J. DEREK LEWIS & ASSOCIATES INC.

PrivateCIK: 2077884
Location

NEWPORT BEACH, CA

206
Positions
$426.51M
Total AUM (reported)
16.55M
Total Shares

Allocation by class

TOTAL AUM$426.51M206 positions
COM$99.60M23.4%
SHS CREATION UNI$86.64M20.3%
SHS$61.14M14.3%
MUNICIPAL INCOME$20.50M4.8%
SHS ETF$20.08M4.7%
US MULTI-SECTOR$17.03M4.0%
CORE PLUS INCM$14.39M3.4%

Portfolio Concentration

Top 321.8%4–1030.4%11–2521.7%Rest26.1%TOP 1052.2%0%100%
Top 3$92.84M21.8%
4–10$129.65M30.4%
11–25$92.70M21.7%
Rest$111.32M26.1%

Top 3 weight

21.8%

Top 10 weight

52.2%

Voting Authority Distribution

Total shares with voting rights: 16.55M

Sole

Full voting authority

16.55M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole206
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings206
Rows:

CAPITAL GROUP CORE BALANCED

SOLE
SHS
Shares1.15M
TypeSH
Market value$40.50M
9.50%
Sole
1.15M
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND VALUE

SOLE
SHS CREATION UNI
Shares719.37K
TypeSH
Market value$31.39M
7.36%
Sole
719.37K
Shared
0.00
None
0.00

CAPITAL GROUP GROWTH ETF

SOLE
SHS CREATION UNI
Shares471.04K
TypeSH
Market value$20.95M
4.91%
Sole
471.04K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
MUNICIPAL INCOME
Shares748.86K
TypeSH
Market value$20.50M
4.81%
Sole
748.86K
Shared
0.00
None
0.00

CAPITAL GROUP GBL GROWTH EQT

SOLE
SHS CREATION UNI
Shares584.26K
TypeSH
Market value$20.24M
4.75%
Sole
584.26K
Shared
0.00
None
0.00

CAPITAL GROUP DIVIDEND GROWE

SOLE
SHS ETF
Shares563.34K
TypeSH
Market value$20.08M
4.71%
Sole
563.34K
Shared
0.00
None
0.00

APPLE INC

SOLE
COM
Shares69.65K
TypeSH
Market value$18.94M
4.44%
Sole
69.65K
Shared
0.00
None
0.00

TESLA INC

SOLE
COM
Shares41.06K
TypeSH
Market value$18.47M
4.33%
Sole
41.06K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
US MULTI-SECTOR
Shares616.66K
TypeSH
Market value$17.03M
3.99%
Sole
616.66K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
CORE PLUS INCM
Shares635.49K
TypeSH
Market value$14.39M
3.37%
Sole
635.49K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
MUNICIPAL HIGH I
Shares527.32K
TypeSH
Market value$13.44M
3.15%
Sole
527.32K
Shared
0.00
None
0.00

CAPITAL GROUP CORE EQUITY ET

SOLE
SHS CREATION UNI
Shares272.18K
TypeSH
Market value$10.95M
2.57%
Sole
272.18K
Shared
0.00
None
0.00

CAPITAL GRP FIXED INCM ETF T

SOLE
CORE BOND ETF
Shares382.99K
TypeSH
Market value$10.16M
2.38%
Sole
382.99K
Shared
0.00
None
0.00

CAPITAL GROUP CONSERVATIVE E

SOLE
SHS
Shares278.20K
TypeSH
Market value$8.48M
1.99%
Sole
278.20K
Shared
0.00
None
0.00

MICROSOFT CORP

SOLE
COM
Shares16.30K
TypeSH
Market value$7.88M
1.85%
Sole
16.30K
Shared
0.00
None
0.00

NVIDIA CORPORATION

SOLE
COM
Shares27.95K
TypeSH
Market value$5.21M
1.22%
Sole
27.95K
Shared
0.00
None
0.00

CAPITAL GROUP EQUITY ETF TR

SOLE
US SMALL AND MID
Shares170.93K
TypeSH
Market value$4.93M
1.16%
Sole
170.93K
Shared
0.00
None
0.00

BROADCOM INC

SOLE
COM
Shares12.28K
TypeSH
Market value$4.25M
1.00%
Sole
12.28K
Shared
0.00
None
0.00

ABBVIE INC

SOLE
COM
Shares18.26K
TypeSH
Market value$4.17M
0.98%
Sole
18.26K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

SOLE
US SML CAP ETF
Shares144.17K
TypeSH
Market value$4.11M
0.96%
Sole
144.17K
Shared
0.00
None
0.00

ALPHABET INC

SOLE
CAP STK CL A
Shares12.80K
TypeSH
Market value$4.01M
0.94%
Sole
12.80K
Shared
0.00
None
0.00

COSTCO WHOLESALE CORPORATION

SOLE
COM
Shares4.55K
TypeSH
Market value$3.92M
0.92%
Sole
4.55K
Shared
0.00
None
0.00

CLEAN ENERGY FUELS CORP

SOLE
COM
Shares1.86M
TypeSH
Market value$3.91M
0.92%
Sole
1.86M
Shared
0.00
None
0.00

CAPITAL GROUP INTERNATIONAL

SOLE
SHS
Shares117.17K
TypeSH
Market value$3.81M
0.89%
Sole
117.17K
Shared
0.00
None
0.00

AMAZON COM INC

SOLE
COM
Shares15.03K
TypeSH
Market value$3.47M
0.81%
Sole
15.03K
Shared
0.00
None
0.00
Page 1 of 9