JIM SAULNIER & ASSOCIATES, LLC

Filed: 11/3/2025ACC: 0002044420-25-000005

📋 What this filing means

JIM SAULNIER & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 135 equity positions with a total reported market value of $179.38M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

135

Positions

$179.38M

Total AUM (reported)

3.64M

Total Shares

Allocation by class

S&P 500 BUFFER$23.84M13.3%

CORE 60/40 BALAN$18.81M10.5%

0-3 MO TREAS BIL$16.56M9.2%

CORE 80/20 AGGRE$13.47M7.5%

VAN FTSE DEV MKT$7.20M4.0%

COM$4.39M2.5%

BLOOMBERG 1-3 MO$4.14M2.3%

Portfolio Concentration

Top 3$48.83M27.2%

4–10$29.06M16.2%

11–25$36.50M20.3%

Rest$64.99M36.2%

Top 3 weight

27.2%

Top 10 weight

43.4%

Voting Authority Distribution

Total shares with voting rights: 3.64M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.64M

% of voting shares100.0%

Investment Discretion (by position count)

Sole135

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings135

Rows:

ISHARES TR

SOLE

CORE 60/40 BALAN

Shares292.13K

TypeSH

Market value$18.81M

10.48%

Sole

0.00

Shared

0.00

None

292.13K

VANGUARD INSTL INDEX FD

SOLE

0-3 MO TREAS BIL

Shares218.99K

TypeSH

Market value$16.56M

9.23%

Sole

0.00

Shared

0.00

None

218.99K

ISHARES TR

SOLE

CORE 80/20 AGGRE

Shares152.79K

TypeSH

Market value$13.47M

7.51%

Sole

0.00

Shared

0.00

None

152.79K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares120.16K

TypeSH

Market value$7.20M

4.01%

Sole

0.00

Shared

0.00

None

120.16K

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares45.13K

TypeSH

Market value$4.14M

2.31%

Sole

0.00

Shared

0.00

None

45.13K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares130.92K

TypeSH

Market value$3.84M

2.14%

Sole

0.00

Shared

0.00

None

130.92K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares127.41K

TypeSH

Market value$3.75M

2.09%

Sole

0.00

Shared

0.00

None

127.41K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares33.81K

TypeSH

Market value$3.53M

1.97%

Sole

0.00

Shared

0.00

None

33.81K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares36.11K

TypeSH

Market value$3.34M

1.86%

Sole

0.00

Shared

0.00

None

36.11K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares36.27K

TypeSH

Market value$3.27M

1.82%

Sole

0.00

Shared

0.00

None

36.27K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares68.69K

TypeSH

Market value$3.22M

1.79%

Sole

0.00

Shared

0.00

None

68.69K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares39.15K

TypeSH

Market value$3.06M

1.70%

Sole

0.00

Shared

0.00

None

39.15K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares28.26K

TypeSH

Market value$3.04M

1.69%

Sole

0.00

Shared

0.00

None

28.26K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares99.41K

TypeSH

Market value$2.93M

1.63%

Sole

0.00

Shared

0.00

None

99.41K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares96.54K

TypeSH

Market value$2.84M

1.58%

Sole

0.00

Shared

0.00

None

96.54K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares8.52K

TypeSH

Market value$2.80M

1.56%

Sole

0.00

Shared

0.00

None

8.52K

ISHARES TR

SOLE

LARGE CAP MAX BU

Shares100.26K

TypeSH

Market value$2.62M

1.46%

Sole

0.00

Shared

0.00

None

100.26K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares107.03K

TypeSH

Market value$2.40M

1.34%

Sole

0.00

Shared

0.00

None

107.03K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares75.57K

TypeSH

Market value$2.25M

1.26%

Sole

0.00

Shared

0.00

None

75.57K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares21.88K

TypeSH

Market value$2.20M

1.23%

Sole

0.00

Shared

0.00

None

21.88K

ISHARES TR

SOLE

IBONDS 27 TRM TS

Shares96.14K

TypeSH

Market value$2.17M

1.21%

Sole

0.00

Shared

0.00

None

96.14K

ISHARES TR

SOLE

MRGSTR MD CP VAL

Shares25.05K

TypeSH

Market value$2.01M

1.12%

Sole

0.00

Shared

0.00

None

25.05K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares61.93K

TypeSH

Market value$1.76M

0.98%

Sole

0.00

Shared

0.00

None

61.93K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares55.83K

TypeSH

Market value$1.62M

0.90%

Sole

0.00

Shared

0.00

None

55.83K

ISHARES TR

SOLE

CORE 40/60 MODER

Shares33.59K

TypeSH

Market value$1.60M

0.89%

Sole

0.00

Shared

0.00

None

33.59K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE 60/40 BALAN	292.13K	SH	$18.81M 10.48%	292.13K
VANGUARD INSTL INDEX FDSOLE	0-3 MO TREAS BIL	218.99K	SH	$16.56M 9.23%	218.99K
ISHARES TRSOLE	CORE 80/20 AGGRE	152.79K	SH	$13.47M 7.51%	152.79K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	120.16K	SH	$7.20M 4.01%	120.16K
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	45.13K	SH	$4.14M 2.31%	45.13K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	130.92K	SH	$3.84M 2.14%	130.92K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	127.41K	SH	$3.75M 2.09%	127.41K
ISHARES TRSOLE	MORNINGSTAR GRWT	33.81K	SH	$3.53M 1.97%	33.81K
ISHARES TRSOLE	MORNINGSTR US EQ	36.11K	SH	$3.34M 1.86%	36.11K
ISHARES TRSOLE	MORNINGSTAR VALU	36.27K	SH	$3.27M 1.82%	36.27K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	68.69K	SH	$3.22M 1.79%	68.69K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	39.15K	SH	$3.06M 1.70%	39.15K
ISHARES TRSOLE	INTRM GOV CR ETF	28.26K	SH	$3.04M 1.69%	28.26K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	99.41K	SH	$2.93M 1.63%	99.41K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	96.54K	SH	$2.84M 1.58%	96.54K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	8.52K	SH	$2.80M 1.56%	8.52K
ISHARES TRSOLE	LARGE CAP MAX BU	100.26K	SH	$2.62M 1.46%	100.26K
ISHARES TRSOLE	IBONDS 28 TRM TS	107.03K	SH	$2.40M 1.34%	107.03K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	75.57K	SH	$2.25M 1.26%	75.57K
ISHARES TRSOLE	0-3 MNTH TREASRY	21.88K	SH	$2.20M 1.23%	21.88K
ISHARES TRSOLE	IBONDS 27 TRM TS	96.14K	SH	$2.17M 1.21%	96.14K
ISHARES TRSOLE	MRGSTR MD CP VAL	25.05K	SH	$2.01M 1.12%	25.05K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	61.93K	SH	$1.76M 0.98%	61.93K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	55.83K	SH	$1.62M 0.90%	55.83K
ISHARES TRSOLE	CORE 40/60 MODER	33.59K	SH	$1.60M 0.89%	33.59K

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