Filed: 11/8/2022ACC: 0001606587-22-002185
📋 What this filing means
HEROLD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $208.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
189
Positions
$208.0K
Total AUM (reported)
2.84M
Total Shares
Allocation by class
COM$131.6K63.3%
CL A$11.9K5.7%
COM CL A$4.9K2.4%
LP INT UNIT$4.3K2.1%
COM NEW$3.5K1.7%
CL B$3.1K1.5%
ENERGY$2.7K1.3%
Portfolio Concentration
Top 3$24.7K11.9%
4–10$25.7K12.4%
11–25$38.5K18.5%
Rest$119.1K57.2%
Top 3 weight
11.9%
Top 10 weight
24.2%
Voting Authority Distribution
Total shares with voting rights: 2.84M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.84M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole189
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings189
Rows:
APPLE INC COM
SOLEShares83.53K
TypeSH
Market value$11.5K
5.55%
Sole
0.00
Shared
0.00
None
83.53K
MICROSOFT CORP COM
SOLEShares34.96K
TypeSH
Market value$8.1K
3.91%
Sole
0.00
Shared
0.00
None
34.96K
MASTERCARD INC CL A
SOLEShares17.58K
TypeSH
Market value$5.0K
2.40%
Sole
0.00
Shared
0.00
None
17.58K
VISA INC COM CL A
SOLEShares27.63K
TypeSH
Market value$4.9K
2.36%
Sole
0.00
Shared
0.00
None
27.63K
ABBVIE INC COM
SOLEShares32.40K
TypeSH
Market value$4.3K
2.09%
Sole
0.00
Shared
0.00
None
32.40K
BROOKFIELD INFRASTRUCTURE PARTNERS LP LTD PARTNERSHIP INT UNIT ISINBMG162521014
SOLEShares120.25K
TypeSH
Market value$4.3K
2.07%
Sole
0.00
Shared
0.00
None
120.25K
JPMORGAN CHASE & CO COM
SOLEShares29.73K
TypeSH
Market value$3.1K
1.49%
Sole
0.00
Shared
0.00
None
29.73K
HOME DEPOT INC COM
SOLEShares11.13K
TypeSH
Market value$3.1K
1.48%
Sole
0.00
Shared
0.00
None
11.13K
CHEVRON CORP NEW COM
SOLEShares21.23K
TypeSH
Market value$3.0K
1.47%
Sole
0.00
Shared
0.00
None
21.23K
WALMART INC COM
SOLEShares22.74K
TypeSH
Market value$2.9K
1.42%
Sole
0.00
Shared
0.00
None
22.74K
LILLY ELI & CO COM
SOLEShares9.01K
TypeSH
Market value$2.9K
1.40%
Sole
0.00
Shared
0.00
None
9.01K
CVS HEALTH CORP COM
SOLEShares30.44K
TypeSH
Market value$2.9K
1.40%
Sole
0.00
Shared
0.00
None
30.44K
EXXON MOBIL CORP COM
SOLEShares33.04K
TypeSH
Market value$2.9K
1.39%
Sole
0.00
Shared
0.00
None
33.04K
JOHNSON & JOHNSON COM
SOLEShares17.47K
TypeSH
Market value$2.9K
1.37%
Sole
0.00
Shared
0.00
None
17.47K
PROCTER & GAMBLE CO COM
SOLEShares22.42K
TypeSH
Market value$2.8K
1.36%
Sole
0.00
Shared
0.00
None
22.42K
NIKE INC CL B
SOLEShares33.98K
TypeSH
Market value$2.8K
1.36%
Sole
0.00
Shared
0.00
None
33.98K
SELECT SECTOR SPDR TR ENERGY
SOLEShares37.62K
TypeSH
Market value$2.7K
1.30%
Sole
0.00
Shared
0.00
None
37.62K
MERCK & CO INC NEW COM
SOLEShares28.77K
TypeSH
Market value$2.5K
1.19%
Sole
0.00
Shared
0.00
None
28.77K
BROOKFIELD ASSET MGMT INC VTG SHS CL A ISINCA1125851040
SOLEShares59.34K
TypeSH
Market value$2.4K
1.17%
Sole
0.00
Shared
0.00
None
59.34K
COSTCO WHOLESALE CORP NEW COM
SOLEShares5.06K
TypeSH
Market value$2.4K
1.15%
Sole
0.00
Shared
0.00
None
5.06K
INTERNATIONAL BUSINESS MACHS CORP COM
SOLEShares19.72K
TypeSH
Market value$2.3K
1.13%
Sole
0.00
Shared
0.00
None
19.72K
AMERICAN TOWER CORP NEW COM
SOLEShares10.60K
TypeSH
Market value$2.3K
1.09%
Sole
0.00
Shared
0.00
None
10.60K
S&P GLOBAL INC COM
SOLEShares7.42K
TypeSH
Market value$2.3K
1.09%
Sole
0.00
Shared
0.00
None
7.42K
WASTE MGMT INC DEL COM
SOLEShares13.81K
TypeSH
Market value$2.2K
1.06%
Sole
0.00
Shared
0.00
None
13.81K
VERIZON COMMUNICATIONS INC COM
SOLEShares57.90K
TypeSH
Market value$2.2K
1.06%
Sole
0.00
Shared
0.00
None
57.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INC COMSOLE | COM | 83.53K | SH | $11.5K 5.55% | 0.00 | 0.00 | 83.53K |
MICROSOFT CORP COMSOLE | COM | 34.96K | SH | $8.1K 3.91% | 0.00 | 0.00 | 34.96K |
MASTERCARD INC CL ASOLE | CL A | 17.58K | SH | $5.0K 2.40% | 0.00 | 0.00 | 17.58K |
VISA INC COM CL ASOLE | COM CL A | 27.63K | SH | $4.9K 2.36% | 0.00 | 0.00 | 27.63K |
ABBVIE INC COMSOLE | COM | 32.40K | SH | $4.3K 2.09% | 0.00 | 0.00 | 32.40K |
BROOKFIELD INFRASTRUCTURE PARTNERS LP LTD PARTNERSHIP INT UNIT ISINBMG162521014SOLE | LP INT UNIT | 120.25K | SH | $4.3K 2.07% | 0.00 | 0.00 | 120.25K |
JPMORGAN CHASE & CO COMSOLE | COM | 29.73K | SH | $3.1K 1.49% | 0.00 | 0.00 | 29.73K |
HOME DEPOT INC COMSOLE | COM | 11.13K | SH | $3.1K 1.48% | 0.00 | 0.00 | 11.13K |
CHEVRON CORP NEW COMSOLE | COM | 21.23K | SH | $3.0K 1.47% | 0.00 | 0.00 | 21.23K |
WALMART INC COMSOLE | COM | 22.74K | SH | $2.9K 1.42% | 0.00 | 0.00 | 22.74K |
LILLY ELI & CO COMSOLE | COM | 9.01K | SH | $2.9K 1.40% | 0.00 | 0.00 | 9.01K |
CVS HEALTH CORP COMSOLE | COM | 30.44K | SH | $2.9K 1.40% | 0.00 | 0.00 | 30.44K |
EXXON MOBIL CORP COMSOLE | COM | 33.04K | SH | $2.9K 1.39% | 0.00 | 0.00 | 33.04K |
JOHNSON & JOHNSON COMSOLE | COM | 17.47K | SH | $2.9K 1.37% | 0.00 | 0.00 | 17.47K |
PROCTER & GAMBLE CO COMSOLE | COM | 22.42K | SH | $2.8K 1.36% | 0.00 | 0.00 | 22.42K |
NIKE INC CL BSOLE | CL B | 33.98K | SH | $2.8K 1.36% | 0.00 | 0.00 | 33.98K |
SELECT SECTOR SPDR TR ENERGYSOLE | ENERGY | 37.62K | SH | $2.7K 1.30% | 0.00 | 0.00 | 37.62K |
MERCK & CO INC NEW COMSOLE | COM | 28.77K | SH | $2.5K 1.19% | 0.00 | 0.00 | 28.77K |
BROOKFIELD ASSET MGMT INC VTG SHS CL A ISINCA1125851040SOLE | CL A LTD VT SH | 59.34K | SH | $2.4K 1.17% | 0.00 | 0.00 | 59.34K |
COSTCO WHOLESALE CORP NEW COMSOLE | COM | 5.06K | SH | $2.4K 1.15% | 0.00 | 0.00 | 5.06K |
INTERNATIONAL BUSINESS MACHS CORP COMSOLE | COM | 19.72K | SH | $2.3K 1.13% | 0.00 | 0.00 | 19.72K |
AMERICAN TOWER CORP NEW COMSOLE | COM | 10.60K | SH | $2.3K 1.09% | 0.00 | 0.00 | 10.60K |
S&P GLOBAL INC COMSOLE | COM | 7.42K | SH | $2.3K 1.09% | 0.00 | 0.00 | 7.42K |
WASTE MGMT INC DEL COMSOLE | COM | 13.81K | SH | $2.2K 1.06% | 0.00 | 0.00 | 13.81K |
VERIZON COMMUNICATIONS INC COMSOLE | COM | 57.90K | SH | $2.2K 1.06% | 0.00 | 0.00 | 57.90K |
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