JIM SAULNIER & ASSOCIATES, LLC

PrivateCIK: 2044420

Location

FORT COLLINS, CO

139

Positions

$205.48M

Total AUM (reported)

4.21M

Total Shares

Allocation by class

S&P 500 BUFFER$31.00M15.1%

CORE 60/40 BALAN$26.53M12.9%

CORE 80/20 AGGRE$18.52M9.0%

0-3 MO TREAS BIL$13.98M6.8%

STATE STREET SPD$8.47M4.1%

VAN FTSE DEV MKT$7.92M3.9%

COM$5.24M2.5%

Portfolio Concentration

Top 3$59.03M28.7%

4–10$30.03M14.6%

11–25$42.39M20.6%

Rest$74.05M36.0%

Top 3 weight

28.7%

Top 10 weight

43.3%

Voting Authority Distribution

Total shares with voting rights: 4.21M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.21M

% of voting shares100.0%

Investment Discretion (by position count)

Sole139

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings139

Rows:

ISHARES TR

SOLE

CORE 60/40 BALAN

Shares412.26K

TypeSH

Market value$26.53M

12.91%

Sole

0.00

Shared

0.00

None

412.26K

ISHARES TR

SOLE

CORE 80/20 AGGRE

Shares209.26K

TypeSH

Market value$18.52M

9.01%

Sole

0.00

Shared

0.00

None

209.26K

VANGUARD INSTL INDEX FD

SOLE

0-3 MO TREAS BIL

Shares184.79K

TypeSH

Market value$13.98M

6.80%

Sole

0.00

Shared

0.00

None

184.79K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares123.63K

TypeSH

Market value$7.92M

3.86%

Sole

0.00

Shared

0.00

None

123.63K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares14K

TypeSH

Market value$4.49M

2.19%

Sole

0.00

Shared

0.00

None

14K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares130.88K

TypeSH

Market value$3.91M

1.90%

Sole

0.00

Shared

0.00

None

130.88K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares127.41K

TypeSH

Market value$3.79M

1.84%

Sole

0.00

Shared

0.00

None

127.41K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares37.14K

TypeSH

Market value$3.40M

1.66%

Sole

0.00

Shared

0.00

None

37.14K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares35.16K

TypeSH

Market value$3.28M

1.59%

Sole

0.00

Shared

0.00

None

35.16K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares112.06K

TypeSH

Market value$3.24M

1.58%

Sole

0.00

Shared

0.00

None

112.06K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares32.97K

TypeSH

Market value$3.15M

1.53%

Sole

0.00

Shared

0.00

None

32.97K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares35.02K

TypeSH

Market value$3.15M

1.53%

Sole

0.00

Shared

0.00

None

35.02K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares99.48K

TypeSH

Market value$3.01M

1.47%

Sole

0.00

Shared

0.00

None

99.48K

SPDR INDEX SHS FDS

SOLE

STATE STREET SPD

Shares64.06K

TypeSH

Market value$3.01M

1.46%

Sole

0.00

Shared

0.00

None

64.06K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares38.72K

TypeSH

Market value$2.99M

1.45%

Sole

0.00

Shared

0.00

None

38.72K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares27.97K

TypeSH

Market value$2.98M

1.45%

Sole

0.00

Shared

0.00

None

27.97K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares94.79K

TypeSH

Market value$2.87M

1.40%

Sole

0.00

Shared

0.00

None

94.79K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares96.54K

TypeSH

Market value$2.86M

1.39%

Sole

0.00

Shared

0.00

None

96.54K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares126.71K

TypeSH

Market value$2.82M

1.37%

Sole

0.00

Shared

0.00

None

126.71K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares93.75K

TypeSH

Market value$2.82M

1.37%

Sole

0.00

Shared

0.00

None

93.75K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares90.16K

TypeSH

Market value$2.74M

1.33%

Sole

0.00

Shared

0.00

None

90.16K

ISHARES TR

SOLE

LARGE CAP MAX BU

Shares101.58K

TypeSH

Market value$2.70M

1.31%

Sole

0.00

Shared

0.00

None

101.58K

ISHARES TR

SOLE

CORE 40/60 MODER

Shares56.74K

TypeSH

Market value$2.69M

1.31%

Sole

0.00

Shared

0.00

None

56.74K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares32.61K

TypeSH

Market value$2.40M

1.17%

Sole

0.00

Shared

0.00

None

32.61K

ISHARES TR

SOLE

IBONDS 27 TRM TS

Shares97.97K

TypeSH

Market value$2.20M

1.07%

Sole

0.00

Shared

0.00

None

97.97K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE 60/40 BALAN	412.26K	SH	$26.53M 12.91%	412.26K
ISHARES TRSOLE	CORE 80/20 AGGRE	209.26K	SH	$18.52M 9.01%	209.26K
VANGUARD INSTL INDEX FDSOLE	0-3 MO TREAS BIL	184.79K	SH	$13.98M 6.80%	184.79K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	123.63K	SH	$7.92M 3.86%	123.63K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	14K	SH	$4.49M 2.19%	14K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	130.88K	SH	$3.91M 1.90%	130.88K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	127.41K	SH	$3.79M 1.84%	127.41K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	37.14K	SH	$3.40M 1.66%	37.14K
ISHARES TRSOLE	MORNINGSTAR VALU	35.16K	SH	$3.28M 1.59%	35.16K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	112.06K	SH	$3.24M 1.58%	112.06K
ISHARES TRSOLE	MORNINGSTAR GRWT	32.97K	SH	$3.15M 1.53%	32.97K
ISHARES TRSOLE	MORNINGSTR US EQ	35.02K	SH	$3.15M 1.53%	35.02K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	99.48K	SH	$3.01M 1.47%	99.48K
SPDR INDEX SHS FDSSOLE	STATE STREET SPD	64.06K	SH	$3.01M 1.46%	64.06K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	38.72K	SH	$2.99M 1.45%	38.72K
ISHARES TRSOLE	INTRM GOV CR ETF	27.97K	SH	$2.98M 1.45%	27.97K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	94.79K	SH	$2.87M 1.40%	94.79K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	96.54K	SH	$2.86M 1.39%	96.54K
ISHARES TRSOLE	IBONDS 28 TRM TS	126.71K	SH	$2.82M 1.37%	126.71K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	93.75K	SH	$2.82M 1.37%	93.75K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	90.16K	SH	$2.74M 1.33%	90.16K
ISHARES TRSOLE	LARGE CAP MAX BU	101.58K	SH	$2.70M 1.31%	101.58K
ISHARES TRSOLE	CORE 40/60 MODER	56.74K	SH	$2.69M 1.31%	56.74K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	32.61K	SH	$2.40M 1.17%	32.61K
ISHARES TRSOLE	IBONDS 27 TRM TS	97.97K	SH	$2.20M 1.07%	97.97K

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