Filed: 5/11/2026ACC: 0001909307-26-000005
📋 What this filing means
INVESTMENTS & FINANCIAL PLANNING, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $183.68M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$183.68M
Total AUM (reported)
1.79M
Total Shares
Allocation by class
SMALL CP ETF$38.96M21.2%
STATE STREET SPD$38.11M20.7%
CORE S&P MCP ETF$27.43M14.9%
MID CAP ETF$16.62M9.0%
SHRT TRM CORP BD$10.77M5.9%
SHS CREATION UNI$10.28M5.6%
MSCI WORLD ETF$10.05M5.5%
Portfolio Concentration
Top 3$102.12M55.6%
4–10$63.61M34.6%
11–25$14.46M7.9%
Rest$3.50M1.9%
Top 3 weight
55.6%
Top 10 weight
90.2%
Voting Authority Distribution
Total shares with voting rights: 1.79M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.79M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings36
Rows:
VANGUARD INDEX FDS
SOLEShares148.73K
TypeSH
Market value$38.96M
21.21%
Sole
0.00
Shared
0.00
None
148.73K
SPDR SERIES TRUST
SOLEShares364.88K
TypeSH
Market value$35.73M
19.45%
Sole
0.00
Shared
0.00
None
364.88K
ISHARES TR
SOLEShares406.26K
TypeSH
Market value$27.43M
14.94%
Sole
0.00
Shared
0.00
None
406.26K
VANGUARD INDEX FDS
SOLEShares57.87K
TypeSH
Market value$16.62M
9.05%
Sole
0.00
Shared
0.00
None
57.87K
VANGUARD SCOTTSDALE FDS
SOLEShares135.92K
TypeSH
Market value$10.77M
5.87%
Sole
0.00
Shared
0.00
None
135.92K
CAPITAL GROUP GROWTH ETF
SOLEShares255.78K
TypeSH
Market value$10.28M
5.60%
Sole
0.00
Shared
0.00
None
255.78K
ISHARES INC
SOLEShares55.85K
TypeSH
Market value$10.05M
5.47%
Sole
0.00
Shared
0.00
None
55.85K
VANGUARD INTL EQUITY INDEX F
SOLEShares53.41K
TypeSH
Market value$7.39M
4.02%
Sole
0.00
Shared
0.00
None
53.41K
NVIDIA CORPORATION
SOLEShares24.81K
TypeSH
Market value$4.33M
2.36%
Sole
0.00
Shared
0.00
None
24.81K
VANGUARD BD INDEX FDS
SOLEShares54.05K
TypeSH
Market value$4.17M
2.27%
Sole
0.00
Shared
0.00
None
54.05K
ISHARES TR
SOLEShares71.53K
TypeSH
Market value$3.03M
1.65%
Sole
0.00
Shared
0.00
None
71.53K
TESLA INC
SOLEShares5.58K
TypeSH
Market value$2.08M
1.13%
Sole
0.00
Shared
0.00
None
5.58K
VANGUARD INDEX FDS
SOLEShares3.57K
TypeSH
Market value$1.56M
0.85%
Sole
0.00
Shared
0.00
None
3.57K
ISHARES TR
SOLEShares9.05K
TypeSH
Market value$960.7K
0.52%
Sole
0.00
Shared
0.00
None
9.05K
VANGUARD INDEX FDS
SOLEShares4.63K
TypeSH
Market value$907.5K
0.49%
Sole
0.00
Shared
0.00
None
4.63K
SPDR SERIES TRUST
SOLEShares9.75K
TypeSH
Market value$746.4K
0.41%
Sole
0.00
Shared
0.00
None
9.75K
VANGUARD CHARLOTTE FDS
SOLEShares14.71K
TypeSH
Market value$707.0K
0.38%
Sole
0.00
Shared
0.00
None
14.71K
MICROSOFT CORP
SOLEShares1.81K
TypeSH
Market value$670.2K
0.36%
Sole
0.00
Shared
0.00
None
1.81K
STOCK YDS BANCORP INC
SOLEShares9.98K
TypeSH
Market value$661.7K
0.36%
Sole
0.00
Shared
0.00
None
9.98K
APPLE INC
SOLEShares2.37K
TypeSH
Market value$602.4K
0.33%
Sole
0.00
Shared
0.00
None
2.37K
SCHWAB STRATEGIC TR
SOLEShares19.22K
TypeSH
Market value$586.1K
0.32%
Sole
0.00
Shared
0.00
None
19.22K
SPDR SERIES TRUST
SOLEShares10.22K
TypeSH
Market value$578.1K
0.31%
Sole
0.00
Shared
0.00
None
10.22K
VANGUARD INDEX FDS
SOLEShares2.66K
TypeSH
Market value$491.0K
0.27%
Sole
0.00
Shared
0.00
None
2.66K
SPDR SERIES TRUST
SOLEShares17.80K
TypeSH
Market value$456.1K
0.25%
Sole
0.00
Shared
0.00
None
17.80K
AMAZON COM INC
SOLEShares2.07K
TypeSH
Market value$431.7K
0.24%
Sole
0.00
Shared
0.00
None
2.07K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD INDEX FDSSOLE | SMALL CP ETF | 148.73K | SH | $38.96M 21.21% | 0.00 | 0.00 | 148.73K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 364.88K | SH | $35.73M 19.45% | 0.00 | 0.00 | 364.88K |
ISHARES TRSOLE | CORE S&P MCP ETF | 406.26K | SH | $27.43M 14.94% | 0.00 | 0.00 | 406.26K |
VANGUARD INDEX FDSSOLE | MID CAP ETF | 57.87K | SH | $16.62M 9.05% | 0.00 | 0.00 | 57.87K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 135.92K | SH | $10.77M 5.87% | 0.00 | 0.00 | 135.92K |
CAPITAL GROUP GROWTH ETFSOLE | SHS CREATION UNI | 255.78K | SH | $10.28M 5.60% | 0.00 | 0.00 | 255.78K |
ISHARES INCSOLE | MSCI WORLD ETF | 55.85K | SH | $10.05M 5.47% | 0.00 | 0.00 | 55.85K |
VANGUARD INTL EQUITY INDEX FSOLE | TT WRLD ST ETF | 53.41K | SH | $7.39M 4.02% | 0.00 | 0.00 | 53.41K |
NVIDIA CORPORATIONSOLE | COM | 24.81K | SH | $4.33M 2.36% | 0.00 | 0.00 | 24.81K |
VANGUARD BD INDEX FDSSOLE | INTERMED TERM | 54.05K | SH | $4.17M 2.27% | 0.00 | 0.00 | 54.05K |
ISHARES TRSOLE | 0-5YR HI YL CP | 71.53K | SH | $3.03M 1.65% | 0.00 | 0.00 | 71.53K |
TESLA INCSOLE | COM | 5.58K | SH | $2.08M 1.13% | 0.00 | 0.00 | 5.58K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 3.57K | SH | $1.56M 0.85% | 0.00 | 0.00 | 3.57K |
ISHARES TRSOLE | NATIONAL MUN ETF | 9.05K | SH | $960.7K 0.52% | 0.00 | 0.00 | 9.05K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 4.63K | SH | $907.5K 0.49% | 0.00 | 0.00 | 4.63K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 9.75K | SH | $746.4K 0.41% | 0.00 | 0.00 | 9.75K |
VANGUARD CHARLOTTE FDSSOLE | TOTAL INT BD ETF | 14.71K | SH | $707.0K 0.38% | 0.00 | 0.00 | 14.71K |
MICROSOFT CORPSOLE | COM | 1.81K | SH | $670.2K 0.36% | 0.00 | 0.00 | 1.81K |
STOCK YDS BANCORP INCSOLE | COM | 9.98K | SH | $661.7K 0.36% | 0.00 | 0.00 | 9.98K |
APPLE INCSOLE | COM | 2.37K | SH | $602.4K 0.33% | 0.00 | 0.00 | 2.37K |
SCHWAB STRATEGIC TRSOLE | US LCAP VA ETF | 19.22K | SH | $586.1K 0.32% | 0.00 | 0.00 | 19.22K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 10.22K | SH | $578.1K 0.31% | 0.00 | 0.00 | 10.22K |
VANGUARD INDEX FDSSOLE | MCAP VL IDXVIP | 2.66K | SH | $491.0K 0.27% | 0.00 | 0.00 | 2.66K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 17.80K | SH | $456.1K 0.25% | 0.00 | 0.00 | 17.80K |
AMAZON COM INCSOLE | COM | 2.07K | SH | $431.7K 0.24% | 0.00 | 0.00 | 2.07K |
Page 1 of 2