JOHN G ULLMAN & ASSOCIATES INC

PrivateCIK: 919530

Location

CORNING, NY

181

Positions

$824.41M

Total AUM (reported)

8.64M

Total Shares

Allocation by class

COM$747.41M90.7%

ADR$59.61M7.2%

ETF$16.52M2.0%

CEF$874.1K0.1%

Portfolio Concentration

Top 3$148.43M18.0%

4–10$142.65M17.3%

11–25$173.43M21.0%

Rest$359.90M43.7%

Top 3 weight

18.0%

Top 10 weight

35.3%

Voting Authority Distribution

Total shares with voting rights: 8.64M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

8.64M

% of voting shares100.0%

Investment Discretion (by position count)

Sole181

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings181

Rows:

CORNING INC

SOLE

COM

Shares233.87K

TypeSH

Market value$59.74M

7.25%

Sole

0.00

Shared

0.00

None

233.87K

TAIWAN SEMICONDUCTOR M F SPONS

SOLE

ADR

Shares107.86K

TypeSH

Market value$51.51M

6.25%

Sole

0.00

Shared

0.00

None

107.86K

CISCO SYSTEMS INC

SOLE

COM

Shares316.59K

TypeSH

Market value$37.19M

4.51%

Sole

0.00

Shared

0.00

None

316.59K

EMERSON ELEC CO

SOLE

COM

Shares248.31K

TypeSH

Market value$35.55M

4.31%

Sole

0.00

Shared

0.00

None

248.31K

OGE ENERGY CORP

SOLE

COM

Shares458.94K

TypeSH

Market value$22.33M

2.71%

Sole

0.00

Shared

0.00

None

458.94K

BROADCOM INC

SOLE

COM

Shares56.15K

TypeSH

Market value$21.21M

2.57%

Sole

0.00

Shared

0.00

None

56.15K

TE CONNECTIVITY PLC F

SOLE

COM

Shares94.17K

TypeSH

Market value$18.98M

2.30%

Sole

0.00

Shared

0.00

None

94.17K

AMAZON.COM INC

SOLE

COM

Shares63.22K

TypeSH

Market value$15.07M

1.83%

Sole

0.00

Shared

0.00

None

63.22K

BLOOM ENERGY CORP CLASS A

SOLE

COM

Shares49.36K

TypeSH

Market value$14.94M

1.81%

Sole

0.00

Shared

0.00

None

49.36K

ESSENTIAL UTILS INC

SOLE

COM

Shares380.23K

TypeSH

Market value$14.57M

1.77%

Sole

0.00

Shared

0.00

None

380.23K

EXXON MOBIL HOLDINGS CORP

SOLE

COM

Shares104.45K

TypeSH

Market value$14.28M

1.73%

Sole

0.00

Shared

0.00

None

104.45K

DOMINION ENERGY INC

SOLE

COM

Shares197.15K

TypeSH

Market value$13.46M

1.63%

Sole

0.00

Shared

0.00

None

197.15K

EVERSOURCE ENERGY

SOLE

COM

Shares183.79K

TypeSH

Market value$13.28M

1.61%

Sole

0.00

Shared

0.00

None

183.79K

NEXTERA ENERGY INC

SOLE

COM

Shares148.56K

TypeSH

Market value$13.04M

1.58%

Sole

0.00

Shared

0.00

None

148.56K

IBM CORP

SOLE

COM

Shares44.27K

TypeSH

Market value$12.45M

1.51%

Sole

0.00

Shared

0.00

None

44.27K

SCHLUMBERGER LTD F

SOLE

COM

Shares266.07K

TypeSH

Market value$12.37M

1.50%

Sole

0.00

Shared

0.00

None

266.07K

MERCK & CO. INC.

SOLE

COM

Shares94.03K

TypeSH

Market value$12.08M

1.47%

Sole

0.00

Shared

0.00

None

94.03K

LINDSAY CORP

SOLE

COM

Shares95.76K

TypeSH

Market value$11.86M

1.44%

Sole

0.00

Shared

0.00

None

95.76K

GENERAC HLDGS INC

SOLE

COM

Shares39.59K

TypeSH

Market value$11.59M

1.41%

Sole

0.00

Shared

0.00

None

39.59K

MICROSOFT CORP

SOLE

COM

Shares29.08K

TypeSH

Market value$10.85M

1.32%

Sole

0.00

Shared

0.00

None

29.08K

PORTLAND GENERAL ELECTRIC CO

SOLE

COM

Shares202.88K

TypeSH

Market value$10.52M

1.28%

Sole

0.00

Shared

0.00

None

202.88K

INTEL CORP

SOLE

COM

Shares74K

TypeSH

Market value$10.33M

1.25%

Sole

0.00

Shared

0.00

None

74K

ASTEC INDUSTRIES INC

SOLE

COM

Shares150.16K

TypeSH

Market value$9.19M

1.11%

Sole

0.00

Shared

0.00

None

150.16K

FLOWSERVE CORP

SOLE

COM

Shares123.72K

TypeSH

Market value$9.18M

1.11%

Sole

0.00

Shared

0.00

None

123.72K

DISNEY WALT CO

SOLE

COM

Shares93.01K

TypeSH

Market value$8.95M

1.09%

Sole

0.00

Shared

0.00

None

93.01K

Issuer	Class	Shares	Type	Value / Portfolio %	None
CORNING INCSOLE	COM	233.87K	SH	$59.74M 7.25%	233.87K
TAIWAN SEMICONDUCTOR M F SPONSSOLE	ADR	107.86K	SH	$51.51M 6.25%	107.86K
CISCO SYSTEMS INCSOLE	COM	316.59K	SH	$37.19M 4.51%	316.59K
EMERSON ELEC COSOLE	COM	248.31K	SH	$35.55M 4.31%	248.31K
OGE ENERGY CORPSOLE	COM	458.94K	SH	$22.33M 2.71%	458.94K
BROADCOM INCSOLE	COM	56.15K	SH	$21.21M 2.57%	56.15K
TE CONNECTIVITY PLC FSOLE	COM	94.17K	SH	$18.98M 2.30%	94.17K
AMAZON.COM INCSOLE	COM	63.22K	SH	$15.07M 1.83%	63.22K
BLOOM ENERGY CORP CLASS ASOLE	COM	49.36K	SH	$14.94M 1.81%	49.36K
ESSENTIAL UTILS INCSOLE	COM	380.23K	SH	$14.57M 1.77%	380.23K
EXXON MOBIL HOLDINGS CORPSOLE	COM	104.45K	SH	$14.28M 1.73%	104.45K
DOMINION ENERGY INCSOLE	COM	197.15K	SH	$13.46M 1.63%	197.15K
EVERSOURCE ENERGYSOLE	COM	183.79K	SH	$13.28M 1.61%	183.79K
NEXTERA ENERGY INCSOLE	COM	148.56K	SH	$13.04M 1.58%	148.56K
IBM CORPSOLE	COM	44.27K	SH	$12.45M 1.51%	44.27K
SCHLUMBERGER LTD FSOLE	COM	266.07K	SH	$12.37M 1.50%	266.07K
MERCK & CO. INC.SOLE	COM	94.03K	SH	$12.08M 1.47%	94.03K
LINDSAY CORPSOLE	COM	95.76K	SH	$11.86M 1.44%	95.76K
GENERAC HLDGS INCSOLE	COM	39.59K	SH	$11.59M 1.41%	39.59K
MICROSOFT CORPSOLE	COM	29.08K	SH	$10.85M 1.32%	29.08K
PORTLAND GENERAL ELECTRIC COSOLE	COM	202.88K	SH	$10.52M 1.28%	202.88K
INTEL CORPSOLE	COM	74K	SH	$10.33M 1.25%	74K
ASTEC INDUSTRIES INCSOLE	COM	150.16K	SH	$9.19M 1.11%	150.16K
FLOWSERVE CORPSOLE	COM	123.72K	SH	$9.18M 1.11%	123.72K
DISNEY WALT COSOLE	COM	93.01K	SH	$8.95M 1.09%	93.01K

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