HTLF BANK

PrivateCIK: 2003343

Location

DENVER, CO

217

Positions

$884.84M

Total AUM (reported)

12.55M

Total Shares

Allocation by class

COM$297.61M33.6%

GROWTH ETF$69.71M7.9%

VALUE ETF$64.04M7.2%

INTRMDT MUNI ETF$58.57M6.6%

EAFE VALUE ETF$34.29M3.9%

EAFE GRWTH ETF$33.63M3.8%

NUVEEN BLMBRG SH$30.43M3.4%

Portfolio Concentration

Top 3$197.45M22.3%

4–10$222.01M25.1%

11–25$180.37M20.4%

Rest$285.00M32.2%

Top 3 weight

22.3%

Top 10 weight

47.4%

Voting Authority Distribution

Total shares with voting rights: 12.55M

Sole

Full voting authority

11.31M

% of voting shares90.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.24M

% of voting shares9.9%

Investment Discretion (by position count)

Sole85

Shared0

Other132

Dominant voting typeSole · 90.1% of voting shares

Institutional Holdings217

Rows:

Vanguard ETF/USA

DFND

GROWTH ETF

Shares169.83K

TypeSH

Market value$69.71M

7.88%

Sole

169.33K

Shared

0.00

None

505.00

Vanguard ETF/USA

DFND

VALUE ETF

Shares378.29K

TypeSH

Market value$64.04M

7.24%

Sole

377.05K

Shared

0.00

None

1.24K

Heartland Financial USA Inc

DFND

COM

Shares1.04M

TypeSH

Market value$63.70M

7.20%

Sole

751.00

Shared

0.00

None

1.04M

Van Eck Associates Corp

DFND

INTRMDT MUNI ETF

Shares1.27M

TypeSH

Market value$58.57M

6.62%

Sole

1.26M

Shared

0.00

None

10.39K

ISHARES

DFND

EAFE VALUE ETF

Shares653.55K

TypeSH

Market value$34.29M

3.88%

Sole

628.85K

Shared

0.00

None

24.70K

BlackRock Fund Advisors

DFND

EAFE GRWTH ETF

Shares347.31K

TypeSH

Market value$33.63M

3.80%

Sole

333.96K

Shared

0.00

None

13.35K

SSgA Funds Management Inc

DFND

NUVEEN BLMBRG SH

Shares642.07K

TypeSH

Market value$30.43M

3.44%

Sole

635.20K

Shared

0.00

None

6.88K

Apple Inc

DFND

COM

Shares103.26K

TypeSH

Market value$25.86M

2.92%

Sole

99.42K

Shared

0.00

None

3.85K

MICROSOFT CORP

DFND

COM

Shares48.91K

TypeSH

Market value$20.61M

2.33%

Sole

46.99K

Shared

0.00

None

1.92K

INDEXIQ ETF TRUST/USA

DFND

NYLI HEDGE MULTI

Shares592.57K

TypeSH

Market value$18.61M

2.10%

Sole

589.52K

Shared

0.00

None

3.05K

JP Morgan ETFs/USA

DFND

EQUITY PREMIUM

Shares296.60K

TypeSH

Market value$17.06M

1.93%

Sole

289.60K

Shared

0.00

None

Vanguard ETF/USA

DFND

TOTAL BND MRKT

Shares210.30K

TypeSH

Market value$15.12M

1.71%

Sole

210.30K

Shared

0.00

None

0.00

Franklin LibertyShares ETFs/US

DFND

INCOME EQT FOCUS

Shares269.44K

TypeSH

Market value$14.93M

1.69%

Sole

268.08K

Shared

0.00

None

1.36K

ALPHABET INC

DFND

CAP STK CL A

Shares75.61K

TypeSH

Market value$14.31M

1.62%

Sole

71.53K

Shared

0.00

None

4.08K

VANGUARD ETF/USA

DFND

FTSE EMR MKT ETF

Shares316.69K

TypeSH

Market value$13.95M

1.58%

Sole

304.93K

Shared

0.00

None

11.77K

Vanguard Group Inc/The

DFND

SML CP GRW ETF

Shares46.82K

TypeSH

Market value$13.11M

1.48%

Sole

45.85K

Shared

0.00

None

971.00

VANGUARD ETF/USA

DFND

SM CP VAL ETF

Shares62.78K

TypeSH

Market value$12.44M

1.41%

Sole

61.41K

Shared

0.00

None

1.36K

Broadcom Inc

DFND

COM

Shares52.97K

TypeSH

Market value$12.28M

1.39%

Sole

49.57K

Shared

0.00

None

3.40K

JPMorgan Chase & Co

DFND

COM

Shares48.93K

TypeSH

Market value$11.73M

1.33%

Sole

46.62K

Shared

0.00

None

2.31K

Amazon.com Inc

DFND

COM

Shares48.90K

TypeSH

Market value$10.73M

1.21%

Sole

46.85K

Shared

0.00

None

2.05K

SSGA FUNDS MANAGEMENT INC

DFND

PORTFOLIO INTRMD

Shares306.86K

TypeSH

Market value$10.05M

1.14%

Sole

306.86K

Shared

0.00

None

0.00

ORACLE CORP

DFND

COM

Shares55.59K

TypeSH

Market value$9.26M

1.05%

Sole

52.01K

Shared

0.00

None

3.58K

Walmart Inc

DFND

COM

Shares101.57K

TypeSH

Market value$9.18M

1.04%

Sole

96.25K

Shared

0.00

None

5.31K

RTX Corp

DFND

COM

Shares70.68K

TypeSH

Market value$8.18M

0.92%

Sole

66.03K

Shared

0.00

None

4.65K

VANGUARD ETF/USA

DFND

TOTAL STK MKT

Shares27.73K

TypeSH

Market value$8.04M

0.91%

Sole

24.48K

Shared

0.00

None

3.25K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Vanguard ETF/USADFND	GROWTH ETF	169.83K	SH	$69.71M 7.88%	169.33K	505.00
Vanguard ETF/USADFND	VALUE ETF	378.29K	SH	$64.04M 7.24%	377.05K	1.24K
Heartland Financial USA IncDFND	COM	1.04M	SH	$63.70M 7.20%	751.00	1.04M
Van Eck Associates CorpDFND	INTRMDT MUNI ETF	1.27M	SH	$58.57M 6.62%	1.26M	10.39K
ISHARESDFND	EAFE VALUE ETF	653.55K	SH	$34.29M 3.88%	628.85K	24.70K
BlackRock Fund AdvisorsDFND	EAFE GRWTH ETF	347.31K	SH	$33.63M 3.80%	333.96K	13.35K
SSgA Funds Management IncDFND	NUVEEN BLMBRG SH	642.07K	SH	$30.43M 3.44%	635.20K	6.88K
Apple IncDFND	COM	103.26K	SH	$25.86M 2.92%	99.42K	3.85K
MICROSOFT CORPDFND	COM	48.91K	SH	$20.61M 2.33%	46.99K	1.92K
INDEXIQ ETF TRUST/USADFND	NYLI HEDGE MULTI	592.57K	SH	$18.61M 2.10%	589.52K	3.05K
JP Morgan ETFs/USADFND	EQUITY PREMIUM	296.60K	SH	$17.06M 1.93%	289.60K	7K
Vanguard ETF/USADFND	TOTAL BND MRKT	210.30K	SH	$15.12M 1.71%	210.30K	0.00
Franklin LibertyShares ETFs/USDFND	INCOME EQT FOCUS	269.44K	SH	$14.93M 1.69%	268.08K	1.36K
ALPHABET INCDFND	CAP STK CL A	75.61K	SH	$14.31M 1.62%	71.53K	4.08K
VANGUARD ETF/USADFND	FTSE EMR MKT ETF	316.69K	SH	$13.95M 1.58%	304.93K	11.77K
Vanguard Group Inc/TheDFND	SML CP GRW ETF	46.82K	SH	$13.11M 1.48%	45.85K	971.00
VANGUARD ETF/USADFND	SM CP VAL ETF	62.78K	SH	$12.44M 1.41%	61.41K	1.36K
Broadcom IncDFND	COM	52.97K	SH	$12.28M 1.39%	49.57K	3.40K
JPMorgan Chase & CoDFND	COM	48.93K	SH	$11.73M 1.33%	46.62K	2.31K
Amazon.com IncDFND	COM	48.90K	SH	$10.73M 1.21%	46.85K	2.05K
SSGA FUNDS MANAGEMENT INCDFND	PORTFOLIO INTRMD	306.86K	SH	$10.05M 1.14%	306.86K	0.00
ORACLE CORPDFND	COM	55.59K	SH	$9.26M 1.05%	52.01K	3.58K
Walmart IncDFND	COM	101.57K	SH	$9.18M 1.04%	96.25K	5.31K
RTX CorpDFND	COM	70.68K	SH	$8.18M 0.92%	66.03K	4.65K
VANGUARD ETF/USADFND	TOTAL STK MKT	27.73K	SH	$8.04M 0.91%	24.48K	3.25K

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