Filed: 2/14/2023ACC: 0001172661-23-001222
📋 What this filing means
HEROLD ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 204 equity positions with a total reported market value of $236.16M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
204
Positions
$236.16M
Total AUM (reported)
2.92M
Total Shares
Allocation by class
COM$152.85M64.7%
CL A$13.33M5.6%
COM CL A$5.87M2.5%
CL B$4.43M1.9%
LP INT UNIT$3.73M1.6%
COM NEW$3.61M1.5%
ENERGY$3.33M1.4%
Portfolio Concentration
Top 3$27.81M11.8%
4–10$30.76M13.0%
11–25$44.18M18.7%
Rest$133.41M56.5%
Top 3 weight
11.8%
Top 10 weight
24.8%
Voting Authority Distribution
Total shares with voting rights: 2.92M
Sole
Full voting authority
2.92M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole204
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings204
Rows:
APPLE INC
SOLEShares91.51K
TypeSH
Market value$11.89M
5.03%
Sole
91.51K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares40.90K
TypeSH
Market value$9.81M
4.15%
Sole
40.90K
Shared
0.00
None
0.00
MASTERCARD INCORPORATED
SOLEShares17.58K
TypeSH
Market value$6.11M
2.59%
Sole
17.58K
Shared
0.00
None
0.00
VISA INC
SOLEShares28.26K
TypeSH
Market value$5.87M
2.49%
Sole
28.26K
Shared
0.00
None
0.00
ABBVIE INC
SOLEShares33.93K
TypeSH
Market value$5.48M
2.32%
Sole
33.93K
Shared
0.00
None
0.00
JPMORGAN CHASE & CO
SOLEShares29.79K
TypeSH
Market value$4.00M
1.69%
Sole
29.79K
Shared
0.00
None
0.00
NIKE INC
SOLEShares33.78K
TypeSH
Market value$3.95M
1.67%
Sole
33.78K
Shared
0.00
None
0.00
LILLY ELI & CO
SOLEShares10.51K
TypeSH
Market value$3.84M
1.63%
Sole
10.51K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares12.10K
TypeSH
Market value$3.82M
1.62%
Sole
12.10K
Shared
0.00
None
0.00
CHEVRON CORP NEW
SOLEShares21.10K
TypeSH
Market value$3.79M
1.60%
Sole
21.10K
Shared
0.00
None
0.00
BROOKFIELD INFRAST PARTNERS
SOLEShares120.31K
TypeSH
Market value$3.73M
1.58%
Sole
120.31K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares33.17K
TypeSH
Market value$3.66M
1.55%
Sole
33.17K
Shared
0.00
None
0.00
WALMART INC
SOLEShares24.74K
TypeSH
Market value$3.51M
1.49%
Sole
24.74K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares31.26K
TypeSH
Market value$3.47M
1.47%
Sole
31.26K
Shared
0.00
None
0.00
PROCTER AND GAMBLE CO
SOLEShares22.83K
TypeSH
Market value$3.46M
1.47%
Sole
22.83K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares38.03K
TypeSH
Market value$3.33M
1.41%
Sole
38.03K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares18.37K
TypeSH
Market value$3.25M
1.37%
Sole
18.37K
Shared
0.00
None
0.00
INTERNATIONAL BUSINESS MACHS
SOLEShares20.28K
TypeSH
Market value$2.86M
1.21%
Sole
20.28K
Shared
0.00
None
0.00
ONEOK INC NEW
SOLEShares41.97K
TypeSH
Market value$2.76M
1.17%
Sole
41.97K
Shared
0.00
None
0.00
S&P GLOBAL INC
SOLEShares7.42K
TypeSH
Market value$2.49M
1.05%
Sole
7.42K
Shared
0.00
None
0.00
VERIZON COMMUNICATIONS INC
SOLEShares62.34K
TypeSH
Market value$2.46M
1.04%
Sole
62.34K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares16.07K
TypeSH
Market value$2.35M
0.99%
Sole
16.07K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares32.35K
TypeSH
Market value$2.33M
0.99%
Sole
32.35K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares5.01K
TypeSH
Market value$2.29M
0.97%
Sole
5.01K
Shared
0.00
None
0.00
DEERE & CO
SOLEShares5.29K
TypeSH
Market value$2.27M
0.96%
Sole
5.29K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 91.51K | SH | $11.89M 5.03% | 91.51K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 40.90K | SH | $9.81M 4.15% | 40.90K | 0.00 | 0.00 |
MASTERCARD INCORPORATEDSOLE | CL A | 17.58K | SH | $6.11M 2.59% | 17.58K | 0.00 | 0.00 |
VISA INCSOLE | COM CL A | 28.26K | SH | $5.87M 2.49% | 28.26K | 0.00 | 0.00 |
ABBVIE INCSOLE | COM | 33.93K | SH | $5.48M 2.32% | 33.93K | 0.00 | 0.00 |
JPMORGAN CHASE & COSOLE | COM | 29.79K | SH | $4.00M 1.69% | 29.79K | 0.00 | 0.00 |
NIKE INCSOLE | CL B | 33.78K | SH | $3.95M 1.67% | 33.78K | 0.00 | 0.00 |
LILLY ELI & COSOLE | COM | 10.51K | SH | $3.84M 1.63% | 10.51K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 12.10K | SH | $3.82M 1.62% | 12.10K | 0.00 | 0.00 |
CHEVRON CORP NEWSOLE | COM | 21.10K | SH | $3.79M 1.60% | 21.10K | 0.00 | 0.00 |
BROOKFIELD INFRAST PARTNERSSOLE | LP INT UNIT | 120.31K | SH | $3.73M 1.58% | 120.31K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 33.17K | SH | $3.66M 1.55% | 33.17K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 24.74K | SH | $3.51M 1.49% | 24.74K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 31.26K | SH | $3.47M 1.47% | 31.26K | 0.00 | 0.00 |
PROCTER AND GAMBLE COSOLE | COM | 22.83K | SH | $3.46M 1.47% | 22.83K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | ENERGY | 38.03K | SH | $3.33M 1.41% | 38.03K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 18.37K | SH | $3.25M 1.37% | 18.37K | 0.00 | 0.00 |
INTERNATIONAL BUSINESS MACHSSOLE | COM | 20.28K | SH | $2.86M 1.21% | 20.28K | 0.00 | 0.00 |
ONEOK INC NEWSOLE | COM | 41.97K | SH | $2.76M 1.17% | 41.97K | 0.00 | 0.00 |
S&P GLOBAL INCSOLE | COM | 7.42K | SH | $2.49M 1.05% | 7.42K | 0.00 | 0.00 |
VERIZON COMMUNICATIONS INCSOLE | COM | 62.34K | SH | $2.46M 1.04% | 62.34K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 16.07K | SH | $2.35M 0.99% | 16.07K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 32.35K | SH | $2.33M 0.99% | 32.35K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 5.01K | SH | $2.29M 0.97% | 5.01K | 0.00 | 0.00 |
DEERE & COSOLE | COM | 5.29K | SH | $2.27M 0.96% | 5.29K | 0.00 | 0.00 |
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