INVESTMENTS & FINANCIAL PLANNING, LLC

PrivateCIK: 1909307
Location

LEXINGTON, KY

36
Positions
$183.68M
Total AUM (reported)
1.79M
Total Shares

Allocation by class

TOTAL AUM$183.68M36 positions
SMALL CP ETF$38.96M21.2%
STATE STREET SPD$38.11M20.7%
CORE S&P MCP ETF$27.43M14.9%
MID CAP ETF$16.62M9.0%
SHRT TRM CORP BD$10.77M5.9%
SHS CREATION UNI$10.28M5.6%
MSCI WORLD ETF$10.05M5.5%

Portfolio Concentration

Top 355.6%4–1034.6%11–257.9%Rest1.9%TOP 1090.2%0%100%
Top 3$102.12M55.6%
4–10$63.61M34.6%
11–25$14.46M7.9%
Rest$3.50M1.9%

Top 3 weight

55.6%

Top 10 weight

90.2%

Voting Authority Distribution

Total shares with voting rights: 1.79M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.79M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:

VANGUARD INDEX FDS

SOLE
SMALL CP ETF
Shares148.73K
TypeSH
Market value$38.96M
21.21%
Sole
0.00
Shared
0.00
None
148.73K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares364.88K
TypeSH
Market value$35.73M
19.45%
Sole
0.00
Shared
0.00
None
364.88K

ISHARES TR

SOLE
CORE S&P MCP ETF
Shares406.26K
TypeSH
Market value$27.43M
14.94%
Sole
0.00
Shared
0.00
None
406.26K

VANGUARD INDEX FDS

SOLE
MID CAP ETF
Shares57.87K
TypeSH
Market value$16.62M
9.05%
Sole
0.00
Shared
0.00
None
57.87K

VANGUARD SCOTTSDALE FDS

SOLE
SHRT TRM CORP BD
Shares135.92K
TypeSH
Market value$10.77M
5.87%
Sole
0.00
Shared
0.00
None
135.92K

CAPITAL GROUP GROWTH ETF

SOLE
SHS CREATION UNI
Shares255.78K
TypeSH
Market value$10.28M
5.60%
Sole
0.00
Shared
0.00
None
255.78K

ISHARES INC

SOLE
MSCI WORLD ETF
Shares55.85K
TypeSH
Market value$10.05M
5.47%
Sole
0.00
Shared
0.00
None
55.85K

VANGUARD INTL EQUITY INDEX F

SOLE
TT WRLD ST ETF
Shares53.41K
TypeSH
Market value$7.39M
4.02%
Sole
0.00
Shared
0.00
None
53.41K

NVIDIA CORPORATION

SOLE
COM
Shares24.81K
TypeSH
Market value$4.33M
2.36%
Sole
0.00
Shared
0.00
None
24.81K

VANGUARD BD INDEX FDS

SOLE
INTERMED TERM
Shares54.05K
TypeSH
Market value$4.17M
2.27%
Sole
0.00
Shared
0.00
None
54.05K

ISHARES TR

SOLE
0-5YR HI YL CP
Shares71.53K
TypeSH
Market value$3.03M
1.65%
Sole
0.00
Shared
0.00
None
71.53K

TESLA INC

SOLE
COM
Shares5.58K
TypeSH
Market value$2.08M
1.13%
Sole
0.00
Shared
0.00
None
5.58K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares3.57K
TypeSH
Market value$1.56M
0.85%
Sole
0.00
Shared
0.00
None
3.57K

ISHARES TR

SOLE
NATIONAL MUN ETF
Shares9.05K
TypeSH
Market value$960.7K
0.52%
Sole
0.00
Shared
0.00
None
9.05K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares4.63K
TypeSH
Market value$907.5K
0.49%
Sole
0.00
Shared
0.00
None
4.63K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares9.75K
TypeSH
Market value$746.4K
0.41%
Sole
0.00
Shared
0.00
None
9.75K

VANGUARD CHARLOTTE FDS

SOLE
TOTAL INT BD ETF
Shares14.71K
TypeSH
Market value$707.0K
0.38%
Sole
0.00
Shared
0.00
None
14.71K

MICROSOFT CORP

SOLE
COM
Shares1.81K
TypeSH
Market value$670.2K
0.36%
Sole
0.00
Shared
0.00
None
1.81K

STOCK YDS BANCORP INC

SOLE
COM
Shares9.98K
TypeSH
Market value$661.7K
0.36%
Sole
0.00
Shared
0.00
None
9.98K

APPLE INC

SOLE
COM
Shares2.37K
TypeSH
Market value$602.4K
0.33%
Sole
0.00
Shared
0.00
None
2.37K

SCHWAB STRATEGIC TR

SOLE
US LCAP VA ETF
Shares19.22K
TypeSH
Market value$586.1K
0.32%
Sole
0.00
Shared
0.00
None
19.22K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares10.22K
TypeSH
Market value$578.1K
0.31%
Sole
0.00
Shared
0.00
None
10.22K

VANGUARD INDEX FDS

SOLE
MCAP VL IDXVIP
Shares2.66K
TypeSH
Market value$491.0K
0.27%
Sole
0.00
Shared
0.00
None
2.66K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares17.80K
TypeSH
Market value$456.1K
0.25%
Sole
0.00
Shared
0.00
None
17.80K

AMAZON COM INC

SOLE
COM
Shares2.07K
TypeSH
Market value$431.7K
0.24%
Sole
0.00
Shared
0.00
None
2.07K
Page 1 of 2