Filed: 1/31/2024ACC: 0000919530-24-000001
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 169 equity positions with a total reported market value of $630.46M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
169
Positions
$630.46M
Total AUM (reported)
11.04M
Total Shares
Allocation by class
COM$562.66M89.2%
ADR$43.14M6.8%
REIT$11.59M1.8%
ETF$11.10M1.8%
CEF$1.97M0.3%
Portfolio Concentration
Top 3$79.79M12.7%
4–10$122.73M19.5%
11–25$146.97M23.3%
Rest$280.98M44.6%
Top 3 weight
12.7%
Top 10 weight
32.1%
Voting Authority Distribution
Total shares with voting rights: 11.04M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.04M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole169
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings169
Rows:
EMERSON ELEC CO
SOLEShares365.20K
TypeSH
Market value$35.55M
5.64%
Sole
0.00
Shared
0.00
None
365.20K
CORNING INC
SOLEShares744.71K
TypeSH
Market value$22.68M
3.60%
Sole
0.00
Shared
0.00
None
744.71K
IBM CORP
SOLEShares131.87K
TypeSH
Market value$21.57M
3.42%
Sole
0.00
Shared
0.00
None
131.87K
OGE ENERGY CORP
SOLEShares567.58K
TypeSH
Market value$19.83M
3.14%
Sole
0.00
Shared
0.00
None
567.58K
BRISTOL-MYERS SQUIBB
SOLEShares360.78K
TypeSH
Market value$18.51M
2.94%
Sole
0.00
Shared
0.00
None
360.78K
CISCO SYSTEMS INC
SOLEShares365.87K
TypeSH
Market value$18.48M
2.93%
Sole
0.00
Shared
0.00
None
365.87K
NOVARTIS AG
SOLEShares180.90K
TypeSH
Market value$18.27M
2.90%
Sole
0.00
Shared
0.00
None
180.90K
INTEL CORP
SOLEShares319.63K
TypeSH
Market value$16.06M
2.55%
Sole
0.00
Shared
0.00
None
319.63K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares153.54K
TypeSH
Market value$15.97M
2.53%
Sole
0.00
Shared
0.00
None
153.54K
TE CONNECTIVITY LTD F
SOLEShares111.11K
TypeSH
Market value$15.61M
2.48%
Sole
0.00
Shared
0.00
None
111.11K
SCHLUMBERGER LTD F
SOLEShares265.56K
TypeSH
Market value$13.82M
2.19%
Sole
0.00
Shared
0.00
None
265.56K
MICROSOFT CORP
SOLEShares35.15K
TypeSH
Market value$13.22M
2.10%
Sole
0.00
Shared
0.00
None
35.15K
BROADCOM LTD AVGO
SOLEShares11.71K
TypeSH
Market value$13.08M
2.07%
Sole
0.00
Shared
0.00
None
11.71K
PFIZER INC
SOLEShares407.71K
TypeSH
Market value$11.74M
1.86%
Sole
0.00
Shared
0.00
None
407.71K
AMAZON.COM INC
SOLEShares73.71K
TypeSH
Market value$11.20M
1.78%
Sole
0.00
Shared
0.00
None
73.71K
EXXON MOBIL CORP
SOLEShares109.05K
TypeSH
Market value$10.90M
1.73%
Sole
0.00
Shared
0.00
None
109.05K
MERCK & CO INC
SOLEShares98.80K
TypeSH
Market value$10.77M
1.71%
Sole
0.00
Shared
0.00
None
98.80K
BCE INC
SOLEShares245.24K
TypeSH
Market value$9.66M
1.53%
Sole
0.00
Shared
0.00
None
245.24K
M D U RESOURCES GRP
SOLEShares415.12K
TypeSH
Market value$8.22M
1.30%
Sole
0.00
Shared
0.00
None
415.12K
LINDSAY CORP
SOLEShares59.38K
TypeSH
Market value$7.67M
1.22%
Sole
0.00
Shared
0.00
None
59.38K
ARGAN INC
SOLEShares162.13K
TypeSH
Market value$7.59M
1.20%
Sole
0.00
Shared
0.00
None
162.13K
WALT DISNEY CO
SOLEShares82.80K
TypeSH
Market value$7.48M
1.19%
Sole
0.00
Shared
0.00
None
82.80K
THERMO FISHER SCIENTIFIC INC
SOLEShares14.01K
TypeSH
Market value$7.43M
1.18%
Sole
0.00
Shared
0.00
None
14.01K
J P MORGAN CHASE & CO
SOLEShares42.02K
TypeSH
Market value$7.15M
1.13%
Sole
0.00
Shared
0.00
None
42.02K
HONEYWELL INTL INC
SOLEShares33.63K
TypeSH
Market value$7.05M
1.12%
Sole
0.00
Shared
0.00
None
33.63K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 365.20K | SH | $35.55M 5.64% | 0.00 | 0.00 | 365.20K |
CORNING INCSOLE | COM | 744.71K | SH | $22.68M 3.60% | 0.00 | 0.00 | 744.71K |
IBM CORPSOLE | COM | 131.87K | SH | $21.57M 3.42% | 0.00 | 0.00 | 131.87K |
OGE ENERGY CORPSOLE | COM | 567.58K | SH | $19.83M 3.14% | 0.00 | 0.00 | 567.58K |
BRISTOL-MYERS SQUIBBSOLE | COM | 360.78K | SH | $18.51M 2.94% | 0.00 | 0.00 | 360.78K |
CISCO SYSTEMS INCSOLE | COM | 365.87K | SH | $18.48M 2.93% | 0.00 | 0.00 | 365.87K |
NOVARTIS AGSOLE | ADR | 180.90K | SH | $18.27M 2.90% | 0.00 | 0.00 | 180.90K |
INTEL CORPSOLE | COM | 319.63K | SH | $16.06M 2.55% | 0.00 | 0.00 | 319.63K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 153.54K | SH | $15.97M 2.53% | 0.00 | 0.00 | 153.54K |
TE CONNECTIVITY LTD FSOLE | COM | 111.11K | SH | $15.61M 2.48% | 0.00 | 0.00 | 111.11K |
SCHLUMBERGER LTD FSOLE | COM | 265.56K | SH | $13.82M 2.19% | 0.00 | 0.00 | 265.56K |
MICROSOFT CORPSOLE | COM | 35.15K | SH | $13.22M 2.10% | 0.00 | 0.00 | 35.15K |
BROADCOM LTD AVGOSOLE | COM | 11.71K | SH | $13.08M 2.07% | 0.00 | 0.00 | 11.71K |
PFIZER INCSOLE | COM | 407.71K | SH | $11.74M 1.86% | 0.00 | 0.00 | 407.71K |
AMAZON.COM INCSOLE | COM | 73.71K | SH | $11.20M 1.78% | 0.00 | 0.00 | 73.71K |
EXXON MOBIL CORPSOLE | COM | 109.05K | SH | $10.90M 1.73% | 0.00 | 0.00 | 109.05K |
MERCK & CO INCSOLE | COM | 98.80K | SH | $10.77M 1.71% | 0.00 | 0.00 | 98.80K |
BCE INCSOLE | COM | 245.24K | SH | $9.66M 1.53% | 0.00 | 0.00 | 245.24K |
M D U RESOURCES GRPSOLE | COM | 415.12K | SH | $8.22M 1.30% | 0.00 | 0.00 | 415.12K |
LINDSAY CORPSOLE | COM | 59.38K | SH | $7.67M 1.22% | 0.00 | 0.00 | 59.38K |
ARGAN INCSOLE | COM | 162.13K | SH | $7.59M 1.20% | 0.00 | 0.00 | 162.13K |
WALT DISNEY COSOLE | COM | 82.80K | SH | $7.48M 1.19% | 0.00 | 0.00 | 82.80K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 14.01K | SH | $7.43M 1.18% | 0.00 | 0.00 | 14.01K |
J P MORGAN CHASE & COSOLE | COM | 42.02K | SH | $7.15M 1.13% | 0.00 | 0.00 | 42.02K |
HONEYWELL INTL INCSOLE | COM | 33.63K | SH | $7.05M 1.12% | 0.00 | 0.00 | 33.63K |
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