HOWARD BAILEY SECURITIES, LLC

Filed: 2/11/2026ACC: 0002043986-26-000001

📋 What this filing means

HOWARD BAILEY SECURITIES, LLC filed this quarterly 13F‑HR report disclosing 141 equity positions with a total reported market value of $253.80M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

141

Positions

$253.80M

Total AUM (reported)

4.88M

Total Shares

Allocation by class

RUS TP200 GR ETF$30.39M12.0%

STERLING CAP ENH$28.40M11.2%

COM$20.81M8.2%

RUS TP200 VL ETF$17.57M6.9%

STATE STREET SPD$11.42M4.5%

EAFE VALUE ETF$10.25M4.0%

AVANTIS ALL INT$9.75M3.8%

Portfolio Concentration

Top 3$76.37M30.1%

4–10$60.38M23.8%

11–25$48.53M19.1%

Rest$68.53M27.0%

Top 3 weight

30.1%

Top 10 weight

53.9%

Voting Authority Distribution

Total shares with voting rights: 4.88M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.88M

% of voting shares100.0%

Investment Discretion (by position count)

Sole141

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings141

Rows:

ISHARES TR

SOLE

RUS TP200 GR ETF

Shares109.75K

TypeSH

Market value$30.39M

11.98%

Sole

0.00

Shared

0.00

None

109.75K

CAPITOL SER TR

SOLE

STERLING CAP ENH

Shares1.12M

TypeSH

Market value$28.40M

11.19%

Sole

0.00

Shared

0.00

None

1.12M

ISHARES TR

SOLE

RUS TP200 VL ETF

Shares191.25K

TypeSH

Market value$17.57M

6.92%

Sole

0.00

Shared

0.00

None

191.25K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares143.50K

TypeSH

Market value$10.25M

4.04%

Sole

0.00

Shared

0.00

None

143.50K

AMERICAN CENTY ETF TR

SOLE

AVANTIS ALL INT

Shares132.60K

TypeSH

Market value$9.75M

3.84%

Sole

0.00

Shared

0.00

None

132.60K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares82.11K

TypeSH

Market value$9.35M

3.69%

Sole

0.00

Shared

0.00

None

82.11K

ISHARES TR

SOLE

RUS MDCP VAL ETF

Shares66.05K

TypeSH

Market value$9.32M

3.67%

Sole

0.00

Shared

0.00

None

66.05K

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares111.33K

TypeSH

Market value$8.93M

3.52%

Sole

0.00

Shared

0.00

None

111.33K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares98.49K

TypeSH

Market value$6.62M

2.61%

Sole

0.00

Shared

0.00

None

98.49K

AIM ETF PRODUCTS TRUST

SOLE

U S LRGCP 6M APR

Shares177.44K

TypeSH

Market value$6.16M

2.43%

Sole

0.00

Shared

0.00

None

177.44K

VANGUARD SCOTTSDALE FDS

SOLE

VNG RUS2000IDX

Shares48.91K

TypeSH

Market value$4.87M

1.92%

Sole

0.00

Shared

0.00

None

48.91K

AIM ETF PRODUCTS TRUST

SOLE

ALLIANZIM US EQU

Shares124.72K

TypeSH

Market value$4.86M

1.92%

Sole

0.00

Shared

0.00

None

124.72K

AIM ETF PRODUCTS TRUST

SOLE

ALLIANZIM US LRG

Shares120.32K

TypeSH

Market value$3.84M

1.51%

Sole

0.00

Shared

0.00

None

120.32K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

TREASURY OPT INC

Shares155.59K

TypeSH

Market value$3.69M

1.45%

Sole

0.00

Shared

0.00

None

155.59K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

MANAGED FUTURES

Shares127.55K

TypeSH

Market value$3.48M

1.37%

Sole

0.00

Shared

0.00

None

127.55K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

SHORT TERM TREA

Shares151.38K

TypeSH

Market value$3.32M

1.31%

Sole

0.00

Shared

0.00

None

151.38K

MICROSOFT CORP

SOLE

COM

Shares6.85K

TypeSH

Market value$3.31M

1.31%

Sole

0.00

Shared

0.00

None

6.85K

ELEVATION SERIES TRUST

SOLE

TRUESHARES QUART

Shares132.41K

TypeSH

Market value$3.17M

1.25%

Sole

0.00

Shared

0.00

None

132.41K

AIM ETF PRODUCTS TRUST

SOLE

US LRGCP B20 JUL

Shares81.09K

TypeSH

Market value$3.17M

1.25%

Sole

0.00

Shared

0.00

None

81.09K

PIMCO ETF TR

SOLE

ULTRA SHORT GOVT

Shares29.59K

TypeSH

Market value$2.98M

1.17%

Sole

0.00

Shared

0.00

None

29.59K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

AGGREGATE BOND E

Shares124K

TypeSH

Market value$2.57M

1.01%

Sole

0.00

Shared

0.00

None

124K

AIM ETF PRODUCTS TRUST

SOLE

ALLIANZIM US EQU

Shares91.69K

TypeSH

Market value$2.51M

0.99%

Sole

0.00

Shared

0.00

None

91.69K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares21.74K

TypeSH

Market value$2.33M

0.92%

Sole

0.00

Shared

0.00

None

21.74K

APPLE INC

SOLE

COM

Shares8.34K

TypeSH

Market value$2.27M

0.89%

Sole

0.00

Shared

0.00

None

8.34K

ISHARES TR

SOLE

RUS MD CP GR ETF

Shares15.77K

TypeSH

Market value$2.16M

0.85%

Sole

0.00

Shared

0.00

None

15.77K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	RUS TP200 GR ETF	109.75K	SH	$30.39M 11.98%	109.75K
CAPITOL SER TRSOLE	STERLING CAP ENH	1.12M	SH	$28.40M 11.19%	1.12M
ISHARES TRSOLE	RUS TP200 VL ETF	191.25K	SH	$17.57M 6.92%	191.25K
ISHARES TRSOLE	EAFE VALUE ETF	143.50K	SH	$10.25M 4.04%	143.50K
AMERICAN CENTY ETF TRSOLE	AVANTIS ALL INT	132.60K	SH	$9.75M 3.84%	132.60K
ISHARES TRSOLE	EAFE GRWTH ETF	82.11K	SH	$9.35M 3.69%	82.11K
ISHARES TRSOLE	RUS MDCP VAL ETF	66.05K	SH	$9.32M 3.67%	66.05K
SPDR SERIES TRUSTSOLE	STATE STREET SPD	111.33K	SH	$8.93M 3.52%	111.33K
ISHARES INCSOLE	CORE MSCI EMKT	98.49K	SH	$6.62M 2.61%	98.49K
AIM ETF PRODUCTS TRUSTSOLE	U S LRGCP 6M APR	177.44K	SH	$6.16M 2.43%	177.44K
VANGUARD SCOTTSDALE FDSSOLE	VNG RUS2000IDX	48.91K	SH	$4.87M 1.92%	48.91K
AIM ETF PRODUCTS TRUSTSOLE	ALLIANZIM US EQU	124.72K	SH	$4.86M 1.92%	124.72K
AIM ETF PRODUCTS TRUSTSOLE	ALLIANZIM US LRG	120.32K	SH	$3.84M 1.51%	120.32K
SIMPLIFY EXCHANGE TRADED FUNSOLE	TREASURY OPT INC	155.59K	SH	$3.69M 1.45%	155.59K
SIMPLIFY EXCHANGE TRADED FUNSOLE	MANAGED FUTURES	127.55K	SH	$3.48M 1.37%	127.55K
SIMPLIFY EXCHANGE TRADED FUNSOLE	SHORT TERM TREA	151.38K	SH	$3.32M 1.31%	151.38K
MICROSOFT CORPSOLE	COM	6.85K	SH	$3.31M 1.31%	6.85K
ELEVATION SERIES TRUSTSOLE	TRUESHARES QUART	132.41K	SH	$3.17M 1.25%	132.41K
AIM ETF PRODUCTS TRUSTSOLE	US LRGCP B20 JUL	81.09K	SH	$3.17M 1.25%	81.09K
PIMCO ETF TRSOLE	ULTRA SHORT GOVT	29.59K	SH	$2.98M 1.17%	29.59K
SIMPLIFY EXCHANGE TRADED FUNSOLE	AGGREGATE BOND E	124K	SH	$2.57M 1.01%	124K
AIM ETF PRODUCTS TRUSTSOLE	ALLIANZIM US EQU	91.69K	SH	$2.51M 0.99%	91.69K
ISHARES TRSOLE	NATIONAL MUN ETF	21.74K	SH	$2.33M 0.92%	21.74K
APPLE INCSOLE	COM	8.34K	SH	$2.27M 0.89%	8.34K
ISHARES TRSOLE	RUS MD CP GR ETF	15.77K	SH	$2.16M 0.85%	15.77K

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