HIGH FALLS ADVISORS, INC

Filed: 5/15/2023ACC: 0001085146-23-002327

📋 What this filing means

HIGH FALLS ADVISORS, INC filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $336.04M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

105

Positions

$336.04M

Total AUM (reported)

4.35M

Total Shares

Allocation by class

CORE S&P500 ETF$68.31M20.3%

CORE TOTAL USD$46.40M13.8%

COM$25.04M7.5%

MSCI USA QLT FCT$24.00M7.1%

EAFE GRWTH ETF$22.54M6.7%

MBS ETF$17.71M5.3%

ESG AWR MSCI USA$15.58M4.6%

Portfolio Concentration

Top 3$138.70M41.3%

4–10$109.72M32.6%

11–25$50.60M15.1%

Rest$37.02M11.0%

Top 3 weight

41.3%

Top 10 weight

73.9%

Voting Authority Distribution

Total shares with voting rights: 4.35M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.35M

% of voting shares100.0%

Investment Discretion (by position count)

Sole105

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings105

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares166.17K

TypeSH

Market value$68.31M

20.33%

Sole

0.00

Shared

0.00

None

166.17K

ISHARES TR

SOLE

CORE TOTAL USD

Shares1.01M

TypeSH

Market value$46.40M

13.81%

Sole

0.00

Shared

0.00

None

1.01M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares193.43K

TypeSH

Market value$24.00M

7.14%

Sole

0.00

Shared

0.00

None

193.43K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares240.59K

TypeSH

Market value$22.54M

6.71%

Sole

0.00

Shared

0.00

None

240.59K

ISHARES TR

SOLE

MBS ETF

Shares186.99K

TypeSH

Market value$17.71M

5.27%

Sole

0.00

Shared

0.00

None

186.99K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares172.24K

TypeSH

Market value$15.58M

4.64%

Sole

0.00

Shared

0.00

None

172.24K

ISHARES TR

SOLE

US TREAS BD ETF

Shares665.49K

TypeSH

Market value$15.56M

4.63%

Sole

0.00

Shared

0.00

None

665.49K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares309.44K

TypeSH

Market value$15.02M

4.47%

Sole

0.00

Shared

0.00

None

309.44K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares260.98K

TypeSH

Market value$12.73M

3.79%

Sole

0.00

Shared

0.00

None

260.98K

ISHARES TR

SOLE

U.S. TECH ETF

Shares113.97K

TypeSH

Market value$10.58M

3.15%

Sole

0.00

Shared

0.00

None

113.97K

APPLE INC

SOLE

COM

Shares51.89K

TypeSH

Market value$8.56M

2.55%

Sole

0.00

Shared

0.00

None

51.89K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares105.96K

TypeSH

Market value$7.71M

2.29%

Sole

0.00

Shared

0.00

None

105.96K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares60.37K

TypeSH

Market value$6.50M

1.94%

Sole

0.00

Shared

0.00

None

60.37K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares44.40K

TypeSH

Market value$5.09M

1.51%

Sole

0.00

Shared

0.00

None

44.40K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.22K

TypeSH

Market value$2.96M

0.88%

Sole

0.00

Shared

0.00

None

9.22K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares25.92K

TypeSH

Market value$2.84M

0.85%

Sole

0.00

Shared

0.00

None

25.92K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.34K

TypeSH

Market value$2.60M

0.77%

Sole

0.00

Shared

0.00

None

6.34K

ISHARES TR

SOLE

US INFRASTRUC

Shares57.67K

TypeSH

Market value$2.15M

0.64%

Sole

0.00

Shared

0.00

None

57.67K

ISHARES TR

SOLE

JPMORGAN USD EMG

Shares24.03K

TypeSH

Market value$2.07M

0.62%

Sole

0.00

Shared

0.00

None

24.03K

MICROSOFT CORP

SOLE

COM

Shares6.99K

TypeSH

Market value$2.02M

0.60%

Sole

0.00

Shared

0.00

None

6.99K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares14.28K

TypeSH

Market value$1.77M

0.53%

Sole

0.00

Shared

0.00

None

14.28K

ISHARES TR

SOLE

FALN ANGLS USD

Shares69.49K

TypeSH

Market value$1.76M

0.52%

Sole

0.00

Shared

0.00

None

69.49K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares14.82K

TypeSH

Market value$1.74M

0.52%

Sole

0.00

Shared

0.00

None

14.82K

ISHARES TR

SOLE

7-10 YR TRSY BD

Shares14.94K

TypeSH

Market value$1.48M

0.44%

Sole

0.00

Shared

0.00

None

14.94K

ISHARES INC

SOLE

ESG AWR MSCI EM

Shares43.48K

TypeSH

Market value$1.37M

0.41%

Sole

0.00

Shared

0.00

None

43.48K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	166.17K	SH	$68.31M 20.33%	166.17K
ISHARES TRSOLE	CORE TOTAL USD	1.01M	SH	$46.40M 13.81%	1.01M
ISHARES TRSOLE	MSCI USA QLT FCT	193.43K	SH	$24.00M 7.14%	193.43K
ISHARES TRSOLE	EAFE GRWTH ETF	240.59K	SH	$22.54M 6.71%	240.59K
ISHARES TRSOLE	MBS ETF	186.99K	SH	$17.71M 5.27%	186.99K
ISHARES TRSOLE	ESG AWR MSCI USA	172.24K	SH	$15.58M 4.64%	172.24K
ISHARES TRSOLE	US TREAS BD ETF	665.49K	SH	$15.56M 4.63%	665.49K
ISHARES TRSOLE	EAFE VALUE ETF	309.44K	SH	$15.02M 4.47%	309.44K
ISHARES INCSOLE	CORE MSCI EMKT	260.98K	SH	$12.73M 3.79%	260.98K
ISHARES TRSOLE	U.S. TECH ETF	113.97K	SH	$10.58M 3.15%	113.97K
APPLE INCSOLE	COM	51.89K	SH	$8.56M 2.55%	51.89K
ISHARES TRSOLE	MSCI USA MIN VOL	105.96K	SH	$7.71M 2.29%	105.96K
ISHARES TRSOLE	NATIONAL MUN ETF	60.37K	SH	$6.50M 1.94%	60.37K
ISHARES TRSOLE	10-20 YR TRS ETF	44.40K	SH	$5.09M 1.51%	44.40K
INVESCO QQQ TRSOLE	UNIT SER 1	9.22K	SH	$2.96M 0.88%	9.22K
ISHARES TRSOLE	IBOXX INV CP ETF	25.92K	SH	$2.84M 0.85%	25.92K
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.34K	SH	$2.60M 0.77%	6.34K
ISHARES TRSOLE	US INFRASTRUC	57.67K	SH	$2.15M 0.64%	57.67K
ISHARES TRSOLE	JPMORGAN USD EMG	24.03K	SH	$2.07M 0.62%	24.03K
MICROSOFT CORPSOLE	COM	6.99K	SH	$2.02M 0.60%	6.99K
SPDR SER TRSOLE	S&P DIVID ETF	14.28K	SH	$1.77M 0.53%	14.28K
ISHARES TRSOLE	FALN ANGLS USD	69.49K	SH	$1.76M 0.52%	69.49K
ISHARES TRSOLE	SELECT DIVID ETF	14.82K	SH	$1.74M 0.52%	14.82K
ISHARES TRSOLE	7-10 YR TRSY BD	14.94K	SH	$1.48M 0.44%	14.94K
ISHARES INCSOLE	ESG AWR MSCI EM	43.48K	SH	$1.37M 0.41%	43.48K

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