JIM SAULNIER & ASSOCIATES, LLC

Filed: 4/21/2025ACC: 0001843867-25-000006

📋 What this filing means

JIM SAULNIER & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 101 equity positions with a total reported market value of $128.53M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

101

Positions

$128.53M

Total AUM (reported)

2.70M

Total Shares

Allocation by class

S&P 500 BUFFER$14.75M11.5%

CORE 60/40 BALAN$14.16M11.0%

CORE 80/20 AGGRE$8.37M6.5%

VAN FTSE DEV MKT$7.04M5.5%

BLOOMBERG 1-3 MO$6.88M5.4%

0-3 MNTH TREASRY$4.38M3.4%

0-3 MO TREAS BIL$3.91M3.0%

Portfolio Concentration

Top 3$29.57M23.0%

4–10$29.44M22.9%

11–25$28.73M22.4%

Rest$40.79M31.7%

Top 3 weight

23.0%

Top 10 weight

45.9%

Voting Authority Distribution

Total shares with voting rights: 2.70M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.70M

% of voting shares100.0%

Investment Discretion (by position count)

Sole101

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings101

Rows:

ISHARES TR

SOLE

CORE 60/40 BALAN

Shares245.93K

TypeSH

Market value$14.16M

11.02%

Sole

0.00

Shared

0.00

None

245.93K

ISHARES TR

SOLE

CORE 80/20 AGGRE

Shares109.43K

TypeSH

Market value$8.37M

6.51%

Sole

0.00

Shared

0.00

None

109.43K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares138.54K

TypeSH

Market value$7.04M

5.48%

Sole

0.00

Shared

0.00

None

138.54K

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares75.05K

TypeSH

Market value$6.88M

5.36%

Sole

0.00

Shared

0.00

None

75.05K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares43.48K

TypeSH

Market value$4.38M

3.41%

Sole

0.00

Shared

0.00

None

43.48K

VANGUARD INSTL INDEX FD

SOLE

0-3 MO TREAS BIL

Shares51.77K

TypeSH

Market value$3.91M

3.04%

Sole

0.00

Shared

0.00

None

51.77K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares50.40K

TypeSH

Market value$3.86M

3.00%

Sole

0.00

Shared

0.00

None

50.40K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares36.21K

TypeSH

Market value$3.84M

2.99%

Sole

0.00

Shared

0.00

None

36.21K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares41.21K

TypeSH

Market value$3.36M

2.61%

Sole

0.00

Shared

0.00

None

41.21K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares41.64K

TypeSH

Market value$3.22M

2.50%

Sole

0.00

Shared

0.00

None

41.64K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares39.14K

TypeSH

Market value$3.17M

2.47%

Sole

0.00

Shared

0.00

None

39.14K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares79.67K

TypeSH

Market value$3.14M

2.44%

Sole

0.00

Shared

0.00

None

79.67K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares90.73K

TypeSH

Market value$2.40M

1.86%

Sole

0.00

Shared

0.00

None

90.73K

ISHARES TR

SOLE

MRGSTR MD CP VAL

Shares28.02K

TypeSH

Market value$2.08M

1.62%

Sole

0.00

Shared

0.00

None

28.02K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares75.57K

TypeSH

Market value$2.08M

1.62%

Sole

0.00

Shared

0.00

None

75.57K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares75.08K

TypeSH

Market value$1.99M

1.55%

Sole

0.00

Shared

0.00

None

75.08K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares6.75K

TypeSH

Market value$1.86M

1.44%

Sole

0.00

Shared

0.00

None

6.75K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares67.66K

TypeSH

Market value$1.85M

1.44%

Sole

0.00

Shared

0.00

None

67.66K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares72.65K

TypeSH

Market value$1.62M

1.26%

Sole

0.00

Shared

0.00

None

72.65K

ISHARES TR

SOLE

MRGSTR MD CP GRW

Shares21.68K

TypeSH

Market value$1.55M

1.21%

Sole

0.00

Shared

0.00

None

21.68K

ISHARES TR

SOLE

IBONDS 27 TRM TS

Shares68.90K

TypeSH

Market value$1.54M

1.20%

Sole

0.00

Shared

0.00

None

68.90K

ISHARES TR

SOLE

MRGSTR MD CP ETF

Shares19.39K

TypeSH

Market value$1.44M

1.12%

Sole

0.00

Shared

0.00

None

19.39K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares17.59K

TypeSH

Market value$1.38M

1.07%

Sole

0.00

Shared

0.00

None

17.59K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares48.62K

TypeSH

Market value$1.32M

1.03%

Sole

0.00

Shared

0.00

None

48.62K

PGIM ROCK ETF TR

SOLE

S&P 500 BUFFER

Shares49.64K

TypeSH

Market value$1.32M

1.03%

Sole

0.00

Shared

0.00

None

49.64K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE 60/40 BALAN	245.93K	SH	$14.16M 11.02%	245.93K
ISHARES TRSOLE	CORE 80/20 AGGRE	109.43K	SH	$8.37M 6.51%	109.43K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	138.54K	SH	$7.04M 5.48%	138.54K
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	75.05K	SH	$6.88M 5.36%	75.05K
ISHARES TRSOLE	0-3 MNTH TREASRY	43.48K	SH	$4.38M 3.41%	43.48K
VANGUARD INSTL INDEX FDSOLE	0-3 MO TREAS BIL	51.77K	SH	$3.91M 3.04%	51.77K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	50.40K	SH	$3.86M 3.00%	50.40K
ISHARES TRSOLE	INTRM GOV CR ETF	36.21K	SH	$3.84M 2.99%	36.21K
ISHARES TRSOLE	MORNINGSTAR VALU	41.21K	SH	$3.36M 2.61%	41.21K
ISHARES TRSOLE	MORNINGSTR US EQ	41.64K	SH	$3.22M 2.50%	41.64K
ISHARES TRSOLE	MORNINGSTAR GRWT	39.14K	SH	$3.17M 2.47%	39.14K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	79.67K	SH	$3.14M 2.44%	79.67K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	90.73K	SH	$2.40M 1.86%	90.73K
ISHARES TRSOLE	MRGSTR MD CP VAL	28.02K	SH	$2.08M 1.62%	28.02K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	75.57K	SH	$2.08M 1.62%	75.57K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	75.08K	SH	$1.99M 1.55%	75.08K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	6.75K	SH	$1.86M 1.44%	6.75K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	67.66K	SH	$1.85M 1.44%	67.66K
ISHARES TRSOLE	IBONDS 28 TRM TS	72.65K	SH	$1.62M 1.26%	72.65K
ISHARES TRSOLE	MRGSTR MD CP GRW	21.68K	SH	$1.55M 1.21%	21.68K
ISHARES TRSOLE	IBONDS 27 TRM TS	68.90K	SH	$1.54M 1.20%	68.90K
ISHARES TRSOLE	MRGSTR MD CP ETF	19.39K	SH	$1.44M 1.12%	19.39K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	17.59K	SH	$1.38M 1.07%	17.59K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	48.62K	SH	$1.32M 1.03%	48.62K
PGIM ROCK ETF TRSOLE	S&P 500 BUFFER	49.64K	SH	$1.32M 1.03%	49.64K

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