Filed: 8/21/2023ACC: 0000919530-23-000003
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 177 equity positions with a total reported market value of $648.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
177
Positions
$648.14M
Total AUM (reported)
11.63M
Total Shares
Allocation by class
COM$582.94M89.9%
ADR$40.96M6.3%
REIT$13.09M2.0%
ETF$10.75M1.7%
CEF$398.6K0.1%
Portfolio Concentration
Top 3$84.50M13.0%
4–10$128.78M19.9%
11–25$144.58M22.3%
Rest$290.27M44.8%
Top 3 weight
13.0%
Top 10 weight
32.9%
Voting Authority Distribution
Total shares with voting rights: 11.63M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.63M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole177
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings177
Rows:
EMERSON ELEC CO
SOLEShares387.22K
TypeSH
Market value$35.00M
5.40%
Sole
0.00
Shared
0.00
None
387.22K
CORNING INC
SOLEShares756.32K
TypeSH
Market value$26.50M
4.09%
Sole
0.00
Shared
0.00
None
756.32K
BRISTOL-MYERS SQUIBB
SOLEShares359.68K
TypeSH
Market value$23.00M
3.55%
Sole
0.00
Shared
0.00
None
359.68K
PFIZER INC
SOLEShares594.93K
TypeSH
Market value$21.82M
3.37%
Sole
0.00
Shared
0.00
None
594.93K
OGE ENERGY CORP
SOLEShares577.64K
TypeSH
Market value$20.74M
3.20%
Sole
0.00
Shared
0.00
None
577.64K
CISCO SYSTEMS INC
SOLEShares377.77K
TypeSH
Market value$19.55M
3.02%
Sole
0.00
Shared
0.00
None
377.77K
NOVARTIS AG
SOLEShares184.94K
TypeSH
Market value$18.66M
2.88%
Sole
0.00
Shared
0.00
None
184.94K
IBM CORP
SOLEShares135.43K
TypeSH
Market value$18.12M
2.80%
Sole
0.00
Shared
0.00
None
135.43K
TE CONNECTIVITY LTD F
SOLEShares111.87K
TypeSH
Market value$15.68M
2.42%
Sole
0.00
Shared
0.00
None
111.87K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares140.81K
TypeSH
Market value$14.21M
2.19%
Sole
0.00
Shared
0.00
None
140.81K
SCHLUMBERGER LTD F
SOLEShares284.29K
TypeSH
Market value$13.96M
2.15%
Sole
0.00
Shared
0.00
None
284.29K
MICROSOFT CORP
SOLEShares35.25K
TypeSH
Market value$12.00M
1.85%
Sole
0.00
Shared
0.00
None
35.25K
EXXON MOBIL CORP
SOLEShares111.12K
TypeSH
Market value$11.92M
1.84%
Sole
0.00
Shared
0.00
None
111.12K
MERCK & CO INC
SOLEShares100.82K
TypeSH
Market value$11.63M
1.79%
Sole
0.00
Shared
0.00
None
100.82K
BCE INC
SOLEShares244.77K
TypeSH
Market value$11.16M
1.72%
Sole
0.00
Shared
0.00
None
244.77K
INTEL CORP
SOLEShares328.57K
TypeSH
Market value$10.99M
1.70%
Sole
0.00
Shared
0.00
None
328.57K
AMAZON.COM INC
SOLEShares75.55K
TypeSH
Market value$9.85M
1.52%
Sole
0.00
Shared
0.00
None
75.55K
M D U RESOURCES GRP
SOLEShares422.17K
TypeSH
Market value$8.84M
1.36%
Sole
0.00
Shared
0.00
None
422.17K
AMERICAN TOWER CORP
SOLEShares42.65K
TypeSH
Market value$8.27M
1.28%
Sole
0.00
Shared
0.00
None
42.65K
HORIZON THERAPEUTICS PLC
SOLEShares79.71K
TypeSH
Market value$8.20M
1.26%
Sole
0.00
Shared
0.00
None
79.71K
WALT DISNEY CO
SOLEShares88.92K
TypeSH
Market value$7.94M
1.22%
Sole
0.00
Shared
0.00
None
88.92K
THERMO FISHER SCIENTIFIC INC
SOLEShares14.88K
TypeSH
Market value$7.76M
1.20%
Sole
0.00
Shared
0.00
None
14.88K
BLACK HILLS CORP
SOLEShares126.41K
TypeSH
Market value$7.62M
1.18%
Sole
0.00
Shared
0.00
None
126.41K
HONEYWELL INTL INC
SOLEShares34.95K
TypeSH
Market value$7.25M
1.12%
Sole
0.00
Shared
0.00
None
34.95K
LINDSAY CORP
SOLEShares60.19K
TypeSH
Market value$7.18M
1.11%
Sole
0.00
Shared
0.00
None
60.19K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 387.22K | SH | $35.00M 5.40% | 0.00 | 0.00 | 387.22K |
CORNING INCSOLE | COM | 756.32K | SH | $26.50M 4.09% | 0.00 | 0.00 | 756.32K |
BRISTOL-MYERS SQUIBBSOLE | COM | 359.68K | SH | $23.00M 3.55% | 0.00 | 0.00 | 359.68K |
PFIZER INCSOLE | COM | 594.93K | SH | $21.82M 3.37% | 0.00 | 0.00 | 594.93K |
OGE ENERGY CORPSOLE | COM | 577.64K | SH | $20.74M 3.20% | 0.00 | 0.00 | 577.64K |
CISCO SYSTEMS INCSOLE | COM | 377.77K | SH | $19.55M 3.02% | 0.00 | 0.00 | 377.77K |
NOVARTIS AGSOLE | ADR | 184.94K | SH | $18.66M 2.88% | 0.00 | 0.00 | 184.94K |
IBM CORPSOLE | COM | 135.43K | SH | $18.12M 2.80% | 0.00 | 0.00 | 135.43K |
TE CONNECTIVITY LTD FSOLE | COM | 111.87K | SH | $15.68M 2.42% | 0.00 | 0.00 | 111.87K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 140.81K | SH | $14.21M 2.19% | 0.00 | 0.00 | 140.81K |
SCHLUMBERGER LTD FSOLE | COM | 284.29K | SH | $13.96M 2.15% | 0.00 | 0.00 | 284.29K |
MICROSOFT CORPSOLE | COM | 35.25K | SH | $12.00M 1.85% | 0.00 | 0.00 | 35.25K |
EXXON MOBIL CORPSOLE | COM | 111.12K | SH | $11.92M 1.84% | 0.00 | 0.00 | 111.12K |
MERCK & CO INCSOLE | COM | 100.82K | SH | $11.63M 1.79% | 0.00 | 0.00 | 100.82K |
BCE INCSOLE | COM | 244.77K | SH | $11.16M 1.72% | 0.00 | 0.00 | 244.77K |
INTEL CORPSOLE | COM | 328.57K | SH | $10.99M 1.70% | 0.00 | 0.00 | 328.57K |
AMAZON.COM INCSOLE | COM | 75.55K | SH | $9.85M 1.52% | 0.00 | 0.00 | 75.55K |
M D U RESOURCES GRPSOLE | COM | 422.17K | SH | $8.84M 1.36% | 0.00 | 0.00 | 422.17K |
AMERICAN TOWER CORPSOLE | REIT | 42.65K | SH | $8.27M 1.28% | 0.00 | 0.00 | 42.65K |
HORIZON THERAPEUTICS PLCSOLE | COM | 79.71K | SH | $8.20M 1.26% | 0.00 | 0.00 | 79.71K |
WALT DISNEY COSOLE | COM | 88.92K | SH | $7.94M 1.22% | 0.00 | 0.00 | 88.92K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 14.88K | SH | $7.76M 1.20% | 0.00 | 0.00 | 14.88K |
BLACK HILLS CORPSOLE | COM | 126.41K | SH | $7.62M 1.18% | 0.00 | 0.00 | 126.41K |
HONEYWELL INTL INCSOLE | COM | 34.95K | SH | $7.25M 1.12% | 0.00 | 0.00 | 34.95K |
LINDSAY CORPSOLE | COM | 60.19K | SH | $7.18M 1.11% | 0.00 | 0.00 | 60.19K |
Page 1 of 8
…