Filed: 11/5/2025ACC: 0000919530-25-000006
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 173 equity positions with a total reported market value of $742.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
173
Positions
$742.67M
Total AUM (reported)
9.09M
Total Shares
Allocation by class
COM$672.49M90.6%
ADR$44.12M5.9%
ETF$14.28M1.9%
REIT$10.91M1.5%
CEF$865.6K0.1%
Portfolio Concentration
Top 3$108.30M14.6%
4–10$152.64M20.6%
11–25$162.54M21.9%
Rest$319.19M43.0%
Top 3 weight
14.6%
Top 10 weight
35.1%
Voting Authority Distribution
Total shares with voting rights: 9.09M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
9.09M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole173
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings173
Rows:
TAIWAN SEMICONDUCTOR M F SPONS
SOLEShares135.34K
TypeSH
Market value$37.80M
5.09%
Sole
0.00
Shared
0.00
None
135.34K
EMERSON ELEC CO
SOLEShares281.60K
TypeSH
Market value$36.94M
4.97%
Sole
0.00
Shared
0.00
None
281.60K
CORNING INC
SOLEShares409.17K
TypeSH
Market value$33.56M
4.52%
Sole
0.00
Shared
0.00
None
409.17K
BROADCOM INC
SOLEShares81.92K
TypeSH
Market value$27.03M
3.64%
Sole
0.00
Shared
0.00
None
81.92K
OGE ENERGY CORP
SOLEShares508.25K
TypeSH
Market value$23.52M
3.17%
Sole
0.00
Shared
0.00
None
508.25K
CISCO SYSTEMS INC
SOLEShares334.21K
TypeSH
Market value$22.87M
3.08%
Sole
0.00
Shared
0.00
None
334.21K
TE CONNECTIVITY PLC F
SOLEShares102.22K
TypeSH
Market value$22.44M
3.02%
Sole
0.00
Shared
0.00
None
102.22K
IBM CORP
SOLEShares68.02K
TypeSH
Market value$19.19M
2.58%
Sole
0.00
Shared
0.00
None
68.02K
BLOOM ENERGY CORP CLASS A
SOLEShares225.18K
TypeSH
Market value$19.04M
2.56%
Sole
0.00
Shared
0.00
None
225.18K
ESSENTIAL UTILS INC
SOLEShares464.93K
TypeSH
Market value$18.55M
2.50%
Sole
0.00
Shared
0.00
None
464.93K
MICROSOFT CORP
SOLEShares31.96K
TypeSH
Market value$16.55M
2.23%
Sole
0.00
Shared
0.00
None
31.96K
AMAZON.COM INC
SOLEShares68.09K
TypeSH
Market value$14.95M
2.01%
Sole
0.00
Shared
0.00
None
68.09K
EXXON MOBIL CORP
SOLEShares106.79K
TypeSH
Market value$12.04M
1.62%
Sole
0.00
Shared
0.00
None
106.79K
NEXTERA ENERGY INC
SOLEShares156.65K
TypeSH
Market value$11.83M
1.59%
Sole
0.00
Shared
0.00
None
156.65K
EVERSOURCE ENERGY
SOLEShares162.93K
TypeSH
Market value$11.59M
1.56%
Sole
0.00
Shared
0.00
None
162.93K
DOMINION ENERGY INC
SOLEShares180.49K
TypeSH
Market value$11.04M
1.49%
Sole
0.00
Shared
0.00
None
180.49K
AMERICAN TOWER CORP NEW REIT
SOLEShares56.72K
TypeSH
Market value$10.91M
1.47%
Sole
0.00
Shared
0.00
None
56.72K
CACI INTL INC CLASS A
SOLEShares19.90K
TypeSH
Market value$9.93M
1.34%
Sole
0.00
Shared
0.00
None
19.90K
GENERAC HLDGS INC
SOLEShares57.88K
TypeSH
Market value$9.69M
1.30%
Sole
0.00
Shared
0.00
None
57.88K
PORTLAND GENERAL ELECTRIC CO
SOLEShares219.83K
TypeSH
Market value$9.67M
1.30%
Sole
0.00
Shared
0.00
None
219.83K
SCHLUMBERGER LTD F
SOLEShares275.12K
TypeSH
Market value$9.46M
1.27%
Sole
0.00
Shared
0.00
None
275.12K
WESTERN DIGITAL CORP
SOLEShares76.06K
TypeSH
Market value$9.13M
1.23%
Sole
0.00
Shared
0.00
None
76.06K
ASTEC INDUSTRIES INC
SOLEShares180.28K
TypeSH
Market value$8.68M
1.17%
Sole
0.00
Shared
0.00
None
180.28K
DISNEY WALT CO
SOLEShares74.84K
TypeSH
Market value$8.57M
1.15%
Sole
0.00
Shared
0.00
None
74.84K
GRANITE CONSTR INC
SOLEShares77.63K
TypeSH
Market value$8.51M
1.15%
Sole
0.00
Shared
0.00
None
77.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TAIWAN SEMICONDUCTOR M F SPONSSOLE | ADR | 135.34K | SH | $37.80M 5.09% | 0.00 | 0.00 | 135.34K |
EMERSON ELEC COSOLE | COM | 281.60K | SH | $36.94M 4.97% | 0.00 | 0.00 | 281.60K |
CORNING INCSOLE | COM | 409.17K | SH | $33.56M 4.52% | 0.00 | 0.00 | 409.17K |
BROADCOM INCSOLE | COM | 81.92K | SH | $27.03M 3.64% | 0.00 | 0.00 | 81.92K |
OGE ENERGY CORPSOLE | COM | 508.25K | SH | $23.52M 3.17% | 0.00 | 0.00 | 508.25K |
CISCO SYSTEMS INCSOLE | COM | 334.21K | SH | $22.87M 3.08% | 0.00 | 0.00 | 334.21K |
TE CONNECTIVITY PLC FSOLE | COM | 102.22K | SH | $22.44M 3.02% | 0.00 | 0.00 | 102.22K |
IBM CORPSOLE | COM | 68.02K | SH | $19.19M 2.58% | 0.00 | 0.00 | 68.02K |
BLOOM ENERGY CORP CLASS ASOLE | COM | 225.18K | SH | $19.04M 2.56% | 0.00 | 0.00 | 225.18K |
ESSENTIAL UTILS INCSOLE | COM | 464.93K | SH | $18.55M 2.50% | 0.00 | 0.00 | 464.93K |
MICROSOFT CORPSOLE | COM | 31.96K | SH | $16.55M 2.23% | 0.00 | 0.00 | 31.96K |
AMAZON.COM INCSOLE | COM | 68.09K | SH | $14.95M 2.01% | 0.00 | 0.00 | 68.09K |
EXXON MOBIL CORPSOLE | COM | 106.79K | SH | $12.04M 1.62% | 0.00 | 0.00 | 106.79K |
NEXTERA ENERGY INCSOLE | COM | 156.65K | SH | $11.83M 1.59% | 0.00 | 0.00 | 156.65K |
EVERSOURCE ENERGYSOLE | COM | 162.93K | SH | $11.59M 1.56% | 0.00 | 0.00 | 162.93K |
DOMINION ENERGY INCSOLE | COM | 180.49K | SH | $11.04M 1.49% | 0.00 | 0.00 | 180.49K |
AMERICAN TOWER CORP NEW REITSOLE | REIT | 56.72K | SH | $10.91M 1.47% | 0.00 | 0.00 | 56.72K |
CACI INTL INC CLASS ASOLE | COM | 19.90K | SH | $9.93M 1.34% | 0.00 | 0.00 | 19.90K |
GENERAC HLDGS INCSOLE | COM | 57.88K | SH | $9.69M 1.30% | 0.00 | 0.00 | 57.88K |
PORTLAND GENERAL ELECTRIC COSOLE | COM | 219.83K | SH | $9.67M 1.30% | 0.00 | 0.00 | 219.83K |
SCHLUMBERGER LTD FSOLE | COM | 275.12K | SH | $9.46M 1.27% | 0.00 | 0.00 | 275.12K |
WESTERN DIGITAL CORPSOLE | COM | 76.06K | SH | $9.13M 1.23% | 0.00 | 0.00 | 76.06K |
ASTEC INDUSTRIES INCSOLE | COM | 180.28K | SH | $8.68M 1.17% | 0.00 | 0.00 | 180.28K |
DISNEY WALT COSOLE | COM | 74.84K | SH | $8.57M 1.15% | 0.00 | 0.00 | 74.84K |
GRANITE CONSTR INCSOLE | COM | 77.63K | SH | $8.51M 1.15% | 0.00 | 0.00 | 77.63K |
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