HOXTON PLANNING & MANAGEMENT, LLC

PrivateCIK: 1954782

Location

SHEPHERDSTOWN, WV

227

Positions

$383.22M

Total AUM (reported)

3.90M

Total Shares

Allocation by class

COM$74.00M19.3%

CORE S&P500 ETF$63.20M16.5%

CORE UNIVRSL USD$19.33M5.0%

TR UNIT$10.58M2.8%

RUS MID CAP ETF$9.82M2.6%

ST STR P500GRW$7.44M1.9%

CORE 1 5 YR USD$7.33M1.9%

Portfolio Concentration

Top 3$95.11M24.8%

4–10$57.65M15.0%

11–25$79.17M20.7%

Rest$151.30M39.5%

Top 3 weight

24.8%

Top 10 weight

39.9%

Voting Authority Distribution

Total shares with voting rights: 3.90M

Sole

Full voting authority

10.04K

% of voting shares0.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

3.89M

% of voting shares99.7%

Investment Discretion (by position count)

Sole227

Shared0

Other0

Dominant voting typeNone · 99.7% of voting shares

Institutional Holdings227

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares84.39K

TypeSH

Market value$63.20M

16.49%

Sole

111.00

Shared

0.00

None

84.28K

ISHARES TR

SOLE

CORE UNIVRSL USD

Shares418.89K

TypeSH

Market value$19.33M

5.04%

Sole

0.00

Shared

0.00

None

418.89K

NVIDIA CORPORATION

SOLE

COM

Shares62.85K

TypeSH

Market value$12.58M

3.28%

Sole

0.00

Shared

0.00

None

62.85K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares14.17K

TypeSH

Market value$10.58M

2.76%

Sole

0.00

Shared

0.00

None

14.17K

ISHARES TR

SOLE

RUS MID CAP ETF

Shares89K

TypeSH

Market value$9.82M

2.56%

Sole

0.00

Shared

0.00

None

89K

APPLE INC

SOLE

COM

Shares27.41K

TypeSH

Market value$7.93M

2.07%

Sole

0.00

Shared

0.00

None

27.41K

SPDR SERIES TRUST

SOLE

ST STR P500GRW

Shares62.54K

TypeSH

Market value$7.44M

1.94%

Sole

0.00

Shared

0.00

None

62.54K

ISHARES TR

SOLE

CORE 1 5 YR USD

Shares151.83K

TypeSH

Market value$7.33M

1.91%

Sole

0.00

Shared

0.00

None

151.83K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares58.66K

TypeSH

Market value$7.30M

1.90%

Sole

0.00

Shared

0.00

None

58.66K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares52.74K

TypeSH

Market value$7.25M

1.89%

Sole

637.00

Shared

0.00

None

52.10K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares10.51K

TypeSH

Market value$7.22M

1.88%

Sole

0.00

Shared

0.00

None

10.51K

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares100.37K

TypeSH

Market value$6.83M

1.78%

Sole

0.00

Shared

0.00

None

100.37K

SCHWAB STRATEGIC TR

SOLE

US AGGREGATE B

Shares284.70K

TypeSH

Market value$6.59M

1.72%

Sole

0.00

Shared

0.00

None

284.70K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares28.56K

TypeSH

Market value$6.49M

1.69%

Sole

332.00

Shared

0.00

None

28.23K

SCHWAB STRATEGIC TR

SOLE

US TIPS ETF

Shares229.51K

TypeSH

Market value$6.08M

1.59%

Sole

0.00

Shared

0.00

None

229.51K

VANGUARD ADMIRAL FDS INC

SOLE

500 VAL IDX FD

Shares26.79K

TypeSH

Market value$5.87M

1.53%

Sole

0.00

Shared

0.00

None

26.79K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares32.75K

TypeSH

Market value$5.38M

1.40%

Sole

0.00

Shared

0.00

None

32.75K

VANGUARD STAR FDS

SOLE

VG TL INTL STK F

Shares62.29K

TypeSH

Market value$5.32M

1.39%

Sole

0.00

Shared

0.00

None

62.29K

VANGUARD BD INDEX FDS

SOLE

INTERMED TERM

Shares62.89K

TypeSH

Market value$4.82M

1.26%

Sole

0.00

Shared

0.00

None

62.89K

AMERICAN CENTY ETF TR

SOLE

US SML CP VALU

Shares38.27K

TypeSH

Market value$4.77M

1.25%

Sole

0.00

Shared

0.00

None

38.27K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares55.30K

TypeSH

Market value$4.58M

1.20%

Sole

312.00

Shared

0.00

None

54.99K

MICROSOFT CORP

SOLE

COM

Shares11.13K

TypeSH

Market value$4.15M

1.08%

Sole

0.00

Shared

0.00

None

11.13K

ISHARES TR

SOLE

US TREAS BD ETF

Shares173.60K

TypeSH

Market value$3.95M

1.03%

Sole

4.51K

Shared

0.00

None

169.09K

ISHARES TR

SOLE

MBS ETF

Shares39.50K

TypeSH

Market value$3.73M

0.97%

Sole

394.00

Shared

0.00

None

39.10K

ALPHABET INC

SOLE

CAP STK CL A

Shares9.45K

TypeSH

Market value$3.38M

0.88%

Sole

0.00

Shared

0.00

None

9.45K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	84.39K	SH	$63.20M 16.49%	111.00	84.28K
ISHARES TRSOLE	CORE UNIVRSL USD	418.89K	SH	$19.33M 5.04%	0.00	418.89K
NVIDIA CORPORATIONSOLE	COM	62.85K	SH	$12.58M 3.28%	0.00	62.85K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	14.17K	SH	$10.58M 2.76%	0.00	14.17K
ISHARES TRSOLE	RUS MID CAP ETF	89K	SH	$9.82M 2.56%	0.00	89K
APPLE INCSOLE	COM	27.41K	SH	$7.93M 2.07%	0.00	27.41K
SPDR SERIES TRUSTSOLE	ST STR P500GRW	62.54K	SH	$7.44M 1.94%	0.00	62.54K
ISHARES TRSOLE	CORE 1 5 YR USD	151.83K	SH	$7.33M 1.91%	0.00	151.83K
ISHARES TRSOLE	EAFE GRWTH ETF	58.66K	SH	$7.30M 1.90%	0.00	58.66K
ISHARES TRSOLE	S&P 500 GRWT ETF	52.74K	SH	$7.25M 1.89%	637.00	52.10K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	10.51K	SH	$7.22M 1.88%	0.00	10.51K
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	100.37K	SH	$6.83M 1.78%	0.00	100.37K
SCHWAB STRATEGIC TRSOLE	US AGGREGATE B	284.70K	SH	$6.59M 1.72%	0.00	284.70K
ISHARES TRSOLE	S&P 500 VAL ETF	28.56K	SH	$6.49M 1.69%	332.00	28.23K
SCHWAB STRATEGIC TRSOLE	US TIPS ETF	229.51K	SH	$6.08M 1.59%	0.00	229.51K
VANGUARD ADMIRAL FDS INCSOLE	500 VAL IDX FD	26.79K	SH	$5.87M 1.53%	0.00	26.79K
ISHARES TRSOLE	CORE S&P TTL STK	32.75K	SH	$5.38M 1.40%	0.00	32.75K
VANGUARD STAR FDSSOLE	VG TL INTL STK F	62.29K	SH	$5.32M 1.39%	0.00	62.29K
VANGUARD BD INDEX FDSSOLE	INTERMED TERM	62.89K	SH	$4.82M 1.26%	0.00	62.89K
AMERICAN CENTY ETF TRSOLE	US SML CP VALU	38.27K	SH	$4.77M 1.25%	0.00	38.27K
ISHARES INCSOLE	CORE MSCI EMKT	55.30K	SH	$4.58M 1.20%	312.00	54.99K
MICROSOFT CORPSOLE	COM	11.13K	SH	$4.15M 1.08%	0.00	11.13K
ISHARES TRSOLE	US TREAS BD ETF	173.60K	SH	$3.95M 1.03%	4.51K	169.09K
ISHARES TRSOLE	MBS ETF	39.50K	SH	$3.73M 0.97%	394.00	39.10K
ALPHABET INCSOLE	CAP STK CL A	9.45K	SH	$3.38M 0.88%	0.00	9.45K

Page 1 of 10

…