Filed: 2/8/2023ACC: 0000919530-23-000001
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 169 equity positions with a total reported market value of $627.2K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
169
Positions
$627.2K
Total AUM (reported)
11.22M
Total Shares
Allocation by class
COM$580.6K92.6%
ADR$35.1K5.6%
ETF$7.4K1.2%
REIT$4.0K0.6%
CEF$156.000.0%
Portfolio Concentration
Top 3$95.4K15.2%
4–10$144.5K23.0%
11–25$143.9K22.9%
Rest$243.3K38.8%
Top 3 weight
15.2%
Top 10 weight
38.3%
Voting Authority Distribution
Total shares with voting rights: 11.22M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.22M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole169
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings169
Rows:
EMERSON ELEC CO
SOLEShares387.25K
TypeSH
Market value$37.2K
5.93%
Sole
0.00
Shared
0.00
None
387.25K
PFIZER INC
SOLEShares607.49K
TypeSH
Market value$31.1K
4.96%
Sole
0.00
Shared
0.00
None
607.49K
BRISTOL-MYERS SQUIBB
SOLEShares376.63K
TypeSH
Market value$27.1K
4.32%
Sole
0.00
Shared
0.00
None
376.63K
CORNING INC
SOLEShares775.14K
TypeSH
Market value$24.8K
3.95%
Sole
0.00
Shared
0.00
None
775.14K
EXXON MOBIL CORP
SOLEShares221.84K
TypeSH
Market value$24.5K
3.90%
Sole
0.00
Shared
0.00
None
221.84K
OGE ENERGY CORP
SOLEShares598.76K
TypeSH
Market value$23.7K
3.78%
Sole
0.00
Shared
0.00
None
598.76K
CISCO SYSTEMS INC
SOLEShares391.22K
TypeSH
Market value$18.6K
2.97%
Sole
0.00
Shared
0.00
None
391.22K
IBM CORP
SOLEShares130.90K
TypeSH
Market value$18.4K
2.94%
Sole
0.00
Shared
0.00
None
130.90K
NOVARTIS AG
SOLEShares194.21K
TypeSH
Market value$17.6K
2.81%
Sole
0.00
Shared
0.00
None
194.21K
SCHLUMBERGER LTD F
SOLEShares316.88K
TypeSH
Market value$16.9K
2.70%
Sole
0.00
Shared
0.00
None
316.88K
TE CONNECTIVITY LTD F
SOLEShares116.13K
TypeSH
Market value$13.3K
2.13%
Sole
0.00
Shared
0.00
None
116.13K
M D U RESOURCES GRP
SOLEShares412.06K
TypeSH
Market value$12.5K
1.99%
Sole
0.00
Shared
0.00
None
412.06K
MERCK & CO INC
SOLEShares102.35K
TypeSH
Market value$11.4K
1.81%
Sole
0.00
Shared
0.00
None
102.35K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares142.02K
TypeSH
Market value$10.6K
1.69%
Sole
0.00
Shared
0.00
None
142.02K
LINDSAY CORP
SOLEShares62.80K
TypeSH
Market value$10.2K
1.63%
Sole
0.00
Shared
0.00
None
62.80K
BCE INC
SOLEShares230.73K
TypeSH
Market value$10.1K
1.62%
Sole
0.00
Shared
0.00
None
230.73K
HORIZON THERAPEUTICS PLC
SOLEShares83.36K
TypeSH
Market value$9.5K
1.51%
Sole
0.00
Shared
0.00
None
83.36K
BLACK HILLS CORP
SOLEShares130.53K
TypeSH
Market value$9.2K
1.46%
Sole
0.00
Shared
0.00
None
130.53K
MICROSOFT CORP
SOLEShares36.81K
TypeSH
Market value$8.8K
1.41%
Sole
0.00
Shared
0.00
None
36.81K
TOMPKINS FINANCIAL CORP TMP
SOLEShares113.53K
TypeSH
Market value$8.8K
1.40%
Sole
0.00
Shared
0.00
None
113.53K
THERMO FISHER SCIENTIFIC INC
SOLEShares15.32K
TypeSH
Market value$8.4K
1.35%
Sole
0.00
Shared
0.00
None
15.32K
HAWAIIAN ELECTRIC INDUSTRIES
SOLEShares195.46K
TypeSH
Market value$8.2K
1.30%
Sole
0.00
Shared
0.00
None
195.46K
INTEL CORP
SOLEShares296.14K
TypeSH
Market value$7.8K
1.25%
Sole
0.00
Shared
0.00
None
296.14K
HONEYWELL INTL INC
SOLEShares36.26K
TypeSH
Market value$7.8K
1.24%
Sole
0.00
Shared
0.00
None
36.26K
AECOM TECHNOLOGY CORP
SOLEShares85.34K
TypeSH
Market value$7.2K
1.16%
Sole
0.00
Shared
0.00
None
85.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 387.25K | SH | $37.2K 5.93% | 0.00 | 0.00 | 387.25K |
PFIZER INCSOLE | COM | 607.49K | SH | $31.1K 4.96% | 0.00 | 0.00 | 607.49K |
BRISTOL-MYERS SQUIBBSOLE | COM | 376.63K | SH | $27.1K 4.32% | 0.00 | 0.00 | 376.63K |
CORNING INCSOLE | COM | 775.14K | SH | $24.8K 3.95% | 0.00 | 0.00 | 775.14K |
EXXON MOBIL CORPSOLE | COM | 221.84K | SH | $24.5K 3.90% | 0.00 | 0.00 | 221.84K |
OGE ENERGY CORPSOLE | COM | 598.76K | SH | $23.7K 3.78% | 0.00 | 0.00 | 598.76K |
CISCO SYSTEMS INCSOLE | COM | 391.22K | SH | $18.6K 2.97% | 0.00 | 0.00 | 391.22K |
IBM CORPSOLE | COM | 130.90K | SH | $18.4K 2.94% | 0.00 | 0.00 | 130.90K |
NOVARTIS AGSOLE | ADR | 194.21K | SH | $17.6K 2.81% | 0.00 | 0.00 | 194.21K |
SCHLUMBERGER LTD FSOLE | COM | 316.88K | SH | $16.9K 2.70% | 0.00 | 0.00 | 316.88K |
TE CONNECTIVITY LTD FSOLE | COM | 116.13K | SH | $13.3K 2.13% | 0.00 | 0.00 | 116.13K |
M D U RESOURCES GRPSOLE | COM | 412.06K | SH | $12.5K 1.99% | 0.00 | 0.00 | 412.06K |
MERCK & CO INCSOLE | COM | 102.35K | SH | $11.4K 1.81% | 0.00 | 0.00 | 102.35K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 142.02K | SH | $10.6K 1.69% | 0.00 | 0.00 | 142.02K |
LINDSAY CORPSOLE | COM | 62.80K | SH | $10.2K 1.63% | 0.00 | 0.00 | 62.80K |
BCE INCSOLE | COM | 230.73K | SH | $10.1K 1.62% | 0.00 | 0.00 | 230.73K |
HORIZON THERAPEUTICS PLCSOLE | COM | 83.36K | SH | $9.5K 1.51% | 0.00 | 0.00 | 83.36K |
BLACK HILLS CORPSOLE | COM | 130.53K | SH | $9.2K 1.46% | 0.00 | 0.00 | 130.53K |
MICROSOFT CORPSOLE | COM | 36.81K | SH | $8.8K 1.41% | 0.00 | 0.00 | 36.81K |
TOMPKINS FINANCIAL CORP TMPSOLE | COM | 113.53K | SH | $8.8K 1.40% | 0.00 | 0.00 | 113.53K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 15.32K | SH | $8.4K 1.35% | 0.00 | 0.00 | 15.32K |
HAWAIIAN ELECTRIC INDUSTRIESSOLE | COM | 195.46K | SH | $8.2K 1.30% | 0.00 | 0.00 | 195.46K |
INTEL CORPSOLE | COM | 296.14K | SH | $7.8K 1.25% | 0.00 | 0.00 | 296.14K |
HONEYWELL INTL INCSOLE | COM | 36.26K | SH | $7.8K 1.24% | 0.00 | 0.00 | 36.26K |
AECOM TECHNOLOGY CORPSOLE | COM | 85.34K | SH | $7.2K 1.16% | 0.00 | 0.00 | 85.34K |
Page 1 of 7
…