HOWARD BAILEY SECURITIES, LLC

PrivateCIK: 2043986
Location

FORT WAYNE, IN

122
Positions
$243.20M
Total AUM (reported)
5.03M
Total Shares

Allocation by class

TOTAL AUM$243.20M122 positions
STERLING CAP ENH$29.51M12.1%
RUS TP200 GR ETF$27.84M11.4%
RUS TP200 VL ETF$17.67M7.3%
COM$17.35M7.1%
ALLIANZIM US EQT$13.64M5.6%
AVANTIS ALL INT$11.35M4.7%
EAFE VALUE ETF$10.11M4.2%

Portfolio Concentration

Top 330.8%4–1024.9%11–2519.7%Rest24.5%TOP 1055.7%0%100%
Top 3$75.01M30.8%
4–10$60.48M24.9%
11–25$48.03M19.7%
Rest$59.68M24.5%

Top 3 weight

30.8%

Top 10 weight

55.7%

Voting Authority Distribution

Total shares with voting rights: 5.03M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

5.03M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole122
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings122
Rows:

CAPITOL SER TR

SOLE
STERLING CAP ENH
Shares1.18M
TypeSH
Market value$29.51M
12.13%
Sole
0.00
Shared
0.00
None
1.18M

ISHARES TR

SOLE
RUS TP200 GR ETF
Shares111.86K
TypeSH
Market value$27.84M
11.45%
Sole
0.00
Shared
0.00
None
111.86K

ISHARES TR

SOLE
RUS TP200 VL ETF
Shares190.68K
TypeSH
Market value$17.67M
7.27%
Sole
0.00
Shared
0.00
None
190.68K

AMERICAN CENTY ETF TR

SOLE
AVANTIS ALL INT
Shares149.01K
TypeSH
Market value$11.35M
4.67%
Sole
0.00
Shared
0.00
None
149.01K

ISHARES TR

SOLE
EAFE VALUE ETF
Shares136K
TypeSH
Market value$10.11M
4.16%
Sole
0.00
Shared
0.00
None
136K

ISHARES TR

SOLE
RUS MDCP VAL ETF
Shares64.50K
TypeSH
Market value$9.40M
3.87%
Sole
0.00
Shared
0.00
None
64.50K

ISHARES TR

SOLE
EAFE GRWTH ETF
Shares80.01K
TypeSH
Market value$8.91M
3.66%
Sole
0.00
Shared
0.00
None
80.01K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares106.67K
TypeSH
Market value$8.16M
3.36%
Sole
0.00
Shared
0.00
None
106.67K

ISHARES INC

SOLE
CORE MSCI EMKT
Shares97.69K
TypeSH
Market value$6.81M
2.80%
Sole
0.00
Shared
0.00
None
97.69K

AIM ETF PRODUCTS TRUST

SOLE
ALLIANZIM US EQT
Shares169.54K
TypeSH
Market value$5.73M
2.35%
Sole
0.00
Shared
0.00
None
169.54K

VANGUARD SCOTTSDALE FDS

SOLE
VNG RUS2000IDX
Shares48.68K
TypeSH
Market value$4.88M
2.01%
Sole
0.00
Shared
0.00
None
48.68K

AIM ETF PRODUCTS TRUST

SOLE
ALLIANZIM US EQU
Shares120.25K
TypeSH
Market value$4.63M
1.90%
Sole
0.00
Shared
0.00
None
120.25K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
MANAGED FUTURES
Shares139.57K
TypeSH
Market value$4.22M
1.73%
Sole
0.00
Shared
0.00
None
139.57K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
TREASURY OPT INC
Shares173.20K
TypeSH
Market value$4.07M
1.67%
Sole
0.00
Shared
0.00
None
173.20K

AIM ETF PRODUCTS TRUST

SOLE
ALLIANZIM US EQT
Shares114.52K
TypeSH
Market value$3.62M
1.49%
Sole
0.00
Shared
0.00
None
114.52K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
SHORT TERM TREA
Shares148.15K
TypeSH
Market value$3.13M
1.29%
Sole
0.00
Shared
0.00
None
148.15K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
CURRENCY STRATEG
Shares103.53K
TypeSH
Market value$3.03M
1.24%
Sole
0.00
Shared
0.00
None
103.53K

AIM ETF PRODUCTS TRUST

SOLE
ALLIANZIM US EQT
Shares77.44K
TypeSH
Market value$3.01M
1.24%
Sole
0.00
Shared
0.00
None
77.44K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
BARRIER INCOME
Shares116.91K
TypeSH
Market value$2.87M
1.18%
Sole
0.00
Shared
0.00
None
116.91K

SIMPLIFY EXCHANGE TRADED FUN

SOLE
AGGREGATE BOND E
Shares139.54K
TypeSH
Market value$2.84M
1.17%
Sole
0.00
Shared
0.00
None
139.54K

ISHARES TR

SOLE
RUS MD CP GR ETF
Shares19.92K
TypeSH
Market value$2.55M
1.05%
Sole
0.00
Shared
0.00
None
19.92K

STERLING CAP FDS

SOLE
NATIONAL MUNI BD
Shares101.28K
TypeSH
Market value$2.52M
1.04%
Sole
0.00
Shared
0.00
None
101.28K

AIM ETF PRODUCTS TRUST

SOLE
ALLIANZIM US EQU
Shares87.72K
TypeSH
Market value$2.33M
0.96%
Sole
0.00
Shared
0.00
None
87.72K

MICROSOFT CORP

SOLE
COM
Shares6.26K
TypeSH
Market value$2.32M
0.95%
Sole
0.00
Shared
0.00
None
6.26K

INNOVATOR ETFS TRUST

SOLE
EQUITY DEFINED P
Shares76.10K
TypeSH
Market value$2.03M
0.84%
Sole
0.00
Shared
0.00
None
76.10K
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