Filed: 5/6/2025ACC: 0000919530-25-000002
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 170 equity positions with a total reported market value of $648.36M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
170
Positions
$648.36M
Total AUM (reported)
10.27M
Total Shares
Allocation by class
COM$576.93M89.0%
ADR$44.72M6.9%
ETF$12.86M2.0%
REIT$11.56M1.8%
CEF$2.29M0.4%
Portfolio Concentration
Top 3$81.10M12.5%
4–10$122.73M18.9%
11–25$137.89M21.3%
Rest$306.64M47.3%
Top 3 weight
12.5%
Top 10 weight
31.4%
Voting Authority Distribution
Total shares with voting rights: 10.27M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.27M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole170
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings170
Rows:
EMERSON ELEC CO
SOLEShares285.24K
TypeSH
Market value$31.27M
4.82%
Sole
0.00
Shared
0.00
None
285.24K
CORNING INC
SOLEShares565.93K
TypeSH
Market value$25.91M
4.00%
Sole
0.00
Shared
0.00
None
565.93K
OGE ENERGY CORP
SOLEShares520.38K
TypeSH
Market value$23.92M
3.69%
Sole
0.00
Shared
0.00
None
520.38K
TAIWAN SEMICONDUCTOR M F SPONS
SOLEShares139.13K
TypeSH
Market value$23.10M
3.56%
Sole
0.00
Shared
0.00
None
139.13K
CISCO SYSTEMS INC
SOLEShares337.96K
TypeSH
Market value$20.86M
3.22%
Sole
0.00
Shared
0.00
None
337.96K
IBM CORP
SOLEShares83.28K
TypeSH
Market value$20.71M
3.19%
Sole
0.00
Shared
0.00
None
83.28K
NOVARTIS AG
SOLEShares138.12K
TypeSH
Market value$15.40M
2.37%
Sole
0.00
Shared
0.00
None
138.12K
TE CONNECTIVITY PLC F
SOLEShares104.60K
TypeSH
Market value$14.78M
2.28%
Sole
0.00
Shared
0.00
None
104.60K
BROADCOM INC
SOLEShares87.99K
TypeSH
Market value$14.73M
2.27%
Sole
0.00
Shared
0.00
None
87.99K
AMAZON.COM INC
SOLEShares69.14K
TypeSH
Market value$13.15M
2.03%
Sole
0.00
Shared
0.00
None
69.14K
EXXON MOBIL CORP
SOLEShares107.21K
TypeSH
Market value$12.75M
1.97%
Sole
0.00
Shared
0.00
None
107.21K
SCHLUMBERGER LTD F
SOLEShares299.09K
TypeSH
Market value$12.50M
1.93%
Sole
0.00
Shared
0.00
None
299.09K
MICROSOFT CORP
SOLEShares32.29K
TypeSH
Market value$12.12M
1.87%
Sole
0.00
Shared
0.00
None
32.29K
AMERICAN TOWER CORP NEW REIT
SOLEShares53.13K
TypeSH
Market value$11.56M
1.78%
Sole
0.00
Shared
0.00
None
53.13K
ESSENTIAL UTILS INC
SOLEShares260.90K
TypeSH
Market value$10.31M
1.59%
Sole
0.00
Shared
0.00
None
260.90K
BRISTOL-MYERS SQUIBB
SOLEShares155.39K
TypeSH
Market value$9.48M
1.46%
Sole
0.00
Shared
0.00
None
155.39K
DISNEY WALT CO
SOLEShares86.36K
TypeSH
Market value$8.52M
1.31%
Sole
0.00
Shared
0.00
None
86.36K
FISERV INC
SOLEShares38.24K
TypeSH
Market value$8.44M
1.30%
Sole
0.00
Shared
0.00
None
38.24K
MERCK & CO. INC.
SOLEShares93.92K
TypeSH
Market value$8.43M
1.30%
Sole
0.00
Shared
0.00
None
93.92K
PORTLAND GENERAL ELECTRIC CO
SOLEShares180.51K
TypeSH
Market value$8.05M
1.24%
Sole
0.00
Shared
0.00
None
180.51K
CACI INTL INC CLASS A
SOLEShares20.32K
TypeSH
Market value$7.45M
1.15%
Sole
0.00
Shared
0.00
None
20.32K
LINDSAY CORP
SOLEShares58.87K
TypeSH
Market value$7.45M
1.15%
Sole
0.00
Shared
0.00
None
58.87K
FLOWSERVE CORP
SOLEShares144.80K
TypeSH
Market value$7.07M
1.09%
Sole
0.00
Shared
0.00
None
144.80K
EVERSOURCE ENERGY
SOLEShares113K
TypeSH
Market value$7.02M
1.08%
Sole
0.00
Shared
0.00
None
113K
BECTON DICKINSON & CO
SOLEShares29.36K
TypeSH
Market value$6.72M
1.04%
Sole
0.00
Shared
0.00
None
29.36K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 285.24K | SH | $31.27M 4.82% | 0.00 | 0.00 | 285.24K |
CORNING INCSOLE | COM | 565.93K | SH | $25.91M 4.00% | 0.00 | 0.00 | 565.93K |
OGE ENERGY CORPSOLE | COM | 520.38K | SH | $23.92M 3.69% | 0.00 | 0.00 | 520.38K |
TAIWAN SEMICONDUCTOR M F SPONSSOLE | ADR | 139.13K | SH | $23.10M 3.56% | 0.00 | 0.00 | 139.13K |
CISCO SYSTEMS INCSOLE | COM | 337.96K | SH | $20.86M 3.22% | 0.00 | 0.00 | 337.96K |
IBM CORPSOLE | COM | 83.28K | SH | $20.71M 3.19% | 0.00 | 0.00 | 83.28K |
NOVARTIS AGSOLE | ADR | 138.12K | SH | $15.40M 2.37% | 0.00 | 0.00 | 138.12K |
TE CONNECTIVITY PLC FSOLE | COM | 104.60K | SH | $14.78M 2.28% | 0.00 | 0.00 | 104.60K |
BROADCOM INCSOLE | COM | 87.99K | SH | $14.73M 2.27% | 0.00 | 0.00 | 87.99K |
AMAZON.COM INCSOLE | COM | 69.14K | SH | $13.15M 2.03% | 0.00 | 0.00 | 69.14K |
EXXON MOBIL CORPSOLE | COM | 107.21K | SH | $12.75M 1.97% | 0.00 | 0.00 | 107.21K |
SCHLUMBERGER LTD FSOLE | COM | 299.09K | SH | $12.50M 1.93% | 0.00 | 0.00 | 299.09K |
MICROSOFT CORPSOLE | COM | 32.29K | SH | $12.12M 1.87% | 0.00 | 0.00 | 32.29K |
AMERICAN TOWER CORP NEW REITSOLE | REIT | 53.13K | SH | $11.56M 1.78% | 0.00 | 0.00 | 53.13K |
ESSENTIAL UTILS INCSOLE | COM | 260.90K | SH | $10.31M 1.59% | 0.00 | 0.00 | 260.90K |
BRISTOL-MYERS SQUIBBSOLE | COM | 155.39K | SH | $9.48M 1.46% | 0.00 | 0.00 | 155.39K |
DISNEY WALT COSOLE | COM | 86.36K | SH | $8.52M 1.31% | 0.00 | 0.00 | 86.36K |
FISERV INCSOLE | COM | 38.24K | SH | $8.44M 1.30% | 0.00 | 0.00 | 38.24K |
MERCK & CO. INC.SOLE | COM | 93.92K | SH | $8.43M 1.30% | 0.00 | 0.00 | 93.92K |
PORTLAND GENERAL ELECTRIC COSOLE | COM | 180.51K | SH | $8.05M 1.24% | 0.00 | 0.00 | 180.51K |
CACI INTL INC CLASS ASOLE | COM | 20.32K | SH | $7.45M 1.15% | 0.00 | 0.00 | 20.32K |
LINDSAY CORPSOLE | COM | 58.87K | SH | $7.45M 1.15% | 0.00 | 0.00 | 58.87K |
FLOWSERVE CORPSOLE | COM | 144.80K | SH | $7.07M 1.09% | 0.00 | 0.00 | 144.80K |
EVERSOURCE ENERGYSOLE | COM | 113K | SH | $7.02M 1.08% | 0.00 | 0.00 | 113K |
BECTON DICKINSON & COSOLE | COM | 29.36K | SH | $6.72M 1.04% | 0.00 | 0.00 | 29.36K |
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