JIM SAULNIER & ASSOCIATES, LLC

Filed: 11/12/2024ACC: 0002044420-24-000002

📋 What this filing means

JIM SAULNIER & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 83 equity positions with a total reported market value of $102.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$102.28M

Total AUM (reported)

1.89M

Total Shares

Allocation by class

BLOOMBERG 1-3 MO$20.17M19.7%

GRWT ALLOCAT ETF$10.98M10.7%

VAN FTSE DEV MKT$5.04M4.9%

PGIM US LARG CAP$4.51M4.4%

AGGRES ALLOC ETF$4.35M4.3%

INTERMED TERM$2.99M2.9%

INTRM GOV CR ETF$2.98M2.9%

Portfolio Concentration

Top 3$36.20M35.4%

4–10$20.50M20.0%

11–25$21.59M21.1%

Rest$23.98M23.4%

Top 3 weight

35.4%

Top 10 weight

55.4%

Voting Authority Distribution

Total shares with voting rights: 1.89M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.89M

% of voting shares100.0%

Investment Discretion (by position count)

Sole83

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings83

Rows:

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares219.73K

TypeSH

Market value$20.17M

19.72%

Sole

0.00

Shared

0.00

None

219.73K

ISHARES TR

SOLE

GRWT ALLOCAT ETF

Shares185.42K

TypeSH

Market value$10.98M

10.74%

Sole

0.00

Shared

0.00

None

185.42K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares95.52K

TypeSH

Market value$5.04M

4.93%

Sole

0.00

Shared

0.00

None

95.52K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares55.18K

TypeSH

Market value$4.35M

4.26%

Sole

0.00

Shared

0.00

None

55.18K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares38.12K

TypeSH

Market value$2.99M

2.92%

Sole

0.00

Shared

0.00

None

38.12K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares27.83K

TypeSH

Market value$2.98M

2.91%

Sole

0.00

Shared

0.00

None

27.83K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares31.61K

TypeSH

Market value$2.60M

2.54%

Sole

0.00

Shared

0.00

None

31.61K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares30.57K

TypeSH

Market value$2.57M

2.51%

Sole

0.00

Shared

0.00

None

30.57K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares32.20K

TypeSH

Market value$2.55M

2.49%

Sole

0.00

Shared

0.00

None

32.20K

PGIM ROCK ETF TR

SOLE

PGIM US LARG CAP

Shares93.37K

TypeSH

Market value$2.46M

2.41%

Sole

0.00

Shared

0.00

None

93.37K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares54K

TypeSH

Market value$2.23M

2.18%

Sole

0.00

Shared

0.00

None

54K

PGIM ROCK ETF TR

SOLE

PGIM US LARGE CA

Shares78.45K

TypeSH

Market value$2.10M

2.06%

Sole

0.00

Shared

0.00

None

78.45K

PGIM ROCK ETF TR

SOLE

PGIM US LARG CAP

Shares77.70K

TypeSH

Market value$2.04M

2.00%

Sole

0.00

Shared

0.00

None

77.70K

ISHARES TR

SOLE

MRGSTR MD CP VAL

Shares20.85K

TypeSH

Market value$1.60M

1.56%

Sole

0.00

Shared

0.00

None

20.85K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares5.48K

TypeSH

Market value$1.55M

1.52%

Sole

0.00

Shared

0.00

None

5.48K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares2.61K

TypeSH

Market value$1.38M

1.35%

Sole

0.00

Shared

0.00

None

2.61K

PGIM ROCK ETF TR

SOLE

US LARGE CAP BUF

Shares49.64K

TypeSH

Market value$1.32M

1.30%

Sole

0.00

Shared

0.00

None

49.64K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 JUL

Shares33.66K

TypeSH

Market value$1.30M

1.27%

Sole

0.00

Shared

0.00

None

33.66K

ISHARES TR

SOLE

MODERT ALLOC ETF

Shares27.62K

TypeSH

Market value$1.25M

1.22%

Sole

0.00

Shared

0.00

None

27.62K

ISHARES TR

SOLE

MRGSTR MD CP GRW

Shares16.85K

TypeSH

Market value$1.23M

1.20%

Sole

0.00

Shared

0.00

None

16.85K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares14.58K

TypeSH

Market value$1.15M

1.12%

Sole

0.00

Shared

0.00

None

14.58K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares50.13K

TypeSH

Market value$1.13M

1.10%

Sole

0.00

Shared

0.00

None

50.13K

ISHARES TR

SOLE

MRGSTR MD CP ETF

Shares14.78K

TypeSH

Market value$1.12M

1.10%

Sole

0.00

Shared

0.00

None

14.78K

ISHARES TR

SOLE

IBONDS OCT 2033

Shares42.05K

TypeSH

Market value$1.11M

1.09%

Sole

0.00

Shared

0.00

None

42.05K

CALAMOS ETF TR

SOLE

NASDAQ 100 STRUC

Shares42.80K

TypeSH

Market value$1.07M

1.05%

Sole

0.00

Shared

0.00

None

42.80K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	219.73K	SH	$20.17M 19.72%	219.73K
ISHARES TRSOLE	GRWT ALLOCAT ETF	185.42K	SH	$10.98M 10.74%	185.42K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	95.52K	SH	$5.04M 4.93%	95.52K
ISHARES TRSOLE	AGGRES ALLOC ETF	55.18K	SH	$4.35M 4.26%	55.18K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	38.12K	SH	$2.99M 2.92%	38.12K
ISHARES TRSOLE	INTRM GOV CR ETF	27.83K	SH	$2.98M 2.91%	27.83K
ISHARES TRSOLE	MORNINGSTAR VALU	31.61K	SH	$2.60M 2.54%	31.61K
ISHARES TRSOLE	MORNINGSTAR GRWT	30.57K	SH	$2.57M 2.51%	30.57K
ISHARES TRSOLE	MORNINGSTR US EQ	32.20K	SH	$2.55M 2.49%	32.20K
PGIM ROCK ETF TRSOLE	PGIM US LARG CAP	93.37K	SH	$2.46M 2.41%	93.37K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	54K	SH	$2.23M 2.18%	54K
PGIM ROCK ETF TRSOLE	PGIM US LARGE CA	78.45K	SH	$2.10M 2.06%	78.45K
PGIM ROCK ETF TRSOLE	PGIM US LARG CAP	77.70K	SH	$2.04M 2.00%	77.70K
ISHARES TRSOLE	MRGSTR MD CP VAL	20.85K	SH	$1.60M 1.56%	20.85K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	5.48K	SH	$1.55M 1.52%	5.48K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	2.61K	SH	$1.38M 1.35%	2.61K
PGIM ROCK ETF TRSOLE	US LARGE CAP BUF	49.64K	SH	$1.32M 1.30%	49.64K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 JUL	33.66K	SH	$1.30M 1.27%	33.66K
ISHARES TRSOLE	MODERT ALLOC ETF	27.62K	SH	$1.25M 1.22%	27.62K
ISHARES TRSOLE	MRGSTR MD CP GRW	16.85K	SH	$1.23M 1.20%	16.85K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	14.58K	SH	$1.15M 1.12%	14.58K
ISHARES TRSOLE	IBONDS 28 TRM TS	50.13K	SH	$1.13M 1.10%	50.13K
ISHARES TRSOLE	MRGSTR MD CP ETF	14.78K	SH	$1.12M 1.10%	14.78K
ISHARES TRSOLE	IBONDS OCT 2033	42.05K	SH	$1.11M 1.09%	42.05K
CALAMOS ETF TRSOLE	NASDAQ 100 STRUC	42.80K	SH	$1.07M 1.05%	42.80K

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