FARMINGTON, CT
HORIZON TECHNOLOGY FINANCE CORPHRZN— Latest position per institution from SEC 13F filings
15
Institutional holders
6.30M
Total shares held
33.37M
Estimated value
314.78K
Avg. position size
MORGAN STANLEY
CIK 895421
Shares
1.06M
Value
4.99M
Filed
Jun 30, 2026
BULLDOG INVESTORS, LLP
CIK 1504304
Shares
658.62K
Value
3.12M
Filed
Jun 30, 2026
MARSHALL WACE, LLP
CIK 1318757
Shares
592.25K
Value
2.80M
Filed
Jun 30, 2026
CAPROCK GROUP, LLC
CIK 1610769
Shares
454.44K
Value
2.16M
Filed
Jun 30, 2026
GREEN ALPHA ADVISORS, LLC
CIK 1439207
Shares
386.78K
Value
1.78M
Filed
Sep 30, 2026
LEGAL & GENERAL GROUP PLC
CIK 764068
Shares
386.21K
Value
1.82M
Filed
Jun 30, 2026
EAGLE POINT CREDIT MANAGEMENT LLC
CIK 1607203
Shares
366.19K
Value
1.73M
Filed
Jun 30, 2026
TRUEMARK INVESTMENTS, LLC
CIK 1974457
Shares
272.51K
Value
2.57M
Filed
Mar 31, 2025
VIRTUS INVESTMENT ADVISERS, LLC
CIK 19481
Shares
252.46K
Value
1.19M
Filed
Jun 30, 2026
BLAIR WILLIAM & CO/IL
CIK 902367
Shares
239.07K
Value
1.13M
Filed
Jun 30, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
225.73K
Value
1.07M
Filed
Jun 30, 2026
CONNECTICUT WEALTH MANAGEMENT, LLC
CIK 1689829
Shares
215.52K
Value
989.23K
Filed
Sep 30, 2026
TREXQUANT INVESTMENT LP
CIK 1633445
Shares
197.54K
Value
1.86M
Filed
Mar 31, 2025
UBS GROUP AG
CIK 1610520
Shares
195.47K
Value
924.55K
Filed
Jun 30, 2026
BLACKROCK, INC.
CIK 2012383
Shares
180.90K
Value
855.67K
Filed
Jun 30, 2026
BLACKROCK FINANCE, INC.
CIK 1364742
Shares
129.74K
Value
1.56M
Filed
Jun 30, 2024
APOLLON WEALTH MANAGEMENT, LLC
CIK 1764387
Shares
127.23K
Value
583.99K
Filed
Sep 30, 2026
ARAX ADVISORY PARTNERS
CIK 1586767
Shares
126.31K
Value
597.42K
Filed
Jun 30, 2026
VIRTUS ADVISERS, LLC
CIK 1587281
Shares
124.43K
Value
1.12M
Filed
Dec 31, 2024
CAZ INVESTMENTS LP
CIK 1159363
Shares
108.63K
Value
513.82K
Filed
Jun 30, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 895421 | 1.06M | 4.99M | Jun 30, 2026 |
| 2 | BULLDOG INVESTORS, LLP | 1504304 | 658.62K | 3.12M | Jun 30, 2026 |
| 3 | MARSHALL WACE, LLP | 1318757 | 592.25K | 2.80M | Jun 30, 2026 |
| 4 | CAPROCK GROUP, LLC | 1610769 | 454.44K | 2.16M | Jun 30, 2026 |
| 5 | GREEN ALPHA ADVISORS, LLC | 1439207 | 386.78K | 1.78M | Sep 30, 2026 |
| 6 | LEGAL & GENERAL GROUP PLC | 764068 | 386.21K | 1.82M | Jun 30, 2026 |
| 7 | EAGLE POINT CREDIT MANAGEMENT LLC | 1607203 | 366.19K | 1.73M | Jun 30, 2026 |
| 8 | TRUEMARK INVESTMENTS, LLC | 1974457 | 272.51K | 2.57M | Mar 31, 2025 |
| 9 | VIRTUS INVESTMENT ADVISERS, LLC | 19481 | 252.46K | 1.19M | Jun 30, 2026 |
| 10 | BLAIR WILLIAM & CO/IL | 902367 | 239.07K | 1.13M | Jun 30, 2026 |
| 11 | BANK OF AMERICA CORP /DE/ | 70858 | 225.73K | 1.07M | Jun 30, 2026 |
| 12 | CONNECTICUT WEALTH MANAGEMENT, LLC | 1689829 | 215.52K | 989.23K | Sep 30, 2026 |
| 13 | TREXQUANT INVESTMENT LP | 1633445 | 197.54K | 1.86M | Mar 31, 2025 |
| 14 | UBS GROUP AG | 1610520 | 195.47K | 924.55K | Jun 30, 2026 |
| 15 | BLACKROCK, INC. | 2012383 | 180.90K | 855.67K | Jun 30, 2026 |
| 16 | BLACKROCK FINANCE, INC. | 1364742 | 129.74K | 1.56M | Jun 30, 2024 |
| 17 | APOLLON WEALTH MANAGEMENT, LLC | 1764387 | 127.23K | 583.99K | Sep 30, 2026 |
| 18 | ARAX ADVISORY PARTNERS | 1586767 | 126.31K | 597.42K | Jun 30, 2026 |
| 19 | VIRTUS ADVISERS, LLC | 1587281 | 124.43K | 1.12M | Dec 31, 2024 |
| 20 | CAZ INVESTMENTS LP | 1159363 | 108.63K | 513.82K | Jun 30, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.