HIGH FALLS ADVISORS, INC

Filed: 2/14/2023ACC: 0001085146-23-001376

📋 What this filing means

HIGH FALLS ADVISORS, INC filed this quarterly 13F‑HR report disclosing 114 equity positions with a total reported market value of $321.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

114

Positions

$321.12M

Total AUM (reported)

4.36M

Total Shares

Allocation by class

CORE S&P500 ETF$65.45M20.4%

CORE TOTAL USD$40.33M12.6%

ESG AWR MSCI USA$35.80M11.1%

COM$23.15M7.2%

EAFE VALUE ETF$19.28M6.0%

MBS ETF$13.79M4.3%

EAFE GRWTH ETF$13.68M4.3%

Portfolio Concentration

Top 3$141.58M44.1%

4–10$81.51M25.4%

11–25$53.87M16.8%

Rest$44.16M13.8%

Top 3 weight

44.1%

Top 10 weight

69.5%

Voting Authority Distribution

Total shares with voting rights: 4.36M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.36M

% of voting shares100.0%

Investment Discretion (by position count)

Sole114

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings114

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares170.35K

TypeSH

Market value$65.45M

20.38%

Sole

0.00

Shared

0.00

None

170.35K

ISHARES TR

SOLE

CORE TOTAL USD

Shares897.72K

TypeSH

Market value$40.33M

12.56%

Sole

0.00

Shared

0.00

None

897.72K

ISHARES TR

SOLE

ESG AWR MSCI USA

Shares422.42K

TypeSH

Market value$35.80M

11.15%

Sole

0.00

Shared

0.00

None

422.42K

ISHARES TR

SOLE

EAFE VALUE ETF

Shares420.21K

TypeSH

Market value$19.28M

6.00%

Sole

0.00

Shared

0.00

None

420.21K

ISHARES TR

SOLE

MBS ETF

Shares148.72K

TypeSH

Market value$13.79M

4.30%

Sole

0.00

Shared

0.00

None

148.72K

ISHARES TR

SOLE

EAFE GRWTH ETF

Shares163.26K

TypeSH

Market value$13.68M

4.26%

Sole

0.00

Shared

0.00

None

163.26K

ISHARES INC

SOLE

MSCI EMERG MRKT

Shares230.42K

TypeSH

Market value$12.22M

3.81%

Sole

0.00

Shared

0.00

None

230.42K

ISHARES TR

SOLE

US TREAS BD ETF

Shares385.48K

TypeSH

Market value$8.76M

2.73%

Sole

0.00

Shared

0.00

None

385.48K

ISHARES TR

SOLE

0-5YR HI YL CP

Shares176.53K

TypeSH

Market value$7.22M

2.25%

Sole

0.00

Shared

0.00

None

176.53K

APPLE INC

SOLE

COM

Shares50.48K

TypeSH

Market value$6.56M

2.04%

Sole

0.00

Shared

0.00

None

50.48K

ISHARES TR

SOLE

U.S. TECH ETF

Shares83.42K

TypeSH

Market value$6.21M

1.94%

Sole

0.00

Shared

0.00

None

83.42K

ISHARES TR

SOLE

10-20 YR TRS ETF

Shares55.89K

TypeSH

Market value$6.05M

1.88%

Sole

0.00

Shared

0.00

None

55.89K

ISHARES TR

SOLE

MSCI USA MIN VOL

Shares80.49K

TypeSH

Market value$5.80M

1.81%

Sole

0.00

Shared

0.00

None

80.49K

ISHARES TR

SOLE

NATIONAL MUN ETF

Shares53.20K

TypeSH

Market value$5.61M

1.75%

Sole

0.00

Shared

0.00

None

53.20K

ISHARES TR

SOLE

MSCI USA MMENTM

Shares33.33K

TypeSH

Market value$4.86M

1.51%

Sole

0.00

Shared

0.00

None

33.33K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares45.92K

TypeSH

Market value$4.35M

1.35%

Sole

0.00

Shared

0.00

None

45.92K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares32.32K

TypeSH

Market value$3.41M

1.06%

Sole

0.00

Shared

0.00

None

32.32K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares6.96K

TypeSH

Market value$2.66M

0.83%

Sole

0.00

Shared

0.00

None

6.96K

ISHARES TR

SOLE

CONV BD ETF

Shares35.61K

TypeSH

Market value$2.47M

0.77%

Sole

0.00

Shared

0.00

None

35.61K

ISHARES U S ETF TR

SOLE

GSCI CMDTY STGY

Shares87.72K

TypeSH

Market value$2.47M

0.77%

Sole

0.00

Shared

0.00

None

87.72K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares9.26K

TypeSH

Market value$2.47M

0.77%

Sole

0.00

Shared

0.00

None

9.26K

ISHARES TR

SOLE

US INFRASTRUC

Shares57.85K

TypeSH

Market value$2.10M

0.65%

Sole

0.00

Shared

0.00

None

57.85K

ISHARES TR

SOLE

SELECT DIVID ETF

Shares15.36K

TypeSH

Market value$1.85M

0.58%

Sole

0.00

Shared

0.00

None

15.36K

SPDR SER TR

SOLE

S&P DIVID ETF

Shares14.28K

TypeSH

Market value$1.79M

0.56%

Sole

0.00

Shared

0.00

None

14.28K

ISHARES TR

SOLE

FALN ANGLS USD

Shares71.61K

TypeSH

Market value$1.76M

0.55%

Sole

0.00

Shared

0.00

None

71.61K

Issuer	Class	Shares	Type	Value / Portfolio %	None
ISHARES TRSOLE	CORE S&P500 ETF	170.35K	SH	$65.45M 20.38%	170.35K
ISHARES TRSOLE	CORE TOTAL USD	897.72K	SH	$40.33M 12.56%	897.72K
ISHARES TRSOLE	ESG AWR MSCI USA	422.42K	SH	$35.80M 11.15%	422.42K
ISHARES TRSOLE	EAFE VALUE ETF	420.21K	SH	$19.28M 6.00%	420.21K
ISHARES TRSOLE	MBS ETF	148.72K	SH	$13.79M 4.30%	148.72K
ISHARES TRSOLE	EAFE GRWTH ETF	163.26K	SH	$13.68M 4.26%	163.26K
ISHARES INCSOLE	MSCI EMERG MRKT	230.42K	SH	$12.22M 3.81%	230.42K
ISHARES TRSOLE	US TREAS BD ETF	385.48K	SH	$8.76M 2.73%	385.48K
ISHARES TRSOLE	0-5YR HI YL CP	176.53K	SH	$7.22M 2.25%	176.53K
APPLE INCSOLE	COM	50.48K	SH	$6.56M 2.04%	50.48K
ISHARES TRSOLE	U.S. TECH ETF	83.42K	SH	$6.21M 1.94%	83.42K
ISHARES TRSOLE	10-20 YR TRS ETF	55.89K	SH	$6.05M 1.88%	55.89K
ISHARES TRSOLE	MSCI USA MIN VOL	80.49K	SH	$5.80M 1.81%	80.49K
ISHARES TRSOLE	NATIONAL MUN ETF	53.20K	SH	$5.61M 1.75%	53.20K
ISHARES TRSOLE	MSCI USA MMENTM	33.33K	SH	$4.86M 1.51%	33.33K
ISHARES TRSOLE	CORE S&P SCP ETF	45.92K	SH	$4.35M 1.35%	45.92K
ISHARES TRSOLE	IBOXX INV CP ETF	32.32K	SH	$3.41M 1.06%	32.32K
SPDR S&P 500 ETF TRSOLE	TR UNIT	6.96K	SH	$2.66M 0.83%	6.96K
ISHARES TRSOLE	CONV BD ETF	35.61K	SH	$2.47M 0.77%	35.61K
ISHARES U S ETF TRSOLE	GSCI CMDTY STGY	87.72K	SH	$2.47M 0.77%	87.72K
INVESCO QQQ TRSOLE	UNIT SER 1	9.26K	SH	$2.47M 0.77%	9.26K
ISHARES TRSOLE	US INFRASTRUC	57.85K	SH	$2.10M 0.65%	57.85K
ISHARES TRSOLE	SELECT DIVID ETF	15.36K	SH	$1.85M 0.58%	15.36K
SPDR SER TRSOLE	S&P DIVID ETF	14.28K	SH	$1.79M 0.56%	14.28K
ISHARES TRSOLE	FALN ANGLS USD	71.61K	SH	$1.76M 0.55%	71.61K

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