JIM SAULNIER & ASSOCIATES, LLC

Filed: 1/29/2026ACC: 0002044420-26-000001

📋 What this filing means

JIM SAULNIER & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 139 equity positions with a total reported market value of $192.93M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

139

Positions

$192.93M

Total AUM (reported)

3.98M

Total Shares

Allocation by class

S&P 500 BUFFER$27.76M14.4%

CORE 60/40 BALAN$25.49M13.2%

CORE 80/20 AGGRE$17.19M8.9%

0-3 MO TREAS BIL$10.70M5.5%

VAN FTSE DEV MKT$7.31M3.8%

COM$5.01M2.6%

STATE STREET SPD$4.15M2.1%

Portfolio Concentration

Top 3$53.38M27.7%

4–10$29.16M15.1%

11–25$38.77M20.1%

Rest$71.62M37.1%

Top 3 weight

27.7%

Top 10 weight

42.8%

Voting Authority Distribution

Total shares with voting rights: 3.98M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.98M

% of voting shares100.0%

Investment Discretion (by position count)

Sole139

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings139

Rows:

ISHARES TR

SOLE

CORE 60/40 BALAN

Shares392.04K

TypeSH

Market value$25.49M

13.21%

Sole

0.00

Shared

0.00

None

392.04K

ISHARES TR

SOLE

CORE 80/20 AGGRE

Shares191.96K

TypeSH

Market value$17.19M

8.91%

Sole

0.00

Shared

0.00

None

191.96K

VANGUARD INSTL INDEX FD

SOLE

0-3 MO TREAS BIL

Shares141.88K

TypeSH

Market value$10.70M

5.55%

Sole

0.00

Shared

0.00

None

141.88K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares116.96K

TypeSH

Market value$7.31M

3.79%

Sole

0.00

Shared

0.00

None

116.96K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares42.86K

TypeSH

Market value$3.92M

2.03%

Sole

0.00

Shared

0.00

None

42.86K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares130.92K

TypeSH

Market value$3.92M

2.03%

Sole

0.00

Shared

0.00

None

130.92K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares127.41K

TypeSH

Market value$3.82M

1.98%

Sole

0.00

Shared

0.00

None

127.41K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares33.26K

TypeSH

Market value$3.46M

1.79%

Sole

0.00

Shared

0.00

None

33.26K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares35.79K

TypeSH

Market value$3.38M

1.75%

Sole

0.00

Shared

0.00

None

35.79K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares35.69K

TypeSH

Market value$3.37M

1.75%

Sole

0.00

Shared

0.00

None

35.69K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares112.06K

TypeSH

Market value$3.29M

1.71%

Sole

0.00

Shared

0.00

None

112.06K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares65.82K

TypeSH

Market value$3.08M

1.60%

Sole

0.00

Shared

0.00

None

65.82K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares28.07K

TypeSH

Market value$3.01M

1.56%

Sole

0.00

Shared

0.00

None

28.07K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares99.41K

TypeSH

Market value$2.98M

1.55%

Sole

0.00

Shared

0.00

None

99.41K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares37.95K

TypeSH

Market value$2.96M

1.53%

Sole

0.00

Shared

0.00

None

37.95K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares96.54K

TypeSH

Market value$2.89M

1.50%

Sole

0.00

Shared

0.00

None

96.54K

ISHARES TR

SOLE

LARGE CAP MAX BU

Shares101.58K

TypeSH

Market value$2.66M

1.38%

Sole

0.00

Shared

0.00

None

101.58K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares115.80K

TypeSH

Market value$2.59M

1.34%

Sole

0.00

Shared

0.00

None

115.80K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares7.47K

TypeSH

Market value$2.51M

1.30%

Sole

0.00

Shared

0.00

None

7.47K

ISHARES TR

SOLE

CORE 40/60 MODER

Shares47.77K

TypeSH

Market value$2.28M

1.18%

Sole

0.00

Shared

0.00

None

47.77K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares72.72K

TypeSH

Market value$2.22M

1.15%

Sole

0.00

Shared

0.00

None

72.72K

ISHARES TR

SOLE

IBONDS 27 TRM TS

Shares97.38K

TypeSH

Market value$2.19M

1.13%

Sole

0.00

Shared

0.00

None

97.38K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares21.70K

TypeSH

Market value$2.18M

1.13%

Sole

0.00

Shared

0.00

None

21.70K

ISHARES TR

SOLE

MRGSTR MD CP VAL

Shares25.30K

TypeSH

Market value$2.08M

1.08%

Sole

0.00

Shared

0.00

None

25.30K

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares24.87K

TypeSH

Market value$1.84M

0.95%

Sole

0.00

Shared

0.00

None

24.87K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE 60/40 BALAN	392.04K	SH	$25.49M 13.21%	392.04K
ISHARES TRSOLE	CORE 80/20 AGGRE	191.96K	SH	$17.19M 8.91%	191.96K
VANGUARD INSTL INDEX FDSOLE	0-3 MO TREAS BIL	141.88K	SH	$10.70M 5.55%	141.88K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	116.96K	SH	$7.31M 3.79%	116.96K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	42.86K	SH	$3.92M 2.03%	42.86K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	130.92K	SH	$3.92M 2.03%	130.92K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	127.41K	SH	$3.82M 1.98%	127.41K
ISHARES TRSOLE	MORNINGSTAR GRWT	33.26K	SH	$3.46M 1.79%	33.26K
ISHARES TRSOLE	MORNINGSTAR VALU	35.79K	SH	$3.38M 1.75%	35.79K
ISHARES TRSOLE	MORNINGSTR US EQ	35.69K	SH	$3.37M 1.75%	35.69K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	112.06K	SH	$3.29M 1.71%	112.06K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	65.82K	SH	$3.08M 1.60%	65.82K
ISHARES TRSOLE	INTRM GOV CR ETF	28.07K	SH	$3.01M 1.56%	28.07K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	99.41K	SH	$2.98M 1.55%	99.41K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	37.95K	SH	$2.96M 1.53%	37.95K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	96.54K	SH	$2.89M 1.50%	96.54K
ISHARES TRSOLE	LARGE CAP MAX BU	101.58K	SH	$2.66M 1.38%	101.58K
ISHARES TRSOLE	IBONDS 28 TRM TS	115.80K	SH	$2.59M 1.34%	115.80K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	7.47K	SH	$2.51M 1.30%	7.47K
ISHARES TRSOLE	CORE 40/60 MODER	47.77K	SH	$2.28M 1.18%	47.77K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	72.72K	SH	$2.22M 1.15%	72.72K
ISHARES TRSOLE	IBONDS 27 TRM TS	97.38K	SH	$2.19M 1.13%	97.38K
ISHARES TRSOLE	0-3 MNTH TREASRY	21.70K	SH	$2.18M 1.13%	21.70K
ISHARES TRSOLE	MRGSTR MD CP VAL	25.30K	SH	$2.08M 1.08%	25.30K
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	24.87K	SH	$1.84M 0.95%	24.87K

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