Filed: 2/5/2025ACC: 0000919530-25-000001
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 172 equity positions with a total reported market value of $679.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
172
Positions
$679.64M
Total AUM (reported)
10.65M
Total Shares
Allocation by class
COM$608.88M89.6%
ADR$45.26M6.7%
ETF$14.69M2.2%
REIT$8.49M1.2%
CEF$2.32M0.3%
Portfolio Concentration
Top 3$92.55M13.6%
4–10$131.82M19.4%
11–25$136.00M20.0%
Rest$319.27M47.0%
Top 3 weight
13.6%
Top 10 weight
33.0%
Voting Authority Distribution
Total shares with voting rights: 10.65M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.65M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole172
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings172
Rows:
EMERSON ELEC CO
SOLEShares286.72K
TypeSH
Market value$35.53M
5.23%
Sole
0.00
Shared
0.00
None
286.72K
CORNING INC
SOLEShares620.91K
TypeSH
Market value$29.51M
4.34%
Sole
0.00
Shared
0.00
None
620.91K
TAIWAN SEMICONDUCTOR M F SPONS
SOLEShares139.29K
TypeSH
Market value$27.51M
4.05%
Sole
0.00
Shared
0.00
None
139.29K
IBM CORP
SOLEShares115.54K
TypeSH
Market value$25.40M
3.74%
Sole
0.00
Shared
0.00
None
115.54K
OGE ENERGY CORP
SOLEShares524.95K
TypeSH
Market value$21.65M
3.19%
Sole
0.00
Shared
0.00
None
524.95K
BROADCOM INC
SOLEShares90K
TypeSH
Market value$20.86M
3.07%
Sole
0.00
Shared
0.00
None
90K
CISCO SYSTEMS INC
SOLEShares338.29K
TypeSH
Market value$20.03M
2.95%
Sole
0.00
Shared
0.00
None
338.29K
AMAZON.COM INC
SOLEShares69.58K
TypeSH
Market value$15.27M
2.25%
Sole
0.00
Shared
0.00
None
69.58K
TE CONNECTIVITY PLC F
SOLEShares105.23K
TypeSH
Market value$15.05M
2.21%
Sole
0.00
Shared
0.00
None
105.23K
NOVARTIS AG
SOLEShares139.39K
TypeSH
Market value$13.56M
2.00%
Sole
0.00
Shared
0.00
None
139.39K
MICROSOFT CORP
SOLEShares31.98K
TypeSH
Market value$13.48M
1.98%
Sole
0.00
Shared
0.00
None
31.98K
EXXON MOBIL CORP
SOLEShares107.87K
TypeSH
Market value$11.60M
1.71%
Sole
0.00
Shared
0.00
None
107.87K
SCHLUMBERGER LTD F
SOLEShares299.70K
TypeSH
Market value$11.49M
1.69%
Sole
0.00
Shared
0.00
None
299.70K
ESSENTIAL UTILS INC
SOLEShares282.05K
TypeSH
Market value$10.24M
1.51%
Sole
0.00
Shared
0.00
None
282.05K
DISNEY WALT CO
SOLEShares87.04K
TypeSH
Market value$9.69M
1.43%
Sole
0.00
Shared
0.00
None
87.04K
MERCK & CO. INC.
SOLEShares96.42K
TypeSH
Market value$9.59M
1.41%
Sole
0.00
Shared
0.00
None
96.42K
BRISTOL-MYERS SQUIBB
SOLEShares155.72K
TypeSH
Market value$8.81M
1.30%
Sole
0.00
Shared
0.00
None
155.72K
AMERICAN TOWER CORP NEW REIT
SOLEShares46.28K
TypeSH
Market value$8.49M
1.25%
Sole
0.00
Shared
0.00
None
46.28K
FLOWSERVE CORP
SOLEShares146.55K
TypeSH
Market value$8.43M
1.24%
Sole
0.00
Shared
0.00
None
146.55K
FISERV INC
SOLEShares38.56K
TypeSH
Market value$7.92M
1.17%
Sole
0.00
Shared
0.00
None
38.56K
GENERAC HLDGS INC
SOLEShares49.42K
TypeSH
Market value$7.66M
1.13%
Sole
0.00
Shared
0.00
None
49.42K
PFIZER INC
SOLEShares279.09K
TypeSH
Market value$7.40M
1.09%
Sole
0.00
Shared
0.00
None
279.09K
M D U RESOURCES GRP
SOLEShares397.79K
TypeSH
Market value$7.17M
1.05%
Sole
0.00
Shared
0.00
None
397.79K
LINDSAY CORP
SOLEShares59.38K
TypeSH
Market value$7.02M
1.03%
Sole
0.00
Shared
0.00
None
59.38K
GRANITE CONSTR INC
SOLEShares79.73K
TypeSH
Market value$6.99M
1.03%
Sole
0.00
Shared
0.00
None
79.73K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 286.72K | SH | $35.53M 5.23% | 0.00 | 0.00 | 286.72K |
CORNING INCSOLE | COM | 620.91K | SH | $29.51M 4.34% | 0.00 | 0.00 | 620.91K |
TAIWAN SEMICONDUCTOR M F SPONSSOLE | ADR | 139.29K | SH | $27.51M 4.05% | 0.00 | 0.00 | 139.29K |
IBM CORPSOLE | COM | 115.54K | SH | $25.40M 3.74% | 0.00 | 0.00 | 115.54K |
OGE ENERGY CORPSOLE | COM | 524.95K | SH | $21.65M 3.19% | 0.00 | 0.00 | 524.95K |
BROADCOM INCSOLE | COM | 90K | SH | $20.86M 3.07% | 0.00 | 0.00 | 90K |
CISCO SYSTEMS INCSOLE | COM | 338.29K | SH | $20.03M 2.95% | 0.00 | 0.00 | 338.29K |
AMAZON.COM INCSOLE | COM | 69.58K | SH | $15.27M 2.25% | 0.00 | 0.00 | 69.58K |
TE CONNECTIVITY PLC FSOLE | COM | 105.23K | SH | $15.05M 2.21% | 0.00 | 0.00 | 105.23K |
NOVARTIS AGSOLE | ADR | 139.39K | SH | $13.56M 2.00% | 0.00 | 0.00 | 139.39K |
MICROSOFT CORPSOLE | COM | 31.98K | SH | $13.48M 1.98% | 0.00 | 0.00 | 31.98K |
EXXON MOBIL CORPSOLE | COM | 107.87K | SH | $11.60M 1.71% | 0.00 | 0.00 | 107.87K |
SCHLUMBERGER LTD FSOLE | COM | 299.70K | SH | $11.49M 1.69% | 0.00 | 0.00 | 299.70K |
ESSENTIAL UTILS INCSOLE | COM | 282.05K | SH | $10.24M 1.51% | 0.00 | 0.00 | 282.05K |
DISNEY WALT COSOLE | COM | 87.04K | SH | $9.69M 1.43% | 0.00 | 0.00 | 87.04K |
MERCK & CO. INC.SOLE | COM | 96.42K | SH | $9.59M 1.41% | 0.00 | 0.00 | 96.42K |
BRISTOL-MYERS SQUIBBSOLE | COM | 155.72K | SH | $8.81M 1.30% | 0.00 | 0.00 | 155.72K |
AMERICAN TOWER CORP NEW REITSOLE | REIT | 46.28K | SH | $8.49M 1.25% | 0.00 | 0.00 | 46.28K |
FLOWSERVE CORPSOLE | COM | 146.55K | SH | $8.43M 1.24% | 0.00 | 0.00 | 146.55K |
FISERV INCSOLE | COM | 38.56K | SH | $7.92M 1.17% | 0.00 | 0.00 | 38.56K |
GENERAC HLDGS INCSOLE | COM | 49.42K | SH | $7.66M 1.13% | 0.00 | 0.00 | 49.42K |
PFIZER INCSOLE | COM | 279.09K | SH | $7.40M 1.09% | 0.00 | 0.00 | 279.09K |
M D U RESOURCES GRPSOLE | COM | 397.79K | SH | $7.17M 1.05% | 0.00 | 0.00 | 397.79K |
LINDSAY CORPSOLE | COM | 59.38K | SH | $7.02M 1.03% | 0.00 | 0.00 | 59.38K |
GRANITE CONSTR INCSOLE | COM | 79.73K | SH | $6.99M 1.03% | 0.00 | 0.00 | 79.73K |
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