Filed: 11/8/2024ACC: 0000919530-24-000004
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $695.52M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
179
Positions
$695.52M
Total AUM (reported)
11.40M
Total Shares
Allocation by class
COM$612.96M88.1%
ADR$46.66M6.7%
REIT$16.94M2.4%
ETF$16.65M2.4%
CEF$2.31M0.3%
Portfolio Concentration
Top 3$89.43M12.9%
4–10$131.12M18.9%
11–25$151.55M21.8%
Rest$323.41M46.5%
Top 3 weight
12.9%
Top 10 weight
31.7%
Voting Authority Distribution
Total shares with voting rights: 11.40M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.40M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole179
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings179
Rows:
EMERSON ELEC CO
SOLEShares297.61K
TypeSH
Market value$32.55M
4.68%
Sole
0.00
Shared
0.00
None
297.61K
CORNING INC
SOLEShares669.88K
TypeSH
Market value$30.24M
4.35%
Sole
0.00
Shared
0.00
None
669.88K
IBM CORP
SOLEShares120.49K
TypeSH
Market value$26.64M
3.83%
Sole
0.00
Shared
0.00
None
120.49K
TAIWAN SEMICONDUCTOR M F SPONS
SOLEShares144.57K
TypeSH
Market value$25.11M
3.61%
Sole
0.00
Shared
0.00
None
144.57K
OGE ENERGY CORP
SOLEShares540.58K
TypeSH
Market value$22.17M
3.19%
Sole
0.00
Shared
0.00
None
540.58K
CISCO SYSTEMS INC
SOLEShares346.55K
TypeSH
Market value$18.44M
2.65%
Sole
0.00
Shared
0.00
None
346.55K
BROADCOM INC
SOLEShares105.94K
TypeSH
Market value$18.27M
2.63%
Sole
0.00
Shared
0.00
None
105.94K
TE CONNECTIVITY PLC F
SOLEShares108.64K
TypeSH
Market value$16.40M
2.36%
Sole
0.00
Shared
0.00
None
108.64K
NOVARTIS AG
SOLEShares141.47K
TypeSH
Market value$16.27M
2.34%
Sole
0.00
Shared
0.00
None
141.47K
MICROSOFT CORP
SOLEShares33.58K
TypeSH
Market value$14.45M
2.08%
Sole
0.00
Shared
0.00
None
33.58K
SCHLUMBERGER LTD F
SOLEShares328.70K
TypeSH
Market value$13.79M
1.98%
Sole
0.00
Shared
0.00
None
328.70K
AMAZON.COM INC
SOLEShares71.64K
TypeSH
Market value$13.35M
1.92%
Sole
0.00
Shared
0.00
None
71.64K
EXXON MOBIL CORP
SOLEShares111.38K
TypeSH
Market value$13.06M
1.88%
Sole
0.00
Shared
0.00
None
111.38K
AMERICAN TOWER CORP NEW REIT
SOLEShares49.87K
TypeSH
Market value$11.60M
1.67%
Sole
0.00
Shared
0.00
None
49.87K
MERCK & CO. INC.
SOLEShares97.47K
TypeSH
Market value$11.07M
1.59%
Sole
0.00
Shared
0.00
None
97.47K
M D U RESOURCES GRP
SOLEShares402.78K
TypeSH
Market value$11.04M
1.59%
Sole
0.00
Shared
0.00
None
402.78K
INTEL CORP
SOLEShares429.77K
TypeSH
Market value$10.08M
1.45%
Sole
0.00
Shared
0.00
None
429.77K
PFIZER INC
SOLEShares337.32K
TypeSH
Market value$9.76M
1.40%
Sole
0.00
Shared
0.00
None
337.32K
DISNEY WALT CO
SOLEShares92.09K
TypeSH
Market value$8.86M
1.27%
Sole
0.00
Shared
0.00
None
92.09K
GRANITE CONSTR INC
SOLEShares105.96K
TypeSH
Market value$8.40M
1.21%
Sole
0.00
Shared
0.00
None
105.96K
THERMO FISHER SCIENTIFIC
SOLEShares13.39K
TypeSH
Market value$8.29M
1.19%
Sole
0.00
Shared
0.00
None
13.39K
BRISTOL-MYERS SQUIBB
SOLEShares158.35K
TypeSH
Market value$8.19M
1.18%
Sole
0.00
Shared
0.00
None
158.35K
ESSENTIAL UTILS INC
SOLEShares212.12K
TypeSH
Market value$8.18M
1.18%
Sole
0.00
Shared
0.00
None
212.12K
GENERAC HLDGS INC
SOLEShares50.27K
TypeSH
Market value$7.99M
1.15%
Sole
0.00
Shared
0.00
None
50.27K
CACI INTL INC CLASS A
SOLEShares15.66K
TypeSH
Market value$7.90M
1.14%
Sole
0.00
Shared
0.00
None
15.66K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 297.61K | SH | $32.55M 4.68% | 0.00 | 0.00 | 297.61K |
CORNING INCSOLE | COM | 669.88K | SH | $30.24M 4.35% | 0.00 | 0.00 | 669.88K |
IBM CORPSOLE | COM | 120.49K | SH | $26.64M 3.83% | 0.00 | 0.00 | 120.49K |
TAIWAN SEMICONDUCTOR M F SPONSSOLE | ADR | 144.57K | SH | $25.11M 3.61% | 0.00 | 0.00 | 144.57K |
OGE ENERGY CORPSOLE | COM | 540.58K | SH | $22.17M 3.19% | 0.00 | 0.00 | 540.58K |
CISCO SYSTEMS INCSOLE | COM | 346.55K | SH | $18.44M 2.65% | 0.00 | 0.00 | 346.55K |
BROADCOM INCSOLE | COM | 105.94K | SH | $18.27M 2.63% | 0.00 | 0.00 | 105.94K |
TE CONNECTIVITY PLC FSOLE | COM | 108.64K | SH | $16.40M 2.36% | 0.00 | 0.00 | 108.64K |
NOVARTIS AGSOLE | ADR | 141.47K | SH | $16.27M 2.34% | 0.00 | 0.00 | 141.47K |
MICROSOFT CORPSOLE | COM | 33.58K | SH | $14.45M 2.08% | 0.00 | 0.00 | 33.58K |
SCHLUMBERGER LTD FSOLE | COM | 328.70K | SH | $13.79M 1.98% | 0.00 | 0.00 | 328.70K |
AMAZON.COM INCSOLE | COM | 71.64K | SH | $13.35M 1.92% | 0.00 | 0.00 | 71.64K |
EXXON MOBIL CORPSOLE | COM | 111.38K | SH | $13.06M 1.88% | 0.00 | 0.00 | 111.38K |
AMERICAN TOWER CORP NEW REITSOLE | REIT | 49.87K | SH | $11.60M 1.67% | 0.00 | 0.00 | 49.87K |
MERCK & CO. INC.SOLE | COM | 97.47K | SH | $11.07M 1.59% | 0.00 | 0.00 | 97.47K |
M D U RESOURCES GRPSOLE | COM | 402.78K | SH | $11.04M 1.59% | 0.00 | 0.00 | 402.78K |
INTEL CORPSOLE | COM | 429.77K | SH | $10.08M 1.45% | 0.00 | 0.00 | 429.77K |
PFIZER INCSOLE | COM | 337.32K | SH | $9.76M 1.40% | 0.00 | 0.00 | 337.32K |
DISNEY WALT COSOLE | COM | 92.09K | SH | $8.86M 1.27% | 0.00 | 0.00 | 92.09K |
GRANITE CONSTR INCSOLE | COM | 105.96K | SH | $8.40M 1.21% | 0.00 | 0.00 | 105.96K |
THERMO FISHER SCIENTIFICSOLE | COM | 13.39K | SH | $8.29M 1.19% | 0.00 | 0.00 | 13.39K |
BRISTOL-MYERS SQUIBBSOLE | COM | 158.35K | SH | $8.19M 1.18% | 0.00 | 0.00 | 158.35K |
ESSENTIAL UTILS INCSOLE | COM | 212.12K | SH | $8.18M 1.18% | 0.00 | 0.00 | 212.12K |
GENERAC HLDGS INCSOLE | COM | 50.27K | SH | $7.99M 1.15% | 0.00 | 0.00 | 50.27K |
CACI INTL INC CLASS ASOLE | COM | 15.66K | SH | $7.90M 1.14% | 0.00 | 0.00 | 15.66K |
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