Filed: 5/5/2023ACC: 0000919530-23-000002
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 177 equity positions with a total reported market value of $643.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
177
Positions
$643.0K
Total AUM (reported)
11.72M
Total Shares
Allocation by class
COM$590.3K91.8%
ADR$40.5K6.3%
ETF$7.5K1.2%
REIT$4.4K0.7%
CEF$180.000.0%
Portfolio Concentration
Top 3$85.0K13.2%
4–10$130.5K20.3%
11–25$147.5K22.9%
Rest$280.0K43.5%
Top 3 weight
13.2%
Top 10 weight
33.5%
Voting Authority Distribution
Total shares with voting rights: 11.72M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.72M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole177
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings177
Rows:
EMERSON ELEC CO
SOLEShares375.95K
TypeSH
Market value$32.8K
5.10%
Sole
0.00
Shared
0.00
None
375.95K
CORNING INC
SOLEShares757.43K
TypeSH
Market value$26.7K
4.16%
Sole
0.00
Shared
0.00
None
757.43K
BRISTOL-MYERS SQUIBB
SOLEShares367.50K
TypeSH
Market value$25.5K
3.96%
Sole
0.00
Shared
0.00
None
367.50K
PFIZER INC
SOLEShares592.52K
TypeSH
Market value$24.2K
3.76%
Sole
0.00
Shared
0.00
None
592.52K
OGE ENERGY CORP
SOLEShares589.83K
TypeSH
Market value$22.2K
3.45%
Sole
0.00
Shared
0.00
None
589.83K
CISCO SYSTEMS INC
SOLEShares384.56K
TypeSH
Market value$20.1K
3.13%
Sole
0.00
Shared
0.00
None
384.56K
NOVARTIS AG
SOLEShares188.04K
TypeSH
Market value$17.3K
2.69%
Sole
0.00
Shared
0.00
None
188.04K
IBM CORP
SOLEShares131.64K
TypeSH
Market value$17.3K
2.68%
Sole
0.00
Shared
0.00
None
131.64K
TE CONNECTIVITY LTD F
SOLEShares114.23K
TypeSH
Market value$15.0K
2.33%
Sole
0.00
Shared
0.00
None
114.23K
SCHLUMBERGER LTD F
SOLEShares295.44K
TypeSH
Market value$14.5K
2.26%
Sole
0.00
Shared
0.00
None
295.44K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares140.90K
TypeSH
Market value$13.1K
2.04%
Sole
0.00
Shared
0.00
None
140.90K
M D U RESOURCES GRP
SOLEShares409.20K
TypeSH
Market value$12.5K
1.94%
Sole
0.00
Shared
0.00
None
409.20K
EXXON MOBIL CORP
SOLEShares113.60K
TypeSH
Market value$12.5K
1.94%
Sole
0.00
Shared
0.00
None
113.60K
BCE INC
SOLEShares245.42K
TypeSH
Market value$11.0K
1.71%
Sole
0.00
Shared
0.00
None
245.42K
INTEL CORP
SOLEShares333.45K
TypeSH
Market value$10.9K
1.69%
Sole
0.00
Shared
0.00
None
333.45K
MERCK & CO INC
SOLEShares101.69K
TypeSH
Market value$10.8K
1.68%
Sole
0.00
Shared
0.00
None
101.69K
MICROSOFT CORP
SOLEShares35.88K
TypeSH
Market value$10.3K
1.61%
Sole
0.00
Shared
0.00
None
35.88K
LINDSAY CORP
SOLEShares61.70K
TypeSH
Market value$9.3K
1.45%
Sole
0.00
Shared
0.00
None
61.70K
HORIZON THERAPEUTICS PLC
SOLEShares81.99K
TypeSH
Market value$8.9K
1.39%
Sole
0.00
Shared
0.00
None
81.99K
THERMO FISHER SCIENTIFIC INC
SOLEShares15.14K
TypeSH
Market value$8.7K
1.36%
Sole
0.00
Shared
0.00
None
15.14K
WALT DISNEY CO
SOLEShares82.12K
TypeSH
Market value$8.2K
1.28%
Sole
0.00
Shared
0.00
None
82.12K
BLACK HILLS CORP
SOLEShares127.53K
TypeSH
Market value$8.0K
1.25%
Sole
0.00
Shared
0.00
None
127.53K
TOMPKINS FINANCIAL CORP TMP
SOLEShares119.33K
TypeSH
Market value$7.9K
1.23%
Sole
0.00
Shared
0.00
None
119.33K
AMAZON.COM INC
SOLEShares75.09K
TypeSH
Market value$7.8K
1.21%
Sole
0.00
Shared
0.00
None
75.09K
AMERICAN TOWER CORP
SOLEShares36.52K
TypeSH
Market value$7.5K
1.16%
Sole
0.00
Shared
0.00
None
36.52K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 375.95K | SH | $32.8K 5.10% | 0.00 | 0.00 | 375.95K |
CORNING INCSOLE | COM | 757.43K | SH | $26.7K 4.16% | 0.00 | 0.00 | 757.43K |
BRISTOL-MYERS SQUIBBSOLE | COM | 367.50K | SH | $25.5K 3.96% | 0.00 | 0.00 | 367.50K |
PFIZER INCSOLE | COM | 592.52K | SH | $24.2K 3.76% | 0.00 | 0.00 | 592.52K |
OGE ENERGY CORPSOLE | COM | 589.83K | SH | $22.2K 3.45% | 0.00 | 0.00 | 589.83K |
CISCO SYSTEMS INCSOLE | COM | 384.56K | SH | $20.1K 3.13% | 0.00 | 0.00 | 384.56K |
NOVARTIS AGSOLE | ADR | 188.04K | SH | $17.3K 2.69% | 0.00 | 0.00 | 188.04K |
IBM CORPSOLE | COM | 131.64K | SH | $17.3K 2.68% | 0.00 | 0.00 | 131.64K |
TE CONNECTIVITY LTD FSOLE | COM | 114.23K | SH | $15.0K 2.33% | 0.00 | 0.00 | 114.23K |
SCHLUMBERGER LTD FSOLE | COM | 295.44K | SH | $14.5K 2.26% | 0.00 | 0.00 | 295.44K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 140.90K | SH | $13.1K 2.04% | 0.00 | 0.00 | 140.90K |
M D U RESOURCES GRPSOLE | COM | 409.20K | SH | $12.5K 1.94% | 0.00 | 0.00 | 409.20K |
EXXON MOBIL CORPSOLE | COM | 113.60K | SH | $12.5K 1.94% | 0.00 | 0.00 | 113.60K |
BCE INCSOLE | COM | 245.42K | SH | $11.0K 1.71% | 0.00 | 0.00 | 245.42K |
INTEL CORPSOLE | COM | 333.45K | SH | $10.9K 1.69% | 0.00 | 0.00 | 333.45K |
MERCK & CO INCSOLE | COM | 101.69K | SH | $10.8K 1.68% | 0.00 | 0.00 | 101.69K |
MICROSOFT CORPSOLE | COM | 35.88K | SH | $10.3K 1.61% | 0.00 | 0.00 | 35.88K |
LINDSAY CORPSOLE | COM | 61.70K | SH | $9.3K 1.45% | 0.00 | 0.00 | 61.70K |
HORIZON THERAPEUTICS PLCSOLE | COM | 81.99K | SH | $8.9K 1.39% | 0.00 | 0.00 | 81.99K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 15.14K | SH | $8.7K 1.36% | 0.00 | 0.00 | 15.14K |
WALT DISNEY COSOLE | COM | 82.12K | SH | $8.2K 1.28% | 0.00 | 0.00 | 82.12K |
BLACK HILLS CORPSOLE | COM | 127.53K | SH | $8.0K 1.25% | 0.00 | 0.00 | 127.53K |
TOMPKINS FINANCIAL CORP TMPSOLE | COM | 119.33K | SH | $7.9K 1.23% | 0.00 | 0.00 | 119.33K |
AMAZON.COM INCSOLE | COM | 75.09K | SH | $7.8K 1.21% | 0.00 | 0.00 | 75.09K |
AMERICAN TOWER CORPSOLE | COM | 36.52K | SH | $7.5K 1.16% | 0.00 | 0.00 | 36.52K |
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