INVESTMENTS & FINANCIAL PLANNING, LLC

Filed: 10/18/2023ACC: 0001909307-23-000008

📋 What this filing means

INVESTMENTS & FINANCIAL PLANNING, LLC filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $112.17M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$112.17M

Total AUM (reported)

1.20M

Total Shares

Allocation by class

PRTFLO S&P500 GW$22.96M20.5%

SMALL CP ETF$20.98M18.7%

CORE S&P MCP ETF$19.21M17.1%

TT WRLD ST ETF$7.03M6.3%

SM CP VAL ETF$4.16M3.7%

MCAP VL IDXVIP$3.90M3.5%

MID CAP ETF$3.76M3.4%

Portfolio Concentration

Top 3$63.16M56.3%

4–10$29.21M26.0%

11–25$17.29M15.4%

Rest$2.50M2.2%

Top 3 weight

56.3%

Top 10 weight

82.4%

Voting Authority Distribution

Total shares with voting rights: 1.20M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.20M

% of voting shares100.0%

Investment Discretion (by position count)

Sole33

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings33

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares387.37K

TypeSH

Market value$22.96M

20.47%

Sole

0.00

Shared

0.00

None

387.37K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares110.98K

TypeSH

Market value$20.98M

18.71%

Sole

0.00

Shared

0.00

None

110.98K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares77.05K

TypeSH

Market value$19.21M

17.13%

Sole

0.00

Shared

0.00

None

77.05K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares75.46K

TypeSH

Market value$7.03M

6.27%

Sole

0.00

Shared

0.00

None

75.46K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares26.09K

TypeSH

Market value$4.16M

3.71%

Sole

0.00

Shared

0.00

None

26.09K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares29.80K

TypeSH

Market value$3.90M

3.48%

Sole

0.00

Shared

0.00

None

29.80K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares18.07K

TypeSH

Market value$3.76M

3.35%

Sole

0.00

Shared

0.00

None

18.07K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares49.83K

TypeSH

Market value$3.74M

3.34%

Sole

0.00

Shared

0.00

None

49.83K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares75.83K

TypeSH

Market value$3.63M

3.23%

Sole

0.00

Shared

0.00

None

75.83K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares121.88K

TypeSH

Market value$2.99M

2.66%

Sole

0.00

Shared

0.00

None

121.88K

ISHARES INC

SOLE

MSCI WORLD ETF

Shares24.79K

TypeSH

Market value$2.98M

2.66%

Sole

0.00

Shared

0.00

None

24.79K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares26.41K

TypeSH

Market value$1.91M

1.70%

Sole

0.00

Shared

0.00

None

26.41K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares19.35K

TypeSH

Market value$1.77M

1.58%

Sole

0.00

Shared

0.00

None

19.35K

ISHARES TR

SOLE

U.S. REAL ES ETF

Shares18.40K

TypeSH

Market value$1.44M

1.28%

Sole

0.00

Shared

0.00

None

18.40K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares9.94K

TypeSH

Market value$1.37M

1.22%

Sole

0.00

Shared

0.00

None

9.94K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.65K

TypeSH

Market value$1.27M

1.13%

Sole

0.00

Shared

0.00

None

4.65K

TESLA INC

SOLE

COM

Shares4.61K

TypeSH

Market value$1.15M

1.03%

Sole

0.00

Shared

0.00

None

4.61K

NVIDIA CORPORATION

SOLE

COM

Shares2.34K

TypeSH

Market value$1.02M

0.91%

Sole

0.00

Shared

0.00

None

2.34K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares18.64K

TypeSH

Market value$937.0K

0.84%

Sole

0.00

Shared

0.00

None

18.64K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares6.72K

TypeSH

Market value$685.5K

0.61%

Sole

0.00

Shared

0.00

None

6.72K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares16.29K

TypeSH

Market value$668.4K

0.60%

Sole

0.00

Shared

0.00

None

16.29K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares6.23K

TypeSH

Market value$638.9K

0.57%

Sole

0.00

Shared

0.00

None

6.23K

VANGUARD WHITEHALL FDS

SOLE

EM MK GOV BD ETF

Shares8.63K

TypeSH

Market value$510.5K

0.46%

Sole

0.00

Shared

0.00

None

8.63K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares12.05K

TypeSH

Market value$497.2K

0.44%

Sole

0.00

Shared

0.00

None

12.05K

APPLE INC

SOLE

COM

Shares2.62K

TypeSH

Market value$448.1K

0.40%

Sole

0.00

Shared

0.00

None

2.62K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	387.37K	SH	$22.96M 20.47%	387.37K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	110.98K	SH	$20.98M 18.71%	110.98K
ISHARES TRSOLE	CORE S&P MCP ETF	77.05K	SH	$19.21M 17.13%	77.05K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	75.46K	SH	$7.03M 6.27%	75.46K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	26.09K	SH	$4.16M 3.71%	26.09K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	29.80K	SH	$3.90M 3.48%	29.80K
VANGUARD INDEX FDSSOLE	MID CAP ETF	18.07K	SH	$3.76M 3.35%	18.07K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	49.83K	SH	$3.74M 3.34%	49.83K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	75.83K	SH	$3.63M 3.23%	75.83K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	121.88K	SH	$2.99M 2.66%	121.88K
ISHARES INCSOLE	MSCI WORLD ETF	24.79K	SH	$2.98M 2.66%	24.79K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	26.41K	SH	$1.91M 1.70%	26.41K
ISHARES TRSOLE	RUS MD CP GR ETF	19.35K	SH	$1.77M 1.58%	19.35K
ISHARES TRSOLE	U.S. REAL ES ETF	18.40K	SH	$1.44M 1.28%	18.40K
VANGUARD INDEX FDSSOLE	VALUE ETF	9.94K	SH	$1.37M 1.22%	9.94K
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.65K	SH	$1.27M 1.13%	4.65K
TESLA INCSOLE	COM	4.61K	SH	$1.15M 1.03%	4.61K
NVIDIA CORPORATIONSOLE	COM	2.34K	SH	$1.02M 0.91%	2.34K
SPDR SER TRSOLE	PORTFOLIO S&P500	18.64K	SH	$937.0K 0.84%	18.64K
ISHARES TRSOLE	IBOXX INV CP ETF	6.72K	SH	$685.5K 0.61%	6.72K
ISHARES TRSOLE	0-5YR HI YL CP	16.29K	SH	$668.4K 0.60%	16.29K
ISHARES TRSOLE	NATIONAL MUN ETF	6.23K	SH	$638.9K 0.57%	6.23K
VANGUARD WHITEHALL FDSSOLE	EM MK GOV BD ETF	8.63K	SH	$510.5K 0.46%	8.63K
SPDR SER TRSOLE	PRTFLO S&P500 VL	12.05K	SH	$497.2K 0.44%	12.05K
APPLE INCSOLE	COM	2.62K	SH	$448.1K 0.40%	2.62K

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