J. DEREK LEWIS & ASSOCIATES INC.

PrivateCIK: 2077884
Location

NEWPORT BEACH, CA

216
Positions
$529.25M
Total AUM (reported)
17.79M
Total Shares

Allocation by class

TOTAL AUM$529.25M216 positions
SHS CREAT UNIT$120.91M22.8%
COM$104.26M19.7%
SHS$79.19M15.0%
SHS ETF$28.51M5.4%
MUN INM ETF$24.33M4.6%
US MULTI-SECTOR$21.01M4.0%
MUN HIGH ETF$15.00M2.8%

Portfolio Concentration

Top 322.9%4–1029.3%11–2521.9%Rest25.9%TOP 1052.2%0%100%
Top 3$121.17M22.9%
4–10$155.12M29.3%
11–25$116.07M21.9%
Rest$136.89M25.9%

Top 3 weight

22.9%

Top 10 weight

52.2%

Voting Authority Distribution

Total shares with voting rights: 17.79M

Sole

Full voting authority

17.79M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole216
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings216
Rows:

CAPITAL GROUP CORE BALANCED

SOLE
SHS
Shares1.34M
TypeSH
Market value$50.76M
9.59%
Sole
1.34M
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREAT UNIT
Shares805.75K
TypeSH
Market value$39.71M
7.50%
Sole
805.75K
Shared
0.00
None
0.00

CAPITAL GROUP GBL GROWTH EQT

SOLE
SHS CREAT UNIT
Shares725.25K
TypeSH
Market value$30.70M
5.80%
Sole
725.25K
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND GROWE

SOLE
SHS ETF
Shares760.19K
TypeSH
Market value$28.51M
5.39%
Sole
760.19K
Shared
0.00
None
0.00

CAPITAL GROUP GROWTH ETF

SOLE
SHS CREAT UNIT
Shares544.48K
TypeSH
Market value$25.70M
4.86%
Sole
544.48K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
MUN INM ETF
Shares885.58K
TypeSH
Market value$24.33M
4.60%
Sole
885.58K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
US MULTI-SECTOR
Shares768.77K
TypeSH
Market value$21.01M
3.97%
Sole
768.77K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares69.86K
TypeSH
Market value$20.21M
3.82%
Sole
69.86K
Shared
0.00
None
0.00

CAPITAL GROUP CORE EQUITY ET

SOLE
SHS CREAT UNIT
Shares415.31K
TypeSH
Market value$18.47M
3.49%
Sole
415.31K
Shared
0.00
None
0.00

TESLA INC

SOLE
COM
Shares40.13K
TypeSH
Market value$16.88M
3.19%
Sole
40.13K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
MUN HIGH ETF
Shares580.24K
TypeSH
Market value$15.00M
2.83%
Sole
580.24K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
CORE PLUS INCM
Shares672.60K
TypeSH
Market value$14.99M
2.83%
Sole
672.60K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
CORE BOND ETF
Shares489.32K
TypeSH
Market value$12.81M
2.42%
Sole
489.32K
Shared
0.00
None
0.00

CAPITAL GROUP CONSERVATIVE E

SOLE
SHS
Shares327.61K
TypeSH
Market value$10.75M
2.03%
Sole
327.61K
Shared
0.00
None
0.00

CAPITAL GROUP EQUITY ETF TR

SOLE
US SM MI CA ETF
Shares281.63K
TypeSH
Market value$9.29M
1.75%
Sole
281.63K
Shared
0.00
None
0.00

CAPITAL GROUP INTERNATIONAL

SOLE
SHS
Shares191.06K
TypeSH
Market value$6.95M
1.31%
Sole
191.06K
Shared
0.00
None
0.00

CAPITAL GROUP INTL FOCUS EQT

SOLE
SHS CREAT UNIT
Shares182.94K
TypeSH
Market value$6.33M
1.20%
Sole
182.94K
Shared
0.00
None
0.00

CAPITAL GROUP NEW GEOGRAPHY

SOLE
SHS
Shares146.57K
TypeSH
Market value$5.49M
1.04%
Sole
146.57K
Shared
0.00
None
0.00

MICROSOFT CORP

SOLE
COM
Shares14.69K
TypeSH
Market value$5.48M
1.04%
Sole
14.69K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

SOLE
US SML CAP ETF
Shares150.79K
TypeSH
Market value$5.45M
1.03%
Sole
150.79K
Shared
0.00
None
0.00

NVIDIA CORPORATION

SOLE
COM
Shares25.94K
TypeSH
Market value$5.19M
0.98%
Sole
25.94K
Shared
0.00
None
0.00

ALPHABET INC

SOLE
CAP STK CL A
Shares13.60K
TypeSH
Market value$4.86M
0.92%
Sole
13.60K
Shared
0.00
None
0.00

ABBVIE INC

SOLE
COM
Shares18.94K
TypeSH
Market value$4.77M
0.90%
Sole
18.94K
Shared
0.00
None
0.00

BROADCOM INC

SOLE
COM
Shares11.57K
TypeSH
Market value$4.37M
0.83%
Sole
11.57K
Shared
0.00
None
0.00

HYLIION HOLDINGS CORP

SOLE
COMMON STOCK
Shares833.40K
TypeSH
Market value$4.34M
0.82%
Sole
833.40K
Shared
0.00
None
0.00
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