Filed: 5/6/2024ACC: 0000919530-24-000002
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 174 equity positions with a total reported market value of $651.82M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
174
Positions
$651.82M
Total AUM (reported)
10.74M
Total Shares
Allocation by class
COM$581.98M89.3%
ADR$42.58M6.5%
REIT$12.87M2.0%
ETF$12.11M1.9%
CEF$2.29M0.4%
Portfolio Concentration
Top 3$81.58M12.5%
4–10$123.94M19.0%
11–25$156.71M24.0%
Rest$289.58M44.4%
Top 3 weight
12.5%
Top 10 weight
31.5%
Voting Authority Distribution
Total shares with voting rights: 10.74M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.74M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole174
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings174
Rows:
EMERSON ELEC CO
SOLEShares305.32K
TypeSH
Market value$34.63M
5.31%
Sole
0.00
Shared
0.00
None
305.32K
CORNING INC
SOLEShares713.83K
TypeSH
Market value$23.53M
3.61%
Sole
0.00
Shared
0.00
None
713.83K
IBM CORP
SOLEShares122.67K
TypeSH
Market value$23.42M
3.59%
Sole
0.00
Shared
0.00
None
122.67K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares152.34K
TypeSH
Market value$20.73M
3.18%
Sole
0.00
Shared
0.00
None
152.34K
OGE ENERGY CORP
SOLEShares556.98K
TypeSH
Market value$19.10M
2.93%
Sole
0.00
Shared
0.00
None
556.98K
BRISTOL-MYERS SQUIBB
SOLEShares333.23K
TypeSH
Market value$18.07M
2.77%
Sole
0.00
Shared
0.00
None
333.23K
CISCO SYSTEMS INC
SOLEShares358.68K
TypeSH
Market value$17.90M
2.75%
Sole
0.00
Shared
0.00
None
358.68K
NOVARTIS AG
SOLEShares179.19K
TypeSH
Market value$17.33M
2.66%
Sole
0.00
Shared
0.00
None
179.19K
TE CONNECTIVITY LTD F
SOLEShares110.39K
TypeSH
Market value$16.03M
2.46%
Sole
0.00
Shared
0.00
None
110.39K
BROADCOM LTD AVGO
SOLEShares11.14K
TypeSH
Market value$14.77M
2.27%
Sole
0.00
Shared
0.00
None
11.14K
MICROSOFT CORP
SOLEShares34.75K
TypeSH
Market value$14.62M
2.24%
Sole
0.00
Shared
0.00
None
34.75K
SCHLUMBERGER LTD F
SOLEShares261.60K
TypeSH
Market value$14.34M
2.20%
Sole
0.00
Shared
0.00
None
261.60K
INTEL CORP
SOLEShares317.03K
TypeSH
Market value$14.00M
2.15%
Sole
0.00
Shared
0.00
None
317.03K
AMAZON.COM INC
SOLEShares72.66K
TypeSH
Market value$13.11M
2.01%
Sole
0.00
Shared
0.00
None
72.66K
MERCK & CO INC
SOLEShares98.20K
TypeSH
Market value$12.96M
1.99%
Sole
0.00
Shared
0.00
None
98.20K
EXXON MOBIL CORP
SOLEShares108.55K
TypeSH
Market value$12.62M
1.94%
Sole
0.00
Shared
0.00
None
108.55K
M D U RESOURCES GRP
SOLEShares411.57K
TypeSH
Market value$10.37M
1.59%
Sole
0.00
Shared
0.00
None
411.57K
WALT DISNEY CO
SOLEShares80.72K
TypeSH
Market value$9.88M
1.52%
Sole
0.00
Shared
0.00
None
80.72K
PFIZER INC
SOLEShares352.67K
TypeSH
Market value$9.79M
1.50%
Sole
0.00
Shared
0.00
None
352.67K
ARGAN INC
SOLEShares156.13K
TypeSH
Market value$7.89M
1.21%
Sole
0.00
Shared
0.00
None
156.13K
AMERICAN TOWER CORP
SOLEShares39.88K
TypeSH
Market value$7.88M
1.21%
Sole
0.00
Shared
0.00
None
39.88K
THERMO FISHER SCIENTIFIC INC
SOLEShares13.55K
TypeSH
Market value$7.88M
1.21%
Sole
0.00
Shared
0.00
None
13.55K
BCE INC
SOLEShares216.53K
TypeSH
Market value$7.36M
1.13%
Sole
0.00
Shared
0.00
None
216.53K
FLOWSERVE CORP
SOLEShares154.65K
TypeSH
Market value$7.06M
1.08%
Sole
0.00
Shared
0.00
None
154.65K
WESTERN DIGITAL CORP
SOLEShares102.05K
TypeSH
Market value$6.96M
1.07%
Sole
0.00
Shared
0.00
None
102.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 305.32K | SH | $34.63M 5.31% | 0.00 | 0.00 | 305.32K |
CORNING INCSOLE | COM | 713.83K | SH | $23.53M 3.61% | 0.00 | 0.00 | 713.83K |
IBM CORPSOLE | COM | 122.67K | SH | $23.42M 3.59% | 0.00 | 0.00 | 122.67K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 152.34K | SH | $20.73M 3.18% | 0.00 | 0.00 | 152.34K |
OGE ENERGY CORPSOLE | COM | 556.98K | SH | $19.10M 2.93% | 0.00 | 0.00 | 556.98K |
BRISTOL-MYERS SQUIBBSOLE | COM | 333.23K | SH | $18.07M 2.77% | 0.00 | 0.00 | 333.23K |
CISCO SYSTEMS INCSOLE | COM | 358.68K | SH | $17.90M 2.75% | 0.00 | 0.00 | 358.68K |
NOVARTIS AGSOLE | ADR | 179.19K | SH | $17.33M 2.66% | 0.00 | 0.00 | 179.19K |
TE CONNECTIVITY LTD FSOLE | COM | 110.39K | SH | $16.03M 2.46% | 0.00 | 0.00 | 110.39K |
BROADCOM LTD AVGOSOLE | COM | 11.14K | SH | $14.77M 2.27% | 0.00 | 0.00 | 11.14K |
MICROSOFT CORPSOLE | COM | 34.75K | SH | $14.62M 2.24% | 0.00 | 0.00 | 34.75K |
SCHLUMBERGER LTD FSOLE | COM | 261.60K | SH | $14.34M 2.20% | 0.00 | 0.00 | 261.60K |
INTEL CORPSOLE | COM | 317.03K | SH | $14.00M 2.15% | 0.00 | 0.00 | 317.03K |
AMAZON.COM INCSOLE | COM | 72.66K | SH | $13.11M 2.01% | 0.00 | 0.00 | 72.66K |
MERCK & CO INCSOLE | COM | 98.20K | SH | $12.96M 1.99% | 0.00 | 0.00 | 98.20K |
EXXON MOBIL CORPSOLE | COM | 108.55K | SH | $12.62M 1.94% | 0.00 | 0.00 | 108.55K |
M D U RESOURCES GRPSOLE | COM | 411.57K | SH | $10.37M 1.59% | 0.00 | 0.00 | 411.57K |
WALT DISNEY COSOLE | COM | 80.72K | SH | $9.88M 1.52% | 0.00 | 0.00 | 80.72K |
PFIZER INCSOLE | COM | 352.67K | SH | $9.79M 1.50% | 0.00 | 0.00 | 352.67K |
ARGAN INCSOLE | COM | 156.13K | SH | $7.89M 1.21% | 0.00 | 0.00 | 156.13K |
AMERICAN TOWER CORPSOLE | REIT | 39.88K | SH | $7.88M 1.21% | 0.00 | 0.00 | 39.88K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 13.55K | SH | $7.88M 1.21% | 0.00 | 0.00 | 13.55K |
BCE INCSOLE | COM | 216.53K | SH | $7.36M 1.13% | 0.00 | 0.00 | 216.53K |
FLOWSERVE CORPSOLE | COM | 154.65K | SH | $7.06M 1.08% | 0.00 | 0.00 | 154.65K |
WESTERN DIGITAL CORPSOLE | COM | 102.05K | SH | $6.96M 1.07% | 0.00 | 0.00 | 102.05K |
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