Filed: 11/4/2025ACC: 0002043986-25-000007
📋 What this filing means
HOWARD BAILEY SECURITIES, LLC filed this quarterly 13F‑HR report disclosing 134 equity positions with a total reported market value of $266.22M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
134
Positions
$266.22M
Total AUM (reported)
4.78M
Total Shares
Allocation by class
COM$30.99M11.6%
RUS TP200 GR ETF$23.10M8.7%
STERLING CAP ENH$22.75M8.5%
RUS TP200 VL ETF$12.95M4.9%
US QTLY DIV GRT$11.26M4.2%
US EFFICIENT COR$9.93M3.7%
US LCAP GR ETF$8.50M3.2%
Portfolio Concentration
Top 3$58.80M22.1%
4–10$59.85M22.5%
11–25$69.88M26.2%
Rest$77.69M29.2%
Top 3 weight
22.1%
Top 10 weight
44.6%
Voting Authority Distribution
Total shares with voting rights: 4.78M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.78M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole134
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings134
Rows:
ISHARES TR
SOLEShares84.41K
TypeSH
Market value$23.10M
8.68%
Sole
0.00
Shared
0.00
None
84.41K
CAPITOL SER TR
SOLEShares893.02K
TypeSH
Market value$22.75M
8.55%
Sole
0.00
Shared
0.00
None
893.02K
ISHARES TR
SOLEShares147.31K
TypeSH
Market value$12.95M
4.86%
Sole
0.00
Shared
0.00
None
147.31K
WISDOMTREE TR
SOLEShares126.59K
TypeSH
Market value$11.26M
4.23%
Sole
0.00
Shared
0.00
None
126.59K
WISDOMTREE TR
SOLEShares184.12K
TypeSH
Market value$9.93M
3.73%
Sole
0.00
Shared
0.00
None
184.12K
SCHWAB STRATEGIC TR
SOLEShares266.47K
TypeSH
Market value$8.50M
3.19%
Sole
0.00
Shared
0.00
None
266.47K
SPDR SERIES TRUST
SOLEShares99.63K
TypeSH
Market value$7.80M
2.93%
Sole
0.00
Shared
0.00
None
99.63K
ISHARES TR
SOLEShares112.70K
TypeSH
Market value$7.64M
2.87%
Sole
0.00
Shared
0.00
None
112.70K
WISDOMTREE TR
SOLEShares169.19K
TypeSH
Market value$7.49M
2.81%
Sole
0.00
Shared
0.00
None
169.19K
ISHARES TR
SOLEShares63.38K
TypeSH
Market value$7.22M
2.71%
Sole
0.00
Shared
0.00
None
63.38K
ISHARES TR
SOLEShares51.12K
TypeSH
Market value$7.14M
2.68%
Sole
0.00
Shared
0.00
None
51.12K
WISDOMTREE TR
SOLEShares150.70K
TypeSH
Market value$6.30M
2.37%
Sole
0.00
Shared
0.00
None
150.70K
WISDOMTREE TR
SOLEShares157.58K
TypeSH
Market value$5.98M
2.25%
Sole
0.00
Shared
0.00
None
157.58K
WISDOMTREE TR
SOLEShares64.50K
TypeSH
Market value$5.61M
2.11%
Sole
0.00
Shared
0.00
None
64.50K
ISHARES INC
SOLEShares77.12K
TypeSH
Market value$5.08M
1.91%
Sole
0.00
Shared
0.00
None
77.12K
AIM ETF PRODUCTS TRUST
SOLEShares164.86K
TypeSH
Market value$5.08M
1.91%
Sole
0.00
Shared
0.00
None
164.86K
WISDOMTREE TR
SOLEShares85.58K
TypeSH
Market value$4.48M
1.68%
Sole
0.00
Shared
0.00
None
85.58K
WISDOMTREE TR
SOLEShares108.29K
TypeSH
Market value$4.32M
1.62%
Sole
0.00
Shared
0.00
None
108.29K
NVIDIA CORPORATION
SOLEShares21.02K
TypeSH
Market value$3.92M
1.47%
Sole
0.00
Shared
0.00
None
21.02K
APPLE INC
SOLEShares14.98K
TypeSH
Market value$3.81M
1.43%
Sole
0.00
Shared
0.00
None
14.98K
MICROSOFT CORP
SOLEShares7.32K
TypeSH
Market value$3.79M
1.42%
Sole
0.00
Shared
0.00
None
7.32K
WISDOMTREE TR
SOLEShares65.74K
TypeSH
Market value$3.77M
1.42%
Sole
0.00
Shared
0.00
None
65.74K
VANGUARD SCOTTSDALE FDS
SOLEShares37.71K
TypeSH
Market value$3.69M
1.39%
Sole
0.00
Shared
0.00
None
37.71K
AIM ETF PRODUCTS TRUST
SOLEShares110.74K
TypeSH
Market value$3.65M
1.37%
Sole
0.00
Shared
0.00
None
110.74K
AIM ETF PRODUCTS TRUST
SOLEShares103.34K
TypeSH
Market value$3.25M
1.22%
Sole
0.00
Shared
0.00
None
103.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | RUS TP200 GR ETF | 84.41K | SH | $23.10M 8.68% | 0.00 | 0.00 | 84.41K |
CAPITOL SER TRSOLE | STERLING CAP ENH | 893.02K | SH | $22.75M 8.55% | 0.00 | 0.00 | 893.02K |
ISHARES TRSOLE | RUS TP200 VL ETF | 147.31K | SH | $12.95M 4.86% | 0.00 | 0.00 | 147.31K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 126.59K | SH | $11.26M 4.23% | 0.00 | 0.00 | 126.59K |
WISDOMTREE TRSOLE | US EFFICIENT COR | 184.12K | SH | $9.93M 3.73% | 0.00 | 0.00 | 184.12K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 266.47K | SH | $8.50M 3.19% | 0.00 | 0.00 | 266.47K |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 99.63K | SH | $7.80M 2.93% | 0.00 | 0.00 | 99.63K |
ISHARES TRSOLE | EAFE VALUE ETF | 112.70K | SH | $7.64M 2.87% | 0.00 | 0.00 | 112.70K |
WISDOMTREE TRSOLE | YIELD ENHANCD US | 169.19K | SH | $7.49M 2.81% | 0.00 | 0.00 | 169.19K |
ISHARES TRSOLE | EAFE GRWTH ETF | 63.38K | SH | $7.22M 2.71% | 0.00 | 0.00 | 63.38K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 51.12K | SH | $7.14M 2.68% | 0.00 | 0.00 | 51.12K |
WISDOMTREE TRSOLE | DYNAMIC INTL EQT | 150.70K | SH | $6.30M 2.37% | 0.00 | 0.00 | 150.70K |
WISDOMTREE TRSOLE | EM EX ST-OWNED | 157.58K | SH | $5.98M 2.25% | 0.00 | 0.00 | 157.58K |
WISDOMTREE TRSOLE | US LARGECAP DIVD | 64.50K | SH | $5.61M 2.11% | 0.00 | 0.00 | 64.50K |
ISHARES INCSOLE | CORE MSCI EMKT | 77.12K | SH | $5.08M 1.91% | 0.00 | 0.00 | 77.12K |
AIM ETF PRODUCTS TRUSTSOLE | ALLIANZIM US LRG | 164.86K | SH | $5.08M 1.91% | 0.00 | 0.00 | 164.86K |
WISDOMTREE TRSOLE | US MIDCAP DIVID | 85.58K | SH | $4.48M 1.68% | 0.00 | 0.00 | 85.58K |
WISDOMTREE TRSOLE | INTL QULTY DIV | 108.29K | SH | $4.32M 1.62% | 0.00 | 0.00 | 108.29K |
NVIDIA CORPORATIONSOLE | COM | 21.02K | SH | $3.92M 1.47% | 0.00 | 0.00 | 21.02K |
APPLE INCSOLE | COM | 14.98K | SH | $3.81M 1.43% | 0.00 | 0.00 | 14.98K |
MICROSOFT CORPSOLE | COM | 7.32K | SH | $3.79M 1.42% | 0.00 | 0.00 | 7.32K |
WISDOMTREE TRSOLE | EFFICIENT GLD PL | 65.74K | SH | $3.77M 1.42% | 0.00 | 0.00 | 65.74K |
VANGUARD SCOTTSDALE FDSSOLE | VNG RUS2000IDX | 37.71K | SH | $3.69M 1.39% | 0.00 | 0.00 | 37.71K |
AIM ETF PRODUCTS TRUSTSOLE | US LRGCP B20 DEC | 110.74K | SH | $3.65M 1.37% | 0.00 | 0.00 | 110.74K |
AIM ETF PRODUCTS TRUSTSOLE | ALLIANZIM US LRG | 103.34K | SH | $3.25M 1.22% | 0.00 | 0.00 | 103.34K |
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