Filed: 5/1/2026ACC: 0002077884-26-000002
📋 What this filing means
J. DEREK LEWIS & ASSOCIATES INC. filed this quarterly 13F‑HR report disclosing 206 equity positions with a total reported market value of $426.51M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
206
Positions
$426.51M
Total AUM (reported)
16.55M
Total Shares
Allocation by class
COM$99.60M23.4%
SHS CREATION UNI$86.64M20.3%
SHS$61.14M14.3%
MUNICIPAL INCOME$20.50M4.8%
SHS ETF$20.08M4.7%
US MULTI-SECTOR$17.03M4.0%
CORE PLUS INCM$14.39M3.4%
Portfolio Concentration
Top 3$92.84M21.8%
4–10$129.65M30.4%
11–25$92.70M21.7%
Rest$111.32M26.1%
Top 3 weight
21.8%
Top 10 weight
52.2%
Voting Authority Distribution
Total shares with voting rights: 16.55M
Sole
Full voting authority
16.55M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole206
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings206
Rows:
CAPITAL GROUP CORE BALANCED
SOLEShares1.15M
TypeSH
Market value$40.50M
9.50%
Sole
1.15M
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND VALUE
SOLEShares719.37K
TypeSH
Market value$31.39M
7.36%
Sole
719.37K
Shared
0.00
None
0.00
CAPITAL GROUP GROWTH ETF
SOLEShares471.04K
TypeSH
Market value$20.95M
4.91%
Sole
471.04K
Shared
0.00
None
0.00
CAPITAL GRP FIXED INCM ETF T
SOLEShares748.86K
TypeSH
Market value$20.50M
4.81%
Sole
748.86K
Shared
0.00
None
0.00
CAPITAL GROUP GBL GROWTH EQT
SOLEShares584.26K
TypeSH
Market value$20.24M
4.75%
Sole
584.26K
Shared
0.00
None
0.00
CAPITAL GROUP DIVIDEND GROWE
SOLEShares563.34K
TypeSH
Market value$20.08M
4.71%
Sole
563.34K
Shared
0.00
None
0.00
APPLE INC
SOLEShares69.65K
TypeSH
Market value$18.94M
4.44%
Sole
69.65K
Shared
0.00
None
0.00
TESLA INC
SOLEShares41.06K
TypeSH
Market value$18.47M
4.33%
Sole
41.06K
Shared
0.00
None
0.00
CAPITAL GRP FIXED INCM ETF T
SOLEShares616.66K
TypeSH
Market value$17.03M
3.99%
Sole
616.66K
Shared
0.00
None
0.00
CAPITAL GRP FIXED INCM ETF T
SOLEShares635.49K
TypeSH
Market value$14.39M
3.37%
Sole
635.49K
Shared
0.00
None
0.00
CAPITAL GRP FIXED INCM ETF T
SOLEShares527.32K
TypeSH
Market value$13.44M
3.15%
Sole
527.32K
Shared
0.00
None
0.00
CAPITAL GROUP CORE EQUITY ET
SOLEShares272.18K
TypeSH
Market value$10.95M
2.57%
Sole
272.18K
Shared
0.00
None
0.00
CAPITAL GRP FIXED INCM ETF T
SOLEShares382.99K
TypeSH
Market value$10.16M
2.38%
Sole
382.99K
Shared
0.00
None
0.00
CAPITAL GROUP CONSERVATIVE E
SOLEShares278.20K
TypeSH
Market value$8.48M
1.99%
Sole
278.20K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares16.30K
TypeSH
Market value$7.88M
1.85%
Sole
16.30K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares27.95K
TypeSH
Market value$5.21M
1.22%
Sole
27.95K
Shared
0.00
None
0.00
CAPITAL GROUP EQUITY ETF TR
SOLEShares170.93K
TypeSH
Market value$4.93M
1.16%
Sole
170.93K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares12.28K
TypeSH
Market value$4.25M
1.00%
Sole
12.28K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares18.26K
TypeSH
Market value$4.17M
0.98%
Sole
18.26K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares144.17K
TypeSH
Market value$4.11M
0.96%
Sole
144.17K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares12.80K
TypeSH
Market value$4.01M
0.94%
Sole
12.80K
Shared
0.00
None
0.00
COSTCO WHOLESALE CORPORATION
SOLEShares4.55K
TypeSH
Market value$3.92M
0.92%
Sole
4.55K
Shared
0.00
None
0.00
CLEAN ENERGY FUELS CORP
SOLEShares1.86M
TypeSH
Market value$3.91M
0.92%
Sole
1.86M
Shared
0.00
None
0.00
CAPITAL GROUP INTERNATIONAL
SOLEShares117.17K
TypeSH
Market value$3.81M
0.89%
Sole
117.17K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares15.03K
TypeSH
Market value$3.47M
0.81%
Sole
15.03K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITAL GROUP CORE BALANCEDSOLE | SHS | 1.15M | SH | $40.50M 9.50% | 1.15M | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND VALUESOLE | SHS CREATION UNI | 719.37K | SH | $31.39M 7.36% | 719.37K | 0.00 | 0.00 |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 471.04K | SH | $20.95M 4.91% | 471.04K | 0.00 | 0.00 |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL INCOME | 748.86K | SH | $20.50M 4.81% | 748.86K | 0.00 | 0.00 |
CAPITAL GROUP GBL GROWTH EQTSOLE | SHS CREATION UNI | 584.26K | SH | $20.24M 4.75% | 584.26K | 0.00 | 0.00 |
CAPITAL GROUP DIVIDEND GROWESOLE | SHS ETF | 563.34K | SH | $20.08M 4.71% | 563.34K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 69.65K | SH | $18.94M 4.44% | 69.65K | 0.00 | 0.00 |
TESLA INCSOLE | COM | 41.06K | SH | $18.47M 4.33% | 41.06K | 0.00 | 0.00 |
CAPITAL GRP FIXED INCM ETF TSOLE | US MULTI-SECTOR | 616.66K | SH | $17.03M 3.99% | 616.66K | 0.00 | 0.00 |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE PLUS INCM | 635.49K | SH | $14.39M 3.37% | 635.49K | 0.00 | 0.00 |
CAPITAL GRP FIXED INCM ETF TSOLE | MUNICIPAL HIGH I | 527.32K | SH | $13.44M 3.15% | 527.32K | 0.00 | 0.00 |
CAPITAL GROUP CORE EQUITY ETSOLE | SHS CREATION UNI | 272.18K | SH | $10.95M 2.57% | 272.18K | 0.00 | 0.00 |
CAPITAL GRP FIXED INCM ETF TSOLE | CORE BOND ETF | 382.99K | SH | $10.16M 2.38% | 382.99K | 0.00 | 0.00 |
CAPITAL GROUP CONSERVATIVE ESOLE | SHS | 278.20K | SH | $8.48M 1.99% | 278.20K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 16.30K | SH | $7.88M 1.85% | 16.30K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 27.95K | SH | $5.21M 1.22% | 27.95K | 0.00 | 0.00 |
CAPITAL GROUP EQUITY ETF TRSOLE | US SMALL AND MID | 170.93K | SH | $4.93M 1.16% | 170.93K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 12.28K | SH | $4.25M 1.00% | 12.28K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 18.26K | SH | $4.17M 0.98% | 18.26K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US SML CAP ETF | 144.17K | SH | $4.11M 0.96% | 144.17K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 12.80K | SH | $4.01M 0.94% | 12.80K | 0.00 | 0.00 |
COSTCO WHOLESALE CORPORATIONSOLE | COM | 4.55K | SH | $3.92M 0.92% | 4.55K | 0.00 | 0.00 |
CLEAN ENERGY FUELS CORPSOLE | COM | 1.86M | SH | $3.91M 0.92% | 1.86M | 0.00 | 0.00 |
CAPITAL GROUP INTERNATIONALSOLE | SHS | 117.17K | SH | $3.81M 0.89% | 117.17K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 15.03K | SH | $3.47M 0.81% | 15.03K | 0.00 | 0.00 |
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