Filed: 10/19/2022ACC: 0000919530-22-000004
📋 What this filing means
JOHN G ULLMAN & ASSOCIATES INC filed this quarterly 13F‑HR report disclosing 157 equity positions with a total reported market value of $571.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
157
Positions
$571.5K
Total AUM (reported)
11.75M
Total Shares
Allocation by class
COM$530.3K92.8%
ADR$29.7K5.2%
ETF$7.2K1.3%
REIT$4.2K0.7%
CEF$138.000.0%
Portfolio Concentration
Top 3$82.5K14.4%
4–10$122.7K21.5%
11–25$138.2K24.2%
Rest$228.1K39.9%
Top 3 weight
14.4%
Top 10 weight
35.9%
Voting Authority Distribution
Total shares with voting rights: 11.75M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.75M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole157
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings157
Rows:
EMERSON ELEC CO
SOLEShares389.47K
TypeSH
Market value$28.5K
4.99%
Sole
0.00
Shared
0.00
None
389.47K
BRISTOL-MYERS SQUIBB
SOLEShares380.24K
TypeSH
Market value$27.0K
4.73%
Sole
0.00
Shared
0.00
None
380.24K
PFIZER INC
SOLEShares616.14K
TypeSH
Market value$27.0K
4.72%
Sole
0.00
Shared
0.00
None
616.14K
CORNING INC
SOLEShares772.93K
TypeSH
Market value$22.4K
3.92%
Sole
0.00
Shared
0.00
None
772.93K
OGE ENERGY CORP
SOLEShares603.98K
TypeSH
Market value$22.0K
3.85%
Sole
0.00
Shared
0.00
None
603.98K
EXXON MOBIL CORP
SOLEShares229.32K
TypeSH
Market value$20.0K
3.50%
Sole
0.00
Shared
0.00
None
229.32K
IBM CORP
SOLEShares133.12K
TypeSH
Market value$15.8K
2.77%
Sole
0.00
Shared
0.00
None
133.12K
CISCO SYSTEMS INC
SOLEShares391.67K
TypeSH
Market value$15.7K
2.74%
Sole
0.00
Shared
0.00
None
391.67K
NOVARTIS AG
SOLEShares197.89K
TypeSH
Market value$15.0K
2.63%
Sole
0.00
Shared
0.00
None
197.89K
TE CONNECTIVITY LTD F
SOLEShares106.33K
TypeSH
Market value$11.7K
2.05%
Sole
0.00
Shared
0.00
None
106.33K
MERCK & CO INC
SOLEShares133.47K
TypeSH
Market value$11.5K
2.01%
Sole
0.00
Shared
0.00
None
133.47K
SCHLUMBERGER LTD F
SOLEShares319.50K
TypeSH
Market value$11.5K
2.01%
Sole
0.00
Shared
0.00
None
319.50K
M D U RESOURCES GRP
SOLEShares416.03K
TypeSH
Market value$11.4K
1.99%
Sole
0.00
Shared
0.00
None
416.03K
INTEL CORP
SOLEShares425.60K
TypeSH
Market value$11.0K
1.92%
Sole
0.00
Shared
0.00
None
425.60K
BCE INC
SOLEShares232.27K
TypeSH
Market value$9.7K
1.70%
Sole
0.00
Shared
0.00
None
232.27K
TAIWAN SEMICONDUCTR F SPONSORE
SOLEShares138.13K
TypeSH
Market value$9.5K
1.66%
Sole
0.00
Shared
0.00
None
138.13K
LINDSAY CORP
SOLEShares62.99K
TypeSH
Market value$9.0K
1.58%
Sole
0.00
Shared
0.00
None
62.99K
BLACK HILLS CORP
SOLEShares131.27K
TypeSH
Market value$8.9K
1.56%
Sole
0.00
Shared
0.00
None
131.27K
MICROSOFT CORP
SOLEShares37.10K
TypeSH
Market value$8.6K
1.51%
Sole
0.00
Shared
0.00
None
37.10K
DOMINION ENERGY INC
SOLEShares123.25K
TypeSH
Market value$8.5K
1.49%
Sole
0.00
Shared
0.00
None
123.25K
TOMPKINS FINANCIAL CORP TMP
SOLEShares114.12K
TypeSH
Market value$8.3K
1.45%
Sole
0.00
Shared
0.00
None
114.12K
THERMO FISHER SCIENTIFIC INC
SOLEShares15.54K
TypeSH
Market value$7.9K
1.38%
Sole
0.00
Shared
0.00
None
15.54K
NEW JERSEY RESOURCES CORPORATI
SOLEShares195.04K
TypeSH
Market value$7.5K
1.32%
Sole
0.00
Shared
0.00
None
195.04K
ARGAN INC
SOLEShares231.59K
TypeSH
Market value$7.5K
1.30%
Sole
0.00
Shared
0.00
None
231.59K
AMERICAN SOFTWARE INC
SOLEShares485.18K
TypeSH
Market value$7.4K
1.30%
Sole
0.00
Shared
0.00
None
485.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
EMERSON ELEC COSOLE | COM | 389.47K | SH | $28.5K 4.99% | 0.00 | 0.00 | 389.47K |
BRISTOL-MYERS SQUIBBSOLE | COM | 380.24K | SH | $27.0K 4.73% | 0.00 | 0.00 | 380.24K |
PFIZER INCSOLE | COM | 616.14K | SH | $27.0K 4.72% | 0.00 | 0.00 | 616.14K |
CORNING INCSOLE | COM | 772.93K | SH | $22.4K 3.92% | 0.00 | 0.00 | 772.93K |
OGE ENERGY CORPSOLE | COM | 603.98K | SH | $22.0K 3.85% | 0.00 | 0.00 | 603.98K |
EXXON MOBIL CORPSOLE | COM | 229.32K | SH | $20.0K 3.50% | 0.00 | 0.00 | 229.32K |
IBM CORPSOLE | COM | 133.12K | SH | $15.8K 2.77% | 0.00 | 0.00 | 133.12K |
CISCO SYSTEMS INCSOLE | COM | 391.67K | SH | $15.7K 2.74% | 0.00 | 0.00 | 391.67K |
NOVARTIS AGSOLE | ADR | 197.89K | SH | $15.0K 2.63% | 0.00 | 0.00 | 197.89K |
TE CONNECTIVITY LTD FSOLE | COM | 106.33K | SH | $11.7K 2.05% | 0.00 | 0.00 | 106.33K |
MERCK & CO INCSOLE | COM | 133.47K | SH | $11.5K 2.01% | 0.00 | 0.00 | 133.47K |
SCHLUMBERGER LTD FSOLE | COM | 319.50K | SH | $11.5K 2.01% | 0.00 | 0.00 | 319.50K |
M D U RESOURCES GRPSOLE | COM | 416.03K | SH | $11.4K 1.99% | 0.00 | 0.00 | 416.03K |
INTEL CORPSOLE | COM | 425.60K | SH | $11.0K 1.92% | 0.00 | 0.00 | 425.60K |
BCE INCSOLE | COM | 232.27K | SH | $9.7K 1.70% | 0.00 | 0.00 | 232.27K |
TAIWAN SEMICONDUCTR F SPONSORESOLE | ADR | 138.13K | SH | $9.5K 1.66% | 0.00 | 0.00 | 138.13K |
LINDSAY CORPSOLE | COM | 62.99K | SH | $9.0K 1.58% | 0.00 | 0.00 | 62.99K |
BLACK HILLS CORPSOLE | COM | 131.27K | SH | $8.9K 1.56% | 0.00 | 0.00 | 131.27K |
MICROSOFT CORPSOLE | COM | 37.10K | SH | $8.6K 1.51% | 0.00 | 0.00 | 37.10K |
DOMINION ENERGY INCSOLE | COM | 123.25K | SH | $8.5K 1.49% | 0.00 | 0.00 | 123.25K |
TOMPKINS FINANCIAL CORP TMPSOLE | COM | 114.12K | SH | $8.3K 1.45% | 0.00 | 0.00 | 114.12K |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 15.54K | SH | $7.9K 1.38% | 0.00 | 0.00 | 15.54K |
NEW JERSEY RESOURCES CORPORATISOLE | COM | 195.04K | SH | $7.5K 1.32% | 0.00 | 0.00 | 195.04K |
ARGAN INCSOLE | COM | 231.59K | SH | $7.5K 1.30% | 0.00 | 0.00 | 231.59K |
AMERICAN SOFTWARE INCSOLE | COM | 485.18K | SH | $7.4K 1.30% | 0.00 | 0.00 | 485.18K |
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