DALLAS, TX
HIGHLAND GLOBAL ALLOCATION FUNDHGLB— Latest position per institution from SEC 13F filings
15
Institutional holders
9.28M
Total shares held
72.31M
Estimated value
463.75K
Avg. position size
RAYMOND JAMES & ASSOCIATES
CIK 1084208
Shares
2.78M
Value
21.82M
Filed
Sep 30, 2024
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
2.35M
Value
18.90M
Filed
Mar 31, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
868.78K
Value
6.98M
Filed
Mar 31, 2026
MORGAN STANLEY
CIK 895421
Shares
764.29K
Value
6.14M
Filed
Mar 31, 2026
MATISSE CAPITAL
CIK 1668256
Shares
443K
Value
3.56M
Filed
Mar 31, 2026
OSAIC HOLDINGS, INC.
CIK 1677044
Shares
325.05K
Value
2.61M
Filed
Mar 31, 2026
NWF ADVISORY SERVICES INC.
CIK 2045735
Shares
264.48K
Value
2.12M
Filed
Mar 31, 2026
NEWEDGE ADVISORS, LLC
CIK 1633516
Shares
211.41K
Value
211.41K
Filed
Mar 31, 2026
SHAKER FINANCIAL SERVICES, LLC
CIK 1511794
Shares
190.56K
Value
1.53M
Filed
Mar 31, 2026
QUANTEDGE CAPITAL PTE LTD
CIK 1561418
Shares
188.99K
Value
1.52M
Filed
Mar 31, 2026
CETERA ADVISOR NETWORKS LLC
CIK 1534468
Shares
182.14K
Value
1.65M
Filed
Mar 31, 2023
SOVEREIGN FINANCIAL GROUP, INC.
CIK 1846175
Shares
111.64K
Value
896.46K
Filed
Mar 31, 2026
BOKF, NA
CIK 9634
Shares
86.67K
Value
652.65K
Filed
Jun 30, 2024
NEXPOINT ASSET MANAGEMENT, L.P.
CIK 1469877
Shares
86.25K
Value
750.68K
Filed
Jun 30, 2025
BULLDOG INVESTORS, LLP
CIK 1504304
Shares
82.73K
Value
721.00
Filed
Sep 30, 2022
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
75.45K
Value
710.75K
Filed
Dec 31, 2022
UBS GROUP AG
CIK 1610520
Shares
73.73K
Value
592.07K
Filed
Mar 31, 2026
OPPENHEIMER & CO INC
CIK 822581
Shares
68.57K
Value
550.59K
Filed
Mar 31, 2026
GUGGENHEIM CAPITAL LLC
CIK 1283072
Shares
62.88K
Value
568.40K
Filed
Mar 31, 2023
GLOBAL RETIREMENT PARTNERS, LLC
CIK 1749744
Shares
59.72K
Value
562.53K
Filed
Dec 31, 2022
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | RAYMOND JAMES & ASSOCIATES | 1084208 | 2.78M | 21.82M | Sep 30, 2024 |
| 2 | RAYMOND JAMES FINANCIAL INC | 720005 | 2.35M | 18.90M | Mar 31, 2026 |
| 3 | LPL FINANCIAL LLC | 1403438 | 868.78K | 6.98M | Mar 31, 2026 |
| 4 | MORGAN STANLEY | 895421 | 764.29K | 6.14M | Mar 31, 2026 |
| 5 | MATISSE CAPITAL | 1668256 | 443K | 3.56M | Mar 31, 2026 |
| 6 | OSAIC HOLDINGS, INC. | 1677044 | 325.05K | 2.61M | Mar 31, 2026 |
| 7 | NWF ADVISORY SERVICES INC. | 2045735 | 264.48K | 2.12M | Mar 31, 2026 |
| 8 | NEWEDGE ADVISORS, LLC | 1633516 | 211.41K | 211.41K | Mar 31, 2026 |
| 9 | SHAKER FINANCIAL SERVICES, LLC | 1511794 | 190.56K | 1.53M | Mar 31, 2026 |
| 10 | QUANTEDGE CAPITAL PTE LTD | 1561418 | 188.99K | 1.52M | Mar 31, 2026 |
| 11 | CETERA ADVISOR NETWORKS LLC | 1534468 | 182.14K | 1.65M | Mar 31, 2023 |
| 12 | SOVEREIGN FINANCIAL GROUP, INC. | 1846175 | 111.64K | 896.46K | Mar 31, 2026 |
| 13 | BOKF, NA | 9634 | 86.67K | 652.65K | Jun 30, 2024 |
| 14 | NEXPOINT ASSET MANAGEMENT, L.P. | 1469877 | 86.25K | 750.68K | Jun 30, 2025 |
| 15 | BULLDOG INVESTORS, LLP | 1504304 | 82.73K | 721.00 | Sep 30, 2022 |
| 16 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 75.45K | 710.75K | Dec 31, 2022 |
| 17 | UBS GROUP AG | 1610520 | 73.73K | 592.07K | Mar 31, 2026 |
| 18 | OPPENHEIMER & CO INC | 822581 | 68.57K | 550.59K | Mar 31, 2026 |
| 19 | GUGGENHEIM CAPITAL LLC | 1283072 | 62.88K | 568.40K | Mar 31, 2023 |
| 20 | GLOBAL RETIREMENT PARTNERS, LLC | 1749744 | 59.72K | 562.53K | Dec 31, 2022 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.