HTLF BANK

Filed: 10/15/2024ACC: 0002003343-24-000018

📋 What this filing means

HTLF BANK filed this quarterly 13F‑HR report disclosing 232 equity positions with a total reported market value of $920.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

232

Positions

$920.72M

Total AUM (reported)

13.24M

Total Shares

Allocation by class

COM$317.49M34.5%

VALUE ETF$66.82M7.3%

GROWTH ETF$66.80M7.3%

INTRMDT MUNI ETF$59.68M6.5%

EAFE VALUE ETF$37.75M4.1%

EAFE GRWTH ETF$37.45M4.1%

NUVEEN BLMBRG SH$30.81M3.3%

Portfolio Concentration

Top 3$199.80M21.7%

4–10$231.58M25.2%

11–25$184.06M20.0%

Rest$305.28M33.2%

Top 3 weight

21.7%

Top 10 weight

46.9%

Voting Authority Distribution

Total shares with voting rights: 13.24M

Sole

Full voting authority

11.90M

% of voting shares89.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.33M

% of voting shares10.1%

Investment Discretion (by position count)

Sole101

Shared0

Other131

Dominant voting typeSole · 89.9% of voting shares

Institutional Holdings232

Rows:

Vanguard ETF/USA

DFND

VALUE ETF

Shares382.80K

TypeSH

Market value$66.82M

7.26%

Sole

382.25K

Shared

0.00

None

549.00

Vanguard ETF/USA

DFND

GROWTH ETF

Shares173.98K

TypeSH

Market value$66.80M

7.25%

Sole

173.72K

Shared

0.00

None

257.00

Heartland Financial USA Inc

DFND

COM

Shares1.17M

TypeSH

Market value$66.18M

7.19%

Sole

1.00

Shared

0.00

None

1.17M

VanEck ETFs/USA

DFND

INTRMDT MUNI ETF

Shares1.27M

TypeSH

Market value$59.68M

6.48%

Sole

1.27M

Shared

0.00

None

4.58K

ISHARES

DFND

EAFE VALUE ETF

Shares656.15K

TypeSH

Market value$37.75M

4.10%

Sole

632.51K

Shared

0.00

None

23.64K

BlackRock Fund Advisors

DFND

EAFE GRWTH ETF

Shares347.92K

TypeSH

Market value$37.45M

4.07%

Sole

335.14K

Shared

0.00

None

12.78K

SSgA Funds Management Inc

DFND

NUVEEN BLMBRG SH

Shares639.91K

TypeSH

Market value$30.81M

3.35%

Sole

636.90K

Shared

0.00

None

3.02K

Apple Inc

DFND

COM

Shares107.16K

TypeSH

Market value$24.97M

2.71%

Sole

102.62K

Shared

0.00

None

4.53K

MICROSOFT CORP

DFND

COM

Shares49.89K

TypeSH

Market value$21.47M

2.33%

Sole

47.98K

Shared

0.00

None

1.92K

INDEXIQ ETF TRUST/USA

DFND

HEDGE MLTI ETF

Shares606.45K

TypeSH

Market value$19.45M

2.11%

Sole

605.06K

Shared

0.00

None

1.39K

JP Morgan Investment Management Inc

DFND

EQUITY PREMIUM

Shares300.88K

TypeSH

Market value$17.91M

1.94%

Sole

295.34K

Shared

0.00

None

5.54K

Vanguard ETF/USA

DFND

TOTAL BND MRKT

Shares217.75K

TypeSH

Market value$16.36M

1.78%

Sole

217.75K

Shared

0.00

None

0.00

Franklin LibertyShares ETFs/US

DFND

INCOME EQT FOCUS

Shares277.57K

TypeSH

Market value$16.15M

1.75%

Sole

276.97K

Shared

0.00

None

598.00

VANGUARD ETF/USA

DFND

FTSE EMR MKT ETF

Shares319.87K

TypeSH

Market value$15.31M

1.66%

Sole

308.58K

Shared

0.00

None

11.29K

ALPHABET INC

DFND

CAP STK CL A

Shares79.43K

TypeSH

Market value$13.17M

1.43%

Sole

75.08K

Shared

0.00

None

4.34K

Broadcom Inc

DFND

COM

Shares74.16K

TypeSH

Market value$12.79M

1.39%

Sole

69.61K

Shared

0.00

None

4.55K

VANGUARD ETF/USA

DFND

SM CP VAL ETF

Shares63.59K

TypeSH

Market value$12.77M

1.39%

Sole

62.34K

Shared

0.00

None

1.26K

Vanguard ETF/USA

DFND

SML CP GRW ETF

Shares47.65K

TypeSH

Market value$12.74M

1.38%

Sole

46.75K

Shared

0.00

None

902.00

JPMorgan Chase & Co

DFND

COM

Shares50.71K

TypeSH

Market value$10.69M

1.16%

Sole

48.40K

Shared

0.00

None

2.31K

SSGA FUNDS MANAGEMENT INC

DFND

PORTFOLIO INTRMD

Shares315.82K

TypeSH

Market value$10.65M

1.16%

Sole

315.82K

Shared

0.00

None

0.00

ORACLE CORP

DFND

COM

Shares57.63K

TypeSH

Market value$9.82M

1.07%

Sole

54.05K

Shared

0.00

None

3.58K

Amazon.com Inc

DFND

COM

Shares50.12K

TypeSH

Market value$9.34M

1.01%

Sole

48.07K

Shared

0.00

None

2.05K

Invesco Capital Management LLC

DFND

S&P INTL LOW

Shares289.81K

TypeSH

Market value$8.82M

0.96%

Sole

288.96K

Shared

0.00

None

850.00

RTX Corp

DFND

COM

Shares72.50K

TypeSH

Market value$8.78M

0.95%

Sole

67.86K

Shared

0.00

None

4.65K

Amgen Inc

DFND

COM

Shares27.22K

TypeSH

Market value$8.77M

0.95%

Sole

25.53K

Shared

0.00

None

1.69K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Vanguard ETF/USADFND	VALUE ETF	382.80K	SH	$66.82M 7.26%	382.25K	549.00
Vanguard ETF/USADFND	GROWTH ETF	173.98K	SH	$66.80M 7.25%	173.72K	257.00
Heartland Financial USA IncDFND	COM	1.17M	SH	$66.18M 7.19%	1.00	1.17M
VanEck ETFs/USADFND	INTRMDT MUNI ETF	1.27M	SH	$59.68M 6.48%	1.27M	4.58K
ISHARESDFND	EAFE VALUE ETF	656.15K	SH	$37.75M 4.10%	632.51K	23.64K
BlackRock Fund AdvisorsDFND	EAFE GRWTH ETF	347.92K	SH	$37.45M 4.07%	335.14K	12.78K
SSgA Funds Management IncDFND	NUVEEN BLMBRG SH	639.91K	SH	$30.81M 3.35%	636.90K	3.02K
Apple IncDFND	COM	107.16K	SH	$24.97M 2.71%	102.62K	4.53K
MICROSOFT CORPDFND	COM	49.89K	SH	$21.47M 2.33%	47.98K	1.92K
INDEXIQ ETF TRUST/USADFND	HEDGE MLTI ETF	606.45K	SH	$19.45M 2.11%	605.06K	1.39K
JP Morgan Investment Management IncDFND	EQUITY PREMIUM	300.88K	SH	$17.91M 1.94%	295.34K	5.54K
Vanguard ETF/USADFND	TOTAL BND MRKT	217.75K	SH	$16.36M 1.78%	217.75K	0.00
Franklin LibertyShares ETFs/USDFND	INCOME EQT FOCUS	277.57K	SH	$16.15M 1.75%	276.97K	598.00
VANGUARD ETF/USADFND	FTSE EMR MKT ETF	319.87K	SH	$15.31M 1.66%	308.58K	11.29K
ALPHABET INCDFND	CAP STK CL A	79.43K	SH	$13.17M 1.43%	75.08K	4.34K
Broadcom IncDFND	COM	74.16K	SH	$12.79M 1.39%	69.61K	4.55K
VANGUARD ETF/USADFND	SM CP VAL ETF	63.59K	SH	$12.77M 1.39%	62.34K	1.26K
Vanguard ETF/USADFND	SML CP GRW ETF	47.65K	SH	$12.74M 1.38%	46.75K	902.00
JPMorgan Chase & CoDFND	COM	50.71K	SH	$10.69M 1.16%	48.40K	2.31K
SSGA FUNDS MANAGEMENT INCDFND	PORTFOLIO INTRMD	315.82K	SH	$10.65M 1.16%	315.82K	0.00
ORACLE CORPDFND	COM	57.63K	SH	$9.82M 1.07%	54.05K	3.58K
Amazon.com IncDFND	COM	50.12K	SH	$9.34M 1.01%	48.07K	2.05K
Invesco Capital Management LLCDFND	S&P INTL LOW	289.81K	SH	$8.82M 0.96%	288.96K	850.00
RTX CorpDFND	COM	72.50K	SH	$8.78M 0.95%	67.86K	4.65K
Amgen IncDFND	COM	27.22K	SH	$8.77M 0.95%	25.53K	1.69K

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