JIM SAULNIER & ASSOCIATES, LLC

Filed: 8/4/2025ACC: 0002044420-25-000001

📋 What this filing means

JIM SAULNIER & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 113 equity positions with a total reported market value of $146.63M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

113

Positions

$146.63M

Total AUM (reported)

3.08M

Total Shares

Allocation by class

S&P 500 BUFFER$18.45M12.6%

CORE 60/40 BALAN$17.43M11.9%

CORE 80/20 AGGRE$12.26M8.4%

VAN FTSE DEV MKT$7.50M5.1%

0-3 MO TREAS BIL$5.14M3.5%

BLOOMBERG 1-3 MO$4.86M3.3%

INTERMED TERM$3.60M2.5%

Portfolio Concentration

Top 3$37.18M25.4%

4–10$27.83M19.0%

11–25$33.19M22.6%

Rest$48.42M33.0%

Top 3 weight

25.4%

Top 10 weight

44.3%

Voting Authority Distribution

Total shares with voting rights: 3.08M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.08M

% of voting shares100.0%

Investment Discretion (by position count)

Sole113

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings113

Rows:

ISHARES TR

SOLE

CORE 60/40 BALAN

Shares283.02K

TypeSH

Market value$17.43M

11.88%

Sole

0.00

Shared

0.00

None

283.02K

ISHARES TR

SOLE

CORE 80/20 AGGRE

Shares146.99K

TypeSH

Market value$12.26M

8.36%

Sole

0.00

Shared

0.00

None

146.99K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares131.50K

TypeSH

Market value$7.50M

5.11%

Sole

0.00

Shared

0.00

None

131.50K

VANGUARD INSTL INDEX FD

SOLE

0-3 MO TREAS BIL

Shares68.08K

TypeSH

Market value$5.14M

3.51%

Sole

0.00

Shared

0.00

None

68.08K

SPDR SERIES TRUST

SOLE

BLOOMBERG 1-3 MO

Shares53.02K

TypeSH

Market value$4.86M

3.32%

Sole

0.00

Shared

0.00

None

53.02K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares130.92K

TypeSH

Market value$3.73M

2.54%

Sole

0.00

Shared

0.00

None

130.92K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares46.59K

TypeSH

Market value$3.60M

2.46%

Sole

0.00

Shared

0.00

None

46.59K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares36.89K

TypeSH

Market value$3.57M

2.44%

Sole

0.00

Shared

0.00

None

36.89K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares33.39K

TypeSH

Market value$3.57M

2.43%

Sole

0.00

Shared

0.00

None

33.39K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares39.10K

TypeSH

Market value$3.35M

2.29%

Sole

0.00

Shared

0.00

None

39.10K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares38.66K

TypeSH

Market value$3.22M

2.20%

Sole

0.00

Shared

0.00

None

38.66K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares75.03K

TypeSH

Market value$3.21M

2.19%

Sole

0.00

Shared

0.00

None

75.03K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares99.42K

TypeSH

Market value$2.86M

1.95%

Sole

0.00

Shared

0.00

None

99.42K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares90.73K

TypeSH

Market value$2.58M

1.76%

Sole

0.00

Shared

0.00

None

90.73K

ISHARES TR

SOLE

LARGE CAP MAX BU

Shares100.26K

TypeSH

Market value$2.58M

1.76%

Sole

0.00

Shared

0.00

None

100.26K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares24.55K

TypeSH

Market value$2.47M

1.69%

Sole

0.00

Shared

0.00

None

24.55K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares75.57K

TypeSH

Market value$2.18M

1.49%

Sole

0.00

Shared

0.00

None

75.57K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares6.99K

TypeSH

Market value$2.12M

1.45%

Sole

0.00

Shared

0.00

None

6.99K

ISHARES TR

SOLE

MRGSTR MD CP VAL

Shares26.38K

TypeSH

Market value$2.00M

1.37%

Sole

0.00

Shared

0.00

None

26.38K

ISHARES TR

SOLE

IBONDS 27 TRM TS

Shares87.98K

TypeSH

Market value$1.98M

1.35%

Sole

0.00

Shared

0.00

None

87.98K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares83.04K

TypeSH

Market value$1.86M

1.27%

Sole

0.00

Shared

0.00

None

83.04K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares61.93K

TypeSH

Market value$1.72M

1.17%

Sole

0.00

Shared

0.00

None

61.93K

ISHARES TR

SOLE

MRGSTR MD CP GRW

Shares19.45K

TypeSH

Market value$1.56M

1.06%

Sole

0.00

Shared

0.00

None

19.45K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares2.52K

TypeSH

Market value$1.43M

0.98%

Sole

0.00

Shared

0.00

None

2.52K

ISHARES TR

SOLE

MRGSTR MD CP ETF

Shares17.86K

TypeSH

Market value$1.42M

0.97%

Sole

0.00

Shared

0.00

None

17.86K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE 60/40 BALAN	283.02K	SH	$17.43M 11.88%	283.02K
ISHARES TRSOLE	CORE 80/20 AGGRE	146.99K	SH	$12.26M 8.36%	146.99K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	131.50K	SH	$7.50M 5.11%	131.50K
VANGUARD INSTL INDEX FDSOLE	0-3 MO TREAS BIL	68.08K	SH	$5.14M 3.51%	68.08K
SPDR SERIES TRUSTSOLE	BLOOMBERG 1-3 MO	53.02K	SH	$4.86M 3.32%	53.02K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	130.92K	SH	$3.73M 2.54%	130.92K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	46.59K	SH	$3.60M 2.46%	46.59K
ISHARES TRSOLE	MORNINGSTAR GRWT	36.89K	SH	$3.57M 2.44%	36.89K
ISHARES TRSOLE	INTRM GOV CR ETF	33.39K	SH	$3.57M 2.43%	33.39K
ISHARES TRSOLE	MORNINGSTR US EQ	39.10K	SH	$3.35M 2.29%	39.10K
ISHARES TRSOLE	MORNINGSTAR VALU	38.66K	SH	$3.22M 2.20%	38.66K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	75.03K	SH	$3.21M 2.19%	75.03K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	99.42K	SH	$2.86M 1.95%	99.42K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	90.73K	SH	$2.58M 1.76%	90.73K
ISHARES TRSOLE	LARGE CAP MAX BU	100.26K	SH	$2.58M 1.76%	100.26K
ISHARES TRSOLE	0-3 MNTH TREASRY	24.55K	SH	$2.47M 1.69%	24.55K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	75.57K	SH	$2.18M 1.49%	75.57K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	6.99K	SH	$2.12M 1.45%	6.99K
ISHARES TRSOLE	MRGSTR MD CP VAL	26.38K	SH	$2.00M 1.37%	26.38K
ISHARES TRSOLE	IBONDS 27 TRM TS	87.98K	SH	$1.98M 1.35%	87.98K
ISHARES TRSOLE	IBONDS 28 TRM TS	83.04K	SH	$1.86M 1.27%	83.04K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	61.93K	SH	$1.72M 1.17%	61.93K
ISHARES TRSOLE	MRGSTR MD CP GRW	19.45K	SH	$1.56M 1.06%	19.45K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	2.52K	SH	$1.43M 0.98%	2.52K
ISHARES TRSOLE	MRGSTR MD CP ETF	17.86K	SH	$1.42M 0.97%	17.86K

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