JIM SAULNIER & ASSOCIATES, LLC

Filed: 1/22/2025ACC: 0001843867-25-000003

📋 What this filing means

JIM SAULNIER & ASSOCIATES, LLC filed this quarterly 13F‑HR report disclosing 93 equity positions with a total reported market value of $115.85M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$115.85M

Total AUM (reported)

2.25M

Total Shares

Allocation by class

BLOOMBERG 1-3 MO$13.19M11.4%

GRWT ALLOCAT ETF$11.74M10.1%

VAN FTSE DEV MKT$6.15M5.3%

AGGRES ALLOC ETF$6.11M5.3%

0-3 MNTH TREASRY$5.60M4.8%

PGIM US LARG CAP$4.21M3.6%

INTRM GOV CR ETF$3.50M3.0%

Portfolio Concentration

Top 3$31.08M26.8%

4–10$28.50M24.6%

11–25$25.48M22.0%

Rest$30.79M26.6%

Top 3 weight

26.8%

Top 10 weight

51.4%

Voting Authority Distribution

Total shares with voting rights: 2.25M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

2.25M

% of voting shares100.0%

Investment Discretion (by position count)

Sole93

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings93

Rows:

SPDR SER TR

SOLE

BLOOMBERG 1-3 MO

Shares144.26K

TypeSH

Market value$13.19M

11.39%

Sole

0.00

Shared

0.00

None

144.26K

ISHARES TR

SOLE

GRWT ALLOCAT ETF

Shares204.78K

TypeSH

Market value$11.74M

10.13%

Sole

0.00

Shared

0.00

None

204.78K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares128.57K

TypeSH

Market value$6.15M

5.31%

Sole

0.00

Shared

0.00

None

128.57K

ISHARES TR

SOLE

AGGRES ALLOC ETF

Shares79.70K

TypeSH

Market value$6.11M

5.27%

Sole

0.00

Shared

0.00

None

79.70K

ISHARES TR

SOLE

0-3 MNTH TREASRY

Shares55.82K

TypeSH

Market value$5.60M

4.83%

Sole

0.00

Shared

0.00

None

55.82K

ISHARES TR

SOLE

INTRM GOV CR ETF

Shares33.58K

TypeSH

Market value$3.50M

3.02%

Sole

0.00

Shared

0.00

None

33.58K

ISHARES TR

SOLE

MORNINGSTAR GRWT

Shares38.15K

TypeSH

Market value$3.42M

2.95%

Sole

0.00

Shared

0.00

None

38.15K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares45.60K

TypeSH

Market value$3.41M

2.94%

Sole

0.00

Shared

0.00

None

45.60K

ISHARES TR

SOLE

MORNINGSTR US EQ

Shares40.17K

TypeSH

Market value$3.26M

2.81%

Sole

0.00

Shared

0.00

None

40.17K

ISHARES TR

SOLE

MORNINGSTAR VALU

Shares39.66K

TypeSH

Market value$3.21M

2.77%

Sole

0.00

Shared

0.00

None

39.66K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO EMG MK

Shares73.19K

TypeSH

Market value$2.81M

2.42%

Sole

0.00

Shared

0.00

None

73.19K

PGIM ROCK ETF TR

SOLE

PGIM US LARG CAP

Shares86.40K

TypeSH

Market value$2.32M

2.00%

Sole

0.00

Shared

0.00

None

86.40K

PGIM ROCK ETF TR

SOLE

PGIM US LARGE CA

Shares78.45K

TypeSH

Market value$2.14M

1.85%

Sole

0.00

Shared

0.00

None

78.45K

ISHARES TR

SOLE

MRGSTR MD CP VAL

Shares26.83K

TypeSH

Market value$1.99M

1.72%

Sole

0.00

Shared

0.00

None

26.83K

PGIM ROCK ETF TR

SOLE

PGIM US LARG CAP

Shares70.68K

TypeSH

Market value$1.89M

1.63%

Sole

0.00

Shared

0.00

None

70.68K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares6.06K

TypeSH

Market value$1.76M

1.52%

Sole

0.00

Shared

0.00

None

6.06K

ISHARES TR

SOLE

MRGSTR MD CP GRW

Shares20.77K

TypeSH

Market value$1.57M

1.35%

Sole

0.00

Shared

0.00

None

20.77K

ISHARES TR

SOLE

IBONDS 28 TRM TS

Shares71.02K

TypeSH

Market value$1.56M

1.34%

Sole

0.00

Shared

0.00

None

71.02K

ISHARES TR

SOLE

MRGSTR MD CP ETF

Shares18.67K

TypeSH

Market value$1.42M

1.23%

Sole

0.00

Shared

0.00

None

18.67K

ISHARES TR

SOLE

IBONDS 27 TRM TS

Shares63.60K

TypeSH

Market value$1.41M

1.22%

Sole

0.00

Shared

0.00

None

63.60K

PGIM ROCK ETF TR

SOLE

US LARGE CAP BUF

Shares49.64K

TypeSH

Market value$1.35M

1.17%

Sole

0.00

Shared

0.00

None

49.64K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares2.51K

TypeSH

Market value$1.35M

1.17%

Sole

0.00

Shared

0.00

None

2.51K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B10 JUL

Shares33.66K

TypeSH

Market value$1.33M

1.15%

Sole

0.00

Shared

0.00

None

33.66K

VANGUARD BD INDEX FDS

SOLE

SHORT TRM BOND

Shares16.95K

TypeSH

Market value$1.31M

1.13%

Sole

0.00

Shared

0.00

None

16.95K

CALAMOS ETF TR

SOLE

S&P 500 STRCTURD

Shares50.23K

TypeSH

Market value$1.27M

1.10%

Sole

0.00

Shared

0.00

None

50.23K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	BLOOMBERG 1-3 MO	144.26K	SH	$13.19M 11.39%	144.26K
ISHARES TRSOLE	GRWT ALLOCAT ETF	204.78K	SH	$11.74M 10.13%	204.78K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	128.57K	SH	$6.15M 5.31%	128.57K
ISHARES TRSOLE	AGGRES ALLOC ETF	79.70K	SH	$6.11M 5.27%	79.70K
ISHARES TRSOLE	0-3 MNTH TREASRY	55.82K	SH	$5.60M 4.83%	55.82K
ISHARES TRSOLE	INTRM GOV CR ETF	33.58K	SH	$3.50M 3.02%	33.58K
ISHARES TRSOLE	MORNINGSTAR GRWT	38.15K	SH	$3.42M 2.95%	38.15K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	45.60K	SH	$3.41M 2.94%	45.60K
ISHARES TRSOLE	MORNINGSTR US EQ	40.17K	SH	$3.26M 2.81%	40.17K
ISHARES TRSOLE	MORNINGSTAR VALU	39.66K	SH	$3.21M 2.77%	39.66K
SPDR INDEX SHS FDSSOLE	PORTFOLIO EMG MK	73.19K	SH	$2.81M 2.42%	73.19K
PGIM ROCK ETF TRSOLE	PGIM US LARG CAP	86.40K	SH	$2.32M 2.00%	86.40K
PGIM ROCK ETF TRSOLE	PGIM US LARGE CA	78.45K	SH	$2.14M 1.85%	78.45K
ISHARES TRSOLE	MRGSTR MD CP VAL	26.83K	SH	$1.99M 1.72%	26.83K
PGIM ROCK ETF TRSOLE	PGIM US LARG CAP	70.68K	SH	$1.89M 1.63%	70.68K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	6.06K	SH	$1.76M 1.52%	6.06K
ISHARES TRSOLE	MRGSTR MD CP GRW	20.77K	SH	$1.57M 1.35%	20.77K
ISHARES TRSOLE	IBONDS 28 TRM TS	71.02K	SH	$1.56M 1.34%	71.02K
ISHARES TRSOLE	MRGSTR MD CP ETF	18.67K	SH	$1.42M 1.23%	18.67K
ISHARES TRSOLE	IBONDS 27 TRM TS	63.60K	SH	$1.41M 1.22%	63.60K
PGIM ROCK ETF TRSOLE	US LARGE CAP BUF	49.64K	SH	$1.35M 1.17%	49.64K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	2.51K	SH	$1.35M 1.17%	2.51K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B10 JUL	33.66K	SH	$1.33M 1.15%	33.66K
VANGUARD BD INDEX FDSSOLE	SHORT TRM BOND	16.95K	SH	$1.31M 1.13%	16.95K
CALAMOS ETF TRSOLE	S&P 500 STRCTURD	50.23K	SH	$1.27M 1.10%	50.23K

Page 1 of 4