INVESTMENTS & FINANCIAL PLANNING, LLC

Filed: 3/1/2023ACC: 0001909307-23-000002

📋 What this filing means

INVESTMENTS & FINANCIAL PLANNING, LLC filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $102.06M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

Positions

$102.06M

Total AUM (reported)

1.16M

Total Shares

Allocation by class

PRTFLO S&P500 GW$18.98M18.6%

CORE S&P MCP ETF$18.17M17.8%

SMALL CP ETF$17.78M17.4%

TT WRLD ST ETF$6.73M6.6%

SM CP VAL ETF$4.94M4.8%

MCAP VL IDXVIP$4.78M4.7%

TOTAL INT BD ETF$4.72M4.6%

Portfolio Concentration

Top 3$54.93M53.8%

4–10$29.50M28.9%

11–25$14.30M14.0%

Rest$3.32M3.3%

Top 3 weight

53.8%

Top 10 weight

82.7%

Voting Authority Distribution

Total shares with voting rights: 1.16M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.16M

% of voting shares100.0%

Investment Discretion (by position count)

Sole36

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings36

Rows:

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares374.60K

TypeSH

Market value$18.98M

18.60%

Sole

0.00

Shared

0.00

None

374.60K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares75.12K

TypeSH

Market value$18.17M

17.81%

Sole

0.00

Shared

0.00

None

75.12K

VANGUARD INDEX FDS

SOLE

SMALL CP ETF

Shares96.87K

TypeSH

Market value$17.78M

17.42%

Sole

0.00

Shared

0.00

None

96.87K

VANGUARD INTL EQUITY INDEX F

SOLE

TT WRLD ST ETF

Shares78.06K

TypeSH

Market value$6.73M

6.59%

Sole

0.00

Shared

0.00

None

78.06K

VANGUARD INDEX FDS

SOLE

SM CP VAL ETF

Shares31.13K

TypeSH

Market value$4.94M

4.84%

Sole

0.00

Shared

0.00

None

31.13K

VANGUARD INDEX FDS

SOLE

MCAP VL IDXVIP

Shares35.35K

TypeSH

Market value$4.78M

4.68%

Sole

0.00

Shared

0.00

None

35.35K

VANGUARD CHARLOTTE FDS

SOLE

TOTAL INT BD ETF

Shares99.61K

TypeSH

Market value$4.72M

4.63%

Sole

0.00

Shared

0.00

None

99.61K

VANGUARD SCOTTSDALE FDS

SOLE

SHRT TRM CORP BD

Shares56.30K

TypeSH

Market value$4.23M

4.15%

Sole

0.00

Shared

0.00

None

56.30K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares28.98K

TypeSH

Market value$2.15M

2.11%

Sole

0.00

Shared

0.00

None

28.98K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares23.21K

TypeSH

Market value$1.94M

1.90%

Sole

0.00

Shared

0.00

None

23.21K

ISHARES TR

SOLE

U.S. REAL ES ETF

Shares22.43K

TypeSH

Market value$1.89M

1.85%

Sole

0.00

Shared

0.00

None

22.43K

VANGUARD INDEX FDS

SOLE

MID CAP ETF

Shares7.65K

TypeSH

Market value$1.56M

1.53%

Sole

0.00

Shared

0.00

None

7.65K

ISHARES INC

SOLE

MSCI WORLD ETF

Shares13.73K

TypeSH

Market value$1.50M

1.47%

Sole

0.00

Shared

0.00

None

13.73K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares10.18K

TypeSH

Market value$1.43M

1.40%

Sole

0.00

Shared

0.00

None

10.18K

CAPITAL GROUP GROWTH ETF

SOLE

SHS CREATION UNI

Shares54.94K

TypeSH

Market value$1.10M

1.07%

Sole

0.00

Shared

0.00

None

54.94K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares4.76K

TypeSH

Market value$1.01M

0.99%

Sole

0.00

Shared

0.00

None

4.76K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares20.71K

TypeSH

Market value$931.6K

0.91%

Sole

0.00

Shared

0.00

None

20.71K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares20.35K

TypeSH

Market value$832.2K

0.82%

Sole

0.00

Shared

0.00

None

20.35K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares7.84K

TypeSH

Market value$826.9K

0.81%

Sole

0.00

Shared

0.00

None

7.84K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares6.93K

TypeSH

Market value$731.5K

0.72%

Sole

0.00

Shared

0.00

None

6.93K

TESLA INC

SOLE

COM

Shares4.63K

TypeSH

Market value$570.4K

0.56%

Sole

0.00

Shared

0.00

None

4.63K

VANGUARD WHITEHALL FDS

SOLE

EM MK GOV BD ETF

Shares9.05K

TypeSH

Market value$551.8K

0.54%

Sole

0.00

Shared

0.00

None

9.05K

ISHARES TR

SOLE

SHRT NAT MUN ETF

Shares4.53K

TypeSH

Market value$472.6K

0.46%

Sole

0.00

Shared

0.00

None

4.53K

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares11.59K

TypeSH

Market value$450.9K

0.44%

Sole

0.00

Shared

0.00

None

11.59K

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares15.08K

TypeSH

Market value$447.7K

0.44%

Sole

0.00

Shared

0.00

None

15.08K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PRTFLO S&P500 GW	374.60K	SH	$18.98M 18.60%	374.60K
ISHARES TRSOLE	CORE S&P MCP ETF	75.12K	SH	$18.17M 17.81%	75.12K
VANGUARD INDEX FDSSOLE	SMALL CP ETF	96.87K	SH	$17.78M 17.42%	96.87K
VANGUARD INTL EQUITY INDEX FSOLE	TT WRLD ST ETF	78.06K	SH	$6.73M 6.59%	78.06K
VANGUARD INDEX FDSSOLE	SM CP VAL ETF	31.13K	SH	$4.94M 4.84%	31.13K
VANGUARD INDEX FDSSOLE	MCAP VL IDXVIP	35.35K	SH	$4.78M 4.68%	35.35K
VANGUARD CHARLOTTE FDSSOLE	TOTAL INT BD ETF	99.61K	SH	$4.72M 4.63%	99.61K
VANGUARD SCOTTSDALE FDSSOLE	SHRT TRM CORP BD	56.30K	SH	$4.23M 4.15%	56.30K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	28.98K	SH	$2.15M 2.11%	28.98K
ISHARES TRSOLE	RUS MD CP GR ETF	23.21K	SH	$1.94M 1.90%	23.21K
ISHARES TRSOLE	U.S. REAL ES ETF	22.43K	SH	$1.89M 1.85%	22.43K
VANGUARD INDEX FDSSOLE	MID CAP ETF	7.65K	SH	$1.56M 1.53%	7.65K
ISHARES INCSOLE	MSCI WORLD ETF	13.73K	SH	$1.50M 1.47%	13.73K
VANGUARD INDEX FDSSOLE	VALUE ETF	10.18K	SH	$1.43M 1.40%	10.18K
CAPITAL GROUP GROWTH ETFSOLE	SHS CREATION UNI	54.94K	SH	$1.10M 1.07%	54.94K
VANGUARD INDEX FDSSOLE	GROWTH ETF	4.76K	SH	$1.01M 0.99%	4.76K
SPDR SER TRSOLE	PORTFOLIO S&P500	20.71K	SH	$931.6K 0.91%	20.71K
ISHARES TRSOLE	0-5YR HI YL CP	20.35K	SH	$832.2K 0.82%	20.35K
ISHARES TRSOLE	IBOXX INV CP ETF	7.84K	SH	$826.9K 0.81%	7.84K
ISHARES TRSOLE	NATIONAL MUN ETF	6.93K	SH	$731.5K 0.72%	6.93K
TESLA INCSOLE	COM	4.63K	SH	$570.4K 0.56%	4.63K
VANGUARD WHITEHALL FDSSOLE	EM MK GOV BD ETF	9.05K	SH	$551.8K 0.54%	9.05K
ISHARES TRSOLE	SHRT NAT MUN ETF	4.53K	SH	$472.6K 0.46%	4.53K
SPDR SER TRSOLE	PRTFLO S&P500 VL	11.59K	SH	$450.9K 0.44%	11.59K
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	15.08K	SH	$447.7K 0.44%	15.08K

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