGIC TRSOLE | US TIPS ETF | 66.56K | SH | $3.45M 2.58% | 0.00 | 0.00 | 66.56K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 44.01K | SH | $3.32M 2.49% | 0.00 | 0.00 | 44.01K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 26.69K | SH | $3.32M 2.49% | 0.00 | 0.00 | 26.69K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 53.39K | SH | $2.97M 2.22% | 0.00 | 0.00 | 53.39K |
ETF MANAGERS TRSOLE | PRIME CYBR SCRTY | 64.03K | SH | $2.82M 2.11% | 0.00 | 0.00 | 64.03K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL STP | 15.94K | SH | $2.72M 2.04% | 0.00 | 0.00 | 15.94K |
ISHARES TRSOLE | FLTG RATE NT ETF | 48.67K | SH | $2.45M 1.83% | 0.00 | 0.00 | 48.67K |
AMAZON COM INCSOLE | COM | 28.17K | SH | $2.37M 1.77% | 0.00 | 0.00 | 28.17K |
SPDR SER TRSOLE | S&P REGL BKG | 39.23K | SH | $2.30M 1.73% | 0.00 | 0.00 | 39.23K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 14.67K | SH | $2.23M 1.67% | 0.00 | 0.00 | 14.67K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL IND | 12.46K | SH | $2.22M 1.66% | 0.00 | 0.00 | 12.46K |
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 11.65K | SH | $2.14M 1.60% | 0.00 | 0.00 | 11.65K |
SCHWAB STRATEGIC TRSOLE | US BRD MKT ETF | 46.30K | SH | $2.07M 1.55% | 0.00 | 0.00 | 46.30K |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 51.19K | SH | $2.07M 1.55% | 0.00 | 0.00 | 51.19K |
ISHARES TRSOLE | PFD AND INCM SEC | 66.84K | SH | $2.04M 1.53% | 0.00 | 0.00 | 66.84K |
VANECK ETF TRUSTSOLE | PREFERRED SECURT | 121.11K | SH | $2.02M 1.52% | 0.00 | 0.00 | 121.11K |
VANGUARD INDEX FDSSOLE | MCAP GR IDXVIP | 11.01K | SH | $1.98M 1.48% | 0.00 | 0.00 | 11.01K |
SCHWAB STRATEGIC TRSOLE | US MID-CAP ETF | 30.11K | SH | $1.98M 1.48% | 0.00 | 0.00 | 30.11K |
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