Filed: 11/15/2023ACC: 0001085146-23-004526
📋 What this filing means
HIGH FALLS ADVISORS, INC filed this quarterly 13F‑HR report disclosing 102 equity positions with a total reported market value of $333.07M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
102
Positions
$333.07M
Total AUM (reported)
3.90M
Total Shares
Allocation by class
CORE S&P500 ETF$84.22M25.3%
CORE TOTAL USD$43.15M13.0%
COM$27.33M8.2%
EAFE VALUE ETF$21.17M6.4%
MSCI USA QLT FCT$18.99M5.7%
EAFE GRWTH ETF$16.52M5.0%
MBS ETF$14.61M4.4%
Portfolio Concentration
Top 3$148.54M44.6%
4–10$88.40M26.5%
11–25$60.10M18.0%
Rest$36.04M10.8%
Top 3 weight
44.6%
Top 10 weight
71.1%
Voting Authority Distribution
Total shares with voting rights: 3.90M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.90M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole102
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings102
Rows:
ISHARES TR
SOLEShares196.13K
TypeSH
Market value$84.22M
25.29%
Sole
0.00
Shared
0.00
None
196.13K
ISHARES TR
SOLEShares986.97K
TypeSH
Market value$43.15M
12.95%
Sole
0.00
Shared
0.00
None
986.97K
ISHARES TR
SOLEShares432.64K
TypeSH
Market value$21.17M
6.36%
Sole
0.00
Shared
0.00
None
432.64K
ISHARES TR
SOLEShares144.11K
TypeSH
Market value$18.99M
5.70%
Sole
0.00
Shared
0.00
None
144.11K
ISHARES TR
SOLEShares191.39K
TypeSH
Market value$16.52M
4.96%
Sole
0.00
Shared
0.00
None
191.39K
ISHARES TR
SOLEShares164.49K
TypeSH
Market value$14.61M
4.39%
Sole
0.00
Shared
0.00
None
164.49K
ISHARES TR
SOLEShares244.70K
TypeSH
Market value$12.42M
3.73%
Sole
0.00
Shared
0.00
None
244.70K
APPLE INC
SOLEShares55.42K
TypeSH
Market value$9.49M
2.85%
Sole
0.00
Shared
0.00
None
55.42K
ISHARES TR
SOLEShares96.88K
TypeSH
Market value$8.59M
2.58%
Sole
0.00
Shared
0.00
None
96.88K
ISHARES INC
SOLEShares163.65K
TypeSH
Market value$7.79M
2.34%
Sole
0.00
Shared
0.00
None
163.65K
ISHARES TR
SOLEShares81.01K
TypeSH
Market value$7.61M
2.28%
Sole
0.00
Shared
0.00
None
81.01K
ISHARES TR
SOLEShares66.14K
TypeSH
Market value$6.75M
2.03%
Sole
0.00
Shared
0.00
None
66.14K
ISHARES TR
SOLEShares88.84K
TypeSH
Market value$6.43M
1.93%
Sole
0.00
Shared
0.00
None
88.84K
ISHARES TR
SOLEShares86.93K
TypeSH
Market value$5.95M
1.79%
Sole
0.00
Shared
0.00
None
86.93K
ISHARES TR
SOLEShares57.86K
TypeSH
Market value$5.93M
1.78%
Sole
0.00
Shared
0.00
None
57.86K
ISHARES TR
SOLEShares56.15K
TypeSH
Market value$5.89M
1.77%
Sole
0.00
Shared
0.00
None
56.15K
ISHARES TR
SOLEShares13.35K
TypeSH
Market value$3.33M
1.00%
Sole
0.00
Shared
0.00
None
13.35K
ISHARES TR
SOLEShares30.92K
TypeSH
Market value$3.21M
0.96%
Sole
0.00
Shared
0.00
None
30.92K
SPDR S&P 500 ETF TR
SOLEShares6.36K
TypeSH
Market value$2.72M
0.82%
Sole
0.00
Shared
0.00
None
6.36K
ISHARES TR
SOLEShares123.03K
TypeSH
Market value$2.71M
0.81%
Sole
0.00
Shared
0.00
None
123.03K
MICROSOFT CORP
SOLEShares7.81K
TypeSH
Market value$2.47M
0.74%
Sole
0.00
Shared
0.00
None
7.81K
ISHARES TR
SOLEShares57.74K
TypeSH
Market value$2.11M
0.63%
Sole
0.00
Shared
0.00
None
57.74K
ISHARES TR
SOLEShares21.81K
TypeSH
Market value$1.80M
0.54%
Sole
0.00
Shared
0.00
None
21.81K
SPDR SER TR
SOLEShares14.72K
TypeSH
Market value$1.69M
0.51%
Sole
0.00
Shared
0.00
None
14.72K
VANGUARD MUN BD FDS
SOLEShares31.27K
TypeSH
Market value$1.50M
0.45%
Sole
0.00
Shared
0.00
None
31.27K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 196.13K | SH | $84.22M 25.29% | 0.00 | 0.00 | 196.13K |
ISHARES TRSOLE | CORE TOTAL USD | 986.97K | SH | $43.15M 12.95% | 0.00 | 0.00 | 986.97K |
ISHARES TRSOLE | EAFE VALUE ETF | 432.64K | SH | $21.17M 6.36% | 0.00 | 0.00 | 432.64K |
ISHARES TRSOLE | MSCI USA QLT FCT | 144.11K | SH | $18.99M 5.70% | 0.00 | 0.00 | 144.11K |
ISHARES TRSOLE | EAFE GRWTH ETF | 191.39K | SH | $16.52M 4.96% | 0.00 | 0.00 | 191.39K |
ISHARES TRSOLE | MBS ETF | 164.49K | SH | $14.61M 4.39% | 0.00 | 0.00 | 164.49K |
ISHARES TRSOLE | TRS FLT RT BD | 244.70K | SH | $12.42M 3.73% | 0.00 | 0.00 | 244.70K |
APPLE INCSOLE | COM | 55.42K | SH | $9.49M 2.85% | 0.00 | 0.00 | 55.42K |
ISHARES TRSOLE | 20 YR TR BD ETF | 96.88K | SH | $8.59M 2.58% | 0.00 | 0.00 | 96.88K |
ISHARES INCSOLE | CORE MSCI EMKT | 163.65K | SH | $7.79M 2.34% | 0.00 | 0.00 | 163.65K |
ISHARES TRSOLE | ESG AWR MSCI USA | 81.01K | SH | $7.61M 2.28% | 0.00 | 0.00 | 81.01K |
ISHARES TRSOLE | IBOXX INV CP ETF | 66.14K | SH | $6.75M 2.03% | 0.00 | 0.00 | 66.14K |
ISHARES TRSOLE | MSCI USA MIN VOL | 88.84K | SH | $6.43M 1.93% | 0.00 | 0.00 | 88.84K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 86.93K | SH | $5.95M 1.79% | 0.00 | 0.00 | 86.93K |
ISHARES TRSOLE | NATIONAL MUN ETF | 57.86K | SH | $5.93M 1.78% | 0.00 | 0.00 | 57.86K |
ISHARES TRSOLE | U.S. TECH ETF | 56.15K | SH | $5.89M 1.77% | 0.00 | 0.00 | 56.15K |
ISHARES TRSOLE | CORE S&P MCP ETF | 13.35K | SH | $3.33M 1.00% | 0.00 | 0.00 | 13.35K |
ISHARES TRSOLE | TIPS BD ETF | 30.92K | SH | $3.21M 0.96% | 0.00 | 0.00 | 30.92K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 6.36K | SH | $2.72M 0.82% | 0.00 | 0.00 | 6.36K |
ISHARES TRSOLE | US TREAS BD ETF | 123.03K | SH | $2.71M 0.81% | 0.00 | 0.00 | 123.03K |
MICROSOFT CORPSOLE | COM | 7.81K | SH | $2.47M 0.74% | 0.00 | 0.00 | 7.81K |
ISHARES TRSOLE | US INFRASTRUC | 57.74K | SH | $2.11M 0.63% | 0.00 | 0.00 | 57.74K |
ISHARES TRSOLE | JPMORGAN USD EMG | 21.81K | SH | $1.80M 0.54% | 0.00 | 0.00 | 21.81K |
SPDR SER TRSOLE | S&P DIVID ETF | 14.72K | SH | $1.69M 0.51% | 0.00 | 0.00 | 14.72K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 31.27K | SH | $1.50M 0.45% | 0.00 | 0.00 | 31.27K |
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