HIGH FALLS ADVISORS, INC

Filed: 5/16/2024ACC: 0001085146-24-002650

📋 What this filing means

HIGH FALLS ADVISORS, INC filed this quarterly 13F‑HR report disclosing 123 equity positions with a total reported market value of $397.44M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

123

Positions

$397.44M

Total AUM (reported)

4.37M

Total Shares

Allocation by class

CORE S&P500 ETF$96.56M24.3%

CORE TOTAL USD$55.36M13.9%

COM$31.52M7.9%

MSCI USA QLT FCT$19.09M4.8%

US EQT FACTOR$16.69M4.2%

EAFE VALUE ETF$16.33M4.1%

MBS ETF$15.60M3.9%

Portfolio Concentration

Top 3$171.01M43.0%

4–10$97.37M24.5%

11–25$73.25M18.4%

Rest$55.80M14.0%

Top 3 weight

43.0%

Top 10 weight

67.5%

Voting Authority Distribution

Total shares with voting rights: 4.37M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.37M

% of voting shares100.0%

Investment Discretion (by position count)

Sole123

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings123

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares183.68K

TypeSH

Market value$96.56M

24.30%

Sole

0.00

Shared

0.00

None

183.68K

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.21M

TypeSH

Market value$55.36M

13.93%

Sole

0.00

Shared

0.00

None

1.21M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares116.13K

TypeSH

Market value$19.09M

4.80%

Sole

0.00

Shared

0.00

None

116.13K

BLACKROCK ETF TRUST

SOLE

US EQT FACTOR

Shares375.94K

TypeSH

Market value$16.69M

4.20%

Sole

0.00

Shared

0.00

None

375.94K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares300.23K

TypeSH

Market value$16.33M

4.11%

Sole

0.00

Shared

0.00

None

300.23K

ISHARES TR

SOLE

MBS ETF

Shares168.80K

TypeSH

Market value$15.60M

3.93%

Sole

0.00

Shared

0.00

None

168.80K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares135.59K

TypeSH

Market value$14.07M

3.54%

Sole

0.00

Shared

0.00

None

135.59K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares72.13K

TypeSH

Market value$13.47M

3.39%

Sole

0.00

Shared

0.00

None

72.13K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares127.33K

TypeSH

Market value$10.75M

2.71%

Sole

0.00

Shared

0.00

None

127.33K

ISHARES TR

SOLE

U.S. TECH ETF

Shares77.36K

TypeSH

Market value$10.45M

2.63%

Sole

0.00

Shared

0.00

None

77.36K

APPLE INC

SOLE

COM

Shares54.32K

TypeSH

Market value$9.31M

2.34%

Sole

0.00

Shared

0.00

None

54.32K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares86.10K

TypeSH

Market value$8.15M

2.05%

Sole

0.00

Shared

0.00

None

86.10K

ISHARES INC

SOLE

MSCI EMRG CHN

Shares108.75K

TypeSH

Market value$6.26M

1.58%

Sole

0.00

Shared

0.00

None

108.75K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares49.36K

TypeSH

Market value$5.67M

1.43%

Sole

0.00

Shared

0.00

None

49.36K

BLACKROCK ETF TRUST II

SOLE

FLEXIBLE INCOME

Shares99.45K

TypeSH

Market value$5.22M

1.31%

Sole

0.00

Shared

0.00

None

99.45K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares45.23K

TypeSH

Market value$4.87M

1.22%

Sole

0.00

Shared

0.00

None

45.23K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares93.22K

TypeSH

Market value$4.81M

1.21%

Sole

0.00

Shared

0.00

None

93.22K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares10.06K

TypeSH

Market value$4.46M

1.12%

Sole

0.00

Shared

0.00

None

10.06K

ISHARES TR

SOLE

HDG MSCI EAFE

Shares110.01K

TypeSH

Market value$3.84M

0.97%

Sole

0.00

Shared

0.00

None

110.01K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares73.99K

TypeSH

Market value$3.74M

0.94%

Sole

0.00

Shared

0.00

None

73.99K

MICROSOFT CORP

SOLE

COM

Shares8.84K

TypeSH

Market value$3.72M

0.94%

Sole

0.00

Shared

0.00

None

8.84K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.36K

TypeSH

Market value$3.33M

0.84%

Sole

0.00

Shared

0.00

None

6.36K

ISHARES TR

SOLE

TRS FLT RT BD

Shares65.02K

TypeSH

Market value$3.30M

0.83%

Sole

0.00

Shared

0.00

None

65.02K

ISHARES TR

SOLE

GLOBAL ENERG ETF

Shares76.71K

TypeSH

Market value$3.29M

0.83%

Sole

0.00

Shared

0.00

None

76.71K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares30.06K

TypeSH

Market value$3.27M

0.82%

Sole

0.00

Shared

0.00

None

30.06K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	183.68K	SH	$96.56M 24.30%	183.68K
ISHARES TRSOLE	CORE TOTAL USD	1.21M	SH	$55.36M 13.93%	1.21M
ISHARES TRSOLE	MSCI USA QLT FCT	116.13K	SH	$19.09M 4.80%	116.13K
BLACKROCK ETF TRUSTSOLE	US EQT FACTOR	375.94K	SH	$16.69M 4.20%	375.94K
ISHARES TRSOLE	EAFE VALUE ETF	300.23K	SH	$16.33M 4.11%	300.23K
ISHARES TRSOLE	MBS ETF	168.80K	SH	$15.60M 3.93%	168.80K
ISHARES TRSOLE	EAFE GRWTH ETF	135.59K	SH	$14.07M 3.54%	135.59K
ISHARES TRSOLE	S&P 500 VAL ETF	72.13K	SH	$13.47M 3.39%	72.13K
ISHARES TRSOLE	S&P 500 GRWT ETF	127.33K	SH	$10.75M 2.71%	127.33K
ISHARES TRSOLE	U.S. TECH ETF	77.36K	SH	$10.45M 2.63%	77.36K
APPLE INCSOLE	COM	54.32K	SH	$9.31M 2.34%	54.32K
ISHARES TRSOLE	20 YR TR BD ETF	86.10K	SH	$8.15M 2.05%	86.10K
ISHARES INCSOLE	MSCI EMRG CHN	108.75K	SH	$6.26M 1.58%	108.75K
ISHARES TRSOLE	ESG AWR MSCI USA	49.36K	SH	$5.67M 1.43%	49.36K
BLACKROCK ETF TRUST IISOLE	FLEXIBLE INCOME	99.45K	SH	$5.22M 1.31%	99.45K
ISHARES TRSOLE	NATIONAL MUN ETF	45.23K	SH	$4.87M 1.22%	45.23K
ISHARES INCSOLE	CORE MSCI EMKT	93.22K	SH	$4.81M 1.21%	93.22K
INVESCO QQQ TRSOLE	UNIT SER 1	10.06K	SH	$4.46M 1.12%	10.06K
ISHARES TRSOLE	HDG MSCI EAFE	110.01K	SH	$3.84M 0.97%	110.01K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	73.99K	SH	$3.74M 0.94%	73.99K
MICROSOFT CORPSOLE	COM	8.84K	SH	$3.72M 0.94%	8.84K
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.36K	SH	$3.33M 0.84%	6.36K
ISHARES TRSOLE	TRS FLT RT BD	65.02K	SH	$3.30M 0.83%	65.02K
ISHARES TRSOLE	GLOBAL ENERG ETF	76.71K	SH	$3.29M 0.83%	76.71K
ISHARES TRSOLE	IBOXX INV CP ETF	30.06K	SH	$3.27M 0.82%	30.06K

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