Filed: 8/7/2025ACC: 0001767868-25-000003
📋 What this filing means
HOWARD BAILEY SECURITIES, LLC filed this quarterly 13F‑HR report disclosing 145 equity positions with a total reported market value of $260.92M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
145
Positions
$260.92M
Total AUM (reported)
4.90M
Total Shares
Allocation by class
COM$30.64M11.7%
STERLING CAP ENH$22.33M8.6%
RUS TP200 GR ETF$21.39M8.2%
US EFFICIENT COR$13.78M5.3%
RUS TP200 VL ETF$12.37M4.7%
US QTLY DIV GRT$11.73M4.5%
US LCAP GR ETF$8.41M3.2%
Portfolio Concentration
Top 3$57.50M22.0%
4–10$62.81M24.1%
11–25$64.44M24.7%
Rest$76.18M29.2%
Top 3 weight
22.0%
Top 10 weight
46.1%
Voting Authority Distribution
Total shares with voting rights: 4.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
4.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole145
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings145
Rows:
CAPITOL SER TR
SOLEShares883.64K
TypeSH
Market value$22.33M
8.56%
Sole
0.00
Shared
0.00
None
883.64K
ISHARES TR
SOLEShares86.75K
TypeSH
Market value$21.39M
8.20%
Sole
0.00
Shared
0.00
None
86.75K
WISDOMTREE TR
SOLEShares275.23K
TypeSH
Market value$13.78M
5.28%
Sole
0.00
Shared
0.00
None
275.23K
ISHARES TR
SOLEShares146.93K
TypeSH
Market value$12.37M
4.74%
Sole
0.00
Shared
0.00
None
146.93K
WISDOMTREE TR
SOLEShares140.02K
TypeSH
Market value$11.73M
4.49%
Sole
0.00
Shared
0.00
None
140.02K
SCHWAB STRATEGIC TR
SOLEShares287.89K
TypeSH
Market value$8.41M
3.22%
Sole
0.00
Shared
0.00
None
287.89K
SPDR SERIES TRUST
SOLEShares114.22K
TypeSH
Market value$8.30M
3.18%
Sole
0.00
Shared
0.00
None
114.22K
WISDOMTREE TR
SOLEShares186.79K
TypeSH
Market value$7.40M
2.84%
Sole
0.00
Shared
0.00
None
186.79K
ISHARES TR
SOLEShares116.44K
TypeSH
Market value$7.39M
2.83%
Sole
0.00
Shared
0.00
None
116.44K
ISHARES TR
SOLEShares64.31K
TypeSH
Market value$7.20M
2.76%
Sole
0.00
Shared
0.00
None
64.31K
ISHARES TR
SOLEShares52.08K
TypeSH
Market value$6.88M
2.64%
Sole
0.00
Shared
0.00
None
52.08K
WISDOMTREE TR
SOLEShares156.08K
TypeSH
Market value$6.81M
2.61%
Sole
0.00
Shared
0.00
None
156.08K
WISDOMTREE TR
SOLEShares180.80K
TypeSH
Market value$6.23M
2.39%
Sole
0.00
Shared
0.00
None
180.80K
WISDOMTREE TR
SOLEShares67.19K
TypeSH
Market value$5.52M
2.12%
Sole
0.00
Shared
0.00
None
67.19K
ISHARES INC
SOLEShares77.08K
TypeSH
Market value$4.63M
1.77%
Sole
0.00
Shared
0.00
None
77.08K
AIM ETF PRODUCTS TRUST
SOLEShares133.62K
TypeSH
Market value$4.42M
1.70%
Sole
0.00
Shared
0.00
None
133.62K
MICROSOFT CORP
SOLEShares7.80K
TypeSH
Market value$3.88M
1.49%
Sole
0.00
Shared
0.00
None
7.80K
AIM ETF PRODUCTS TRUST
SOLEShares115.77K
TypeSH
Market value$3.66M
1.40%
Sole
0.00
Shared
0.00
None
115.77K
NVIDIA CORPORATION
SOLEShares22.50K
TypeSH
Market value$3.56M
1.36%
Sole
0.00
Shared
0.00
None
22.50K
WISDOMTREE TR
SOLEShares69.77K
TypeSH
Market value$3.50M
1.34%
Sole
0.00
Shared
0.00
None
69.77K
AIM ETF PRODUCTS TRUST
SOLEShares95.05K
TypeSH
Market value$3.32M
1.27%
Sole
0.00
Shared
0.00
None
95.05K
ISHARES TR
SOLEShares23.34K
TypeSH
Market value$3.24M
1.24%
Sole
0.00
Shared
0.00
None
23.34K
APPLE INC
SOLEShares14.72K
TypeSH
Market value$3.02M
1.16%
Sole
0.00
Shared
0.00
None
14.72K
WISDOMTREE TR
SOLEShares38.59K
TypeSH
Market value$2.90M
1.11%
Sole
0.00
Shared
0.00
None
38.59K
SPDR SERIES TRUST
SOLEShares130.23K
TypeSH
Market value$2.88M
1.10%
Sole
0.00
Shared
0.00
None
130.23K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
CAPITOL SER TRSOLE | STERLING CAP ENH | 883.64K | SH | $22.33M 8.56% | 0.00 | 0.00 | 883.64K |
ISHARES TRSOLE | RUS TP200 GR ETF | 86.75K | SH | $21.39M 8.20% | 0.00 | 0.00 | 86.75K |
WISDOMTREE TRSOLE | US EFFICIENT COR | 275.23K | SH | $13.78M 5.28% | 0.00 | 0.00 | 275.23K |
ISHARES TRSOLE | RUS TP200 VL ETF | 146.93K | SH | $12.37M 4.74% | 0.00 | 0.00 | 146.93K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 140.02K | SH | $11.73M 4.49% | 0.00 | 0.00 | 140.02K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 287.89K | SH | $8.41M 3.22% | 0.00 | 0.00 | 287.89K |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 114.22K | SH | $8.30M 3.18% | 0.00 | 0.00 | 114.22K |
WISDOMTREE TRSOLE | INTL QULTY DIV | 186.79K | SH | $7.40M 2.84% | 0.00 | 0.00 | 186.79K |
ISHARES TRSOLE | EAFE VALUE ETF | 116.44K | SH | $7.39M 2.83% | 0.00 | 0.00 | 116.44K |
ISHARES TRSOLE | EAFE GRWTH ETF | 64.31K | SH | $7.20M 2.76% | 0.00 | 0.00 | 64.31K |
ISHARES TRSOLE | RUS MDCP VAL ETF | 52.08K | SH | $6.88M 2.64% | 0.00 | 0.00 | 52.08K |
WISDOMTREE TRSOLE | YIELD ENHANCD US | 156.08K | SH | $6.81M 2.61% | 0.00 | 0.00 | 156.08K |
WISDOMTREE TRSOLE | EM EX ST-OWNED | 180.80K | SH | $6.23M 2.39% | 0.00 | 0.00 | 180.80K |
WISDOMTREE TRSOLE | US LARGECAP DIVD | 67.19K | SH | $5.52M 2.12% | 0.00 | 0.00 | 67.19K |
ISHARES INCSOLE | CORE MSCI EMKT | 77.08K | SH | $4.63M 1.77% | 0.00 | 0.00 | 77.08K |
AIM ETF PRODUCTS TRUSTSOLE | U S LRGCP 6M APR | 133.62K | SH | $4.42M 1.70% | 0.00 | 0.00 | 133.62K |
MICROSOFT CORPSOLE | COM | 7.80K | SH | $3.88M 1.49% | 0.00 | 0.00 | 7.80K |
AIM ETF PRODUCTS TRUSTSOLE | US LRGCP B20 DEC | 115.77K | SH | $3.66M 1.40% | 0.00 | 0.00 | 115.77K |
NVIDIA CORPORATIONSOLE | COM | 22.50K | SH | $3.56M 1.36% | 0.00 | 0.00 | 22.50K |
WISDOMTREE TRSOLE | US MIDCAP DIVID | 69.77K | SH | $3.50M 1.34% | 0.00 | 0.00 | 69.77K |
AIM ETF PRODUCTS TRUSTSOLE | US LRGCP B20 JAN | 95.05K | SH | $3.32M 1.27% | 0.00 | 0.00 | 95.05K |
ISHARES TRSOLE | RUS MD CP GR ETF | 23.34K | SH | $3.24M 1.24% | 0.00 | 0.00 | 23.34K |
APPLE INCSOLE | COM | 14.72K | SH | $3.02M 1.16% | 0.00 | 0.00 | 14.72K |
WISDOMTREE TRSOLE | INTL SMCAP DIV | 38.59K | SH | $2.90M 1.11% | 0.00 | 0.00 | 38.59K |
SPDR SERIES TRUSTSOLE | PORT MTG BK ETF | 130.23K | SH | $2.88M 1.10% | 0.00 | 0.00 | 130.23K |
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