Filed: 8/8/2024ACC: 0000919530-24-000003
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $655.47M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
179
Positions
$655.47M
Total AUM (reported)
10.71M
Total Shares
Allocation by class
COM$574.74M87.7%
ADR$52.56M8.0%
REIT$14.72M2.2%
ETF$11.24M1.7%
CEF$2.21M0.3%
Portfolio Concentration
Top 3$86.37M13.2%
4–10$125.96M19.2%
11–25$148.74M22.7%
Rest$294.40M44.9%
Top 3 weight
13.2%
Top 10 weight
32.4%
Voting Authority Distribution
Total shares with voting rights: 10.71M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.71M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole179
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings179
Rows:
EMERSON ELEC CO
SOLEShares301.35K
TypeSH
Market value$33.20M
5.06%
Sole
0.00
Shared
0.00
None
301.35K
CORNING INC
SOLEShares703.43K
TypeSH
Market value$27.33M
4.17%
Sole
0.00
Shared
0.00
None
703.43K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares148.72K
TypeSH
Market value$25.85M
3.94%
Sole
0.00
Shared
0.00
None
148.72K
IBM CORP
SOLEShares121.47K
TypeSH
Market value$21.01M
3.20%
Sole
0.00
Shared
0.00
None
121.47K
OGE ENERGY CORP
SOLEShares556.28K
TypeSH
Market value$19.86M
3.03%
Sole
0.00
Shared
0.00
None
556.28K
NOVARTIS AG
SOLEShares177.25K
TypeSH
Market value$18.87M
2.88%
Sole
0.00
Shared
0.00
None
177.25K
BROADCOM LTD AVGO
SOLEShares10.91K
TypeSH
Market value$17.52M
2.67%
Sole
0.00
Shared
0.00
None
10.91K
CISCO SYSTEMS INC
SOLEShares352.44K
TypeSH
Market value$16.74M
2.55%
Sole
0.00
Shared
0.00
None
352.44K
TE CONNECTIVITY LTD F
SOLEShares109.74K
TypeSH
Market value$16.51M
2.52%
Sole
0.00
Shared
0.00
None
109.74K
MICROSOFT CORP
SOLEShares34.57K
TypeSH
Market value$15.45M
2.36%
Sole
0.00
Shared
0.00
None
34.57K
AMAZON.COM INC
SOLEShares71.76K
TypeSH
Market value$13.87M
2.12%
Sole
0.00
Shared
0.00
None
71.76K
EXXON MOBIL CORP
SOLEShares111.99K
TypeSH
Market value$12.89M
1.97%
Sole
0.00
Shared
0.00
None
111.99K
SCHLUMBERGER LTD F
SOLEShares260K
TypeSH
Market value$12.27M
1.87%
Sole
0.00
Shared
0.00
None
260K
MERCK & CO INC
SOLEShares97.47K
TypeSH
Market value$12.07M
1.84%
Sole
0.00
Shared
0.00
None
97.47K
INTEL CORP
SOLEShares374.88K
TypeSH
Market value$11.61M
1.77%
Sole
0.00
Shared
0.00
None
374.88K
M D U RESOURCES GRP
SOLEShares406.61K
TypeSH
Market value$10.21M
1.56%
Sole
0.00
Shared
0.00
None
406.61K
AMERICAN TOWER CORP
SOLEShares52.08K
TypeSH
Market value$10.12M
1.54%
Sole
0.00
Shared
0.00
None
52.08K
PFIZER INC
SOLEShares343.26K
TypeSH
Market value$9.60M
1.47%
Sole
0.00
Shared
0.00
None
343.26K
BRISTOL-MYERS SQUIBB
SOLEShares227.81K
TypeSH
Market value$9.46M
1.44%
Sole
0.00
Shared
0.00
None
227.81K
WALT DISNEY CO
SOLEShares88.29K
TypeSH
Market value$8.77M
1.34%
Sole
0.00
Shared
0.00
None
88.29K
HALLIBURTON CO HLDG
SOLEShares242.41K
TypeSH
Market value$8.19M
1.25%
Sole
0.00
Shared
0.00
None
242.41K
WESTERN DIGITAL CORP
SOLEShares101.07K
TypeSH
Market value$7.66M
1.17%
Sole
0.00
Shared
0.00
None
101.07K
THERMO FISHER SCIENTIFIC INC
SOLEShares13.47K
TypeSH
Market value$7.45M
1.14%
Sole
0.00
Shared
0.00
None
13.47K
FLOWSERVE CORP
SOLEShares152.35K
TypeSH
Market value$7.33M
1.12%
Sole
0.00
Shared
0.00
None
152.35K
CACI INTERNATIONAL INC
SOLEShares16.86K
TypeSH
Market value$7.25M
1.11%
Sole
0.00
Shared
0.00
None
16.86K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 301.35K | SH | $33.20M 5.06% | 0.00 | 0.00 | 301.35K |
CORNING INCSOLE | COM | 703.43K | SH | $27.33M 4.17% | 0.00 | 0.00 | 703.43K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 148.72K | SH | $25.85M 3.94% | 0.00 | 0.00 | 148.72K |
IBM CORPSOLE | COM | 121.47K | SH | $21.01M 3.20% | 0.00 | 0.00 | 121.47K |
OGE ENERGY CORPSOLE | COM | 556.28K | SH | $19.86M 3.03% | 0.00 | 0.00 | 556.28K |
NOVARTIS AGSOLE | ADR | 177.25K | SH | $18.87M 2.88% | 0.00 | 0.00 | 177.25K |
BROADCOM LTD AVGOSOLE | COM | 10.91K | SH | $17.52M 2.67% | 0.00 | 0.00 | 10.91K |
CISCO SYSTEMS INCSOLE | COM | 352.44K | SH | $16.74M 2.55% | 0.00 | 0.00 | 352.44K |
TE CONNECTIVITY LTD FSOLE | COM | 109.74K | SH | $16.51M 2.52% | 0.00 | 0.00 | 109.74K |
MICROSOFT CORPSOLE | COM | 34.57K | SH | $15.45M 2.36% | 0.00 | 0.00 | 34.57K |
AMAZON.COM INCSOLE | COM | 71.76K | SH | $13.87M 2.12% | 0.00 | 0.00 | 71.76K |
EXXON MOBIL CORPSOLE | COM | 111.99K | SH | $12.89M 1.97% | 0.00 | 0.00 | 111.99K |
SCHLUMBERGER LTD FSOLE | COM | 260K | SH | $12.27M 1.87% | 0.00 | 0.00 | 260K |
MERCK & CO INCSOLE | COM | 97.47K | SH | $12.07M 1.84% | 0.00 | 0.00 | 97.47K |
INTEL CORPSOLE | COM | 374.88K | SH | $11.61M 1.77% | 0.00 | 0.00 | 374.88K |
M D U RESOURCES GRPSOLE | COM | 406.61K | SH | $10.21M 1.56% | 0.00 | 0.00 | 406.61K |
AMERICAN TOWER CORPSOLE | REIT | 52.08K | SH | $10.12M 1.54% | 0.00 | 0.00 | 52.08K |
PFIZER INCSOLE | COM | 343.26K | SH | $9.60M 1.47% | 0.00 | 0.00 | 343.26K |
BRISTOL-MYERS SQUIBBSOLE | COM | 227.81K | SH | $9.46M 1.44% | 0.00 | 0.00 | 227.81K |
WALT DISNEY COSOLE | COM | 88.29K | SH | $8.77M 1.34% | 0.00 | 0.00 | 88.29K |
HALLIBURTON CO HLDGSOLE | COM | 242.41K | SH | $8.19M 1.25% | 0.00 | 0.00 | 242.41K |
WESTERN DIGITAL CORPSOLE | COM | 101.07K | SH | $7.66M 1.17% | 0.00 | 0.00 | 101.07K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 13.47K | SH | $7.45M 1.14% | 0.00 | 0.00 | 13.47K |
FLOWSERVE CORPSOLE | COM | 152.35K | SH | $7.33M 1.12% | 0.00 | 0.00 | 152.35K |
CACI INTERNATIONAL INCSOLE | COM | 16.86K | SH | $7.25M 1.11% | 0.00 | 0.00 | 16.86K |
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