HENNION & WALSH ASSET MANAGEMENT, INC.

PrivateCIK: 1861642

Location

PARSIPPANY, NJ

969

Positions

$3.42B

Total AUM (reported)

129.57M

Total Shares

Allocation by class

COM$1.84B53.8%

CORE S&P500 ETF$150.40M4.4%

COM NEW$123.73M3.6%

CL A$88.07M2.6%

DYNAMIC INTL EQT$67.26M2.0%

ISHARES US EQUIT$62.46M1.8%

SHS$57.09M1.7%

Portfolio Concentration

Top 3$280.12M8.2%

4–10$292.36M8.6%

11–25$356.22M10.4%

Rest$2.49B72.8%

Top 3 weight

8.2%

Top 10 weight

16.7%

Voting Authority Distribution

Total shares with voting rights: 129.57M

Sole

Full voting authority

117.18M

% of voting shares90.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.39M

% of voting shares9.6%

Investment Discretion (by position count)

Sole969

Shared0

Other0

Dominant voting typeSole · 90.4% of voting shares

Institutional Holdings969

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares196.38K

TypeSH

Market value$150.40M

4.40%

Sole

0.00

Shared

0.00

None

196.38K

WISDOMTREE TR

SOLE

DYNAMIC INTL EQT

Shares1.47M

TypeSH

Market value$67.26M

1.97%

Sole

0.00

Shared

0.00

None

1.47M

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares901.75K

TypeSH

Market value$62.46M

1.83%

Sole

0.00

Shared

0.00

None

901.75K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares1.06M

TypeSH

Market value$54.30M

1.59%

Sole

0.00

Shared

0.00

None

1.06M

VANGUARD INDEX FDS

SOLE

MRNGSTR VAL ETF

Shares251.27K

TypeSH

Market value$54.30M

1.59%

Sole

0.00

Shared

0.00

None

251.27K

NEOS ETF TRUST

SOLE

NEOS S&P 500 HI

Shares915.24K

TypeSH

Market value$48.66M

1.42%

Sole

0.00

Shared

0.00

None

915.24K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares264.54K

TypeSH

Market value$38.37M

1.12%

Sole

0.00

Shared

0.00

None

264.54K

ISHARES TR

SOLE

INVT GRAD SY ETF

Shares886.85K

TypeSH

Market value$37.95M

1.11%

Sole

28.37K

Shared

0.00

None

858.48K

ALPHABET INC

SOLE

CAP STK CL A

Shares86.26K

TypeSH

Market value$29.68M

0.87%

Sole

85.01K

Shared

0.00

None

1.25K

NVIDIA CORPORATION

SOLE

COM

Shares127.44K

TypeSH

Market value$29.11M

0.85%

Sole

120.62K

Shared

0.00

None

6.82K

JANUS DETROIT STR TR

SOLE

HENDERSN CAP ETF

Shares312.07K

TypeSH

Market value$26.82M

0.78%

Sole

0.00

Shared

0.00

None

312.07K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares885.72K

TypeSH

Market value$26.13M

0.76%

Sole

25.52K

Shared

0.00

None

860.20K

AMPLIFY ETF TR

SOLE

BLOOMBERG AI EQQ

Shares226.69K

TypeSH

Market value$26.07M

0.76%

Sole

0.00

Shared

0.00

None

226.69K

MICRON TECHNOLOGY INC

SOLE

COM

Shares23.96K

TypeSH

Market value$25.52M

0.75%

Sole

23.96K

Shared

0.00

None

0.00

APPLIED MATLS INC

SOLE

COM

Shares49.37K

TypeSH

Market value$25.24M

0.74%

Sole

49.37K

Shared

0.00

None

0.00

BLACKROCK MUNIYILD QULT FD I

SOLE

COM

Shares2.51M

TypeSH

Market value$24.90M

0.73%

Sole

2.51M

Shared

0.00

None

0.00

NUVEEN MUN VALUE FD INC

SOLE

COM

Shares2.96M

TypeSH

Market value$24.51M

0.72%

Sole

2.96M

Shared

0.00

None

0.00

BLACKROCK MUNIHOLDINGS FD IN

SOLE

COM

Shares2.34M

TypeSH

Market value$24.00M

0.70%

Sole

2.34M

Shared

0.00

None

0.00

NUVEEN AMT FREE MUN CR INC F

SOLE

COM

Shares2.16M

TypeSH

Market value$22.95M

0.67%

Sole

2.16M

Shared

0.00

None

0.00

LAM RESEARCH CORP

SOLE

COM NEW

Shares68.45K

TypeSH

Market value$22.49M

0.66%

Sole

68.45K

Shared

0.00

None

0.00

BLACKROCK MUNIYIELD QUALITY

SOLE

COM

Shares2.30M

TypeSH

Market value$22.11M

0.65%

Sole

2.30M

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares88.28K

TypeSH

Market value$21.99M

0.64%

Sole

85.25K

Shared

0.00

None

3.02K

ISHARES TR

SOLE

HIGH YLD CORP BD

Shares768.92K

TypeSH

Market value$21.73M

0.64%

Sole

5.26K

Shared

0.00

None

763.66K

NUVEEN MUN HIGH INCOME OPPOR

SOLE

COM

Shares2.35M

TypeSH

Market value$21.02M

0.61%

Sole

2.35M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares62.30K

TypeSH

Market value$20.75M

0.61%

Sole

56.38K

Shared

0.00

None

5.92K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	196.38K	SH	$150.40M 4.40%	0.00	196.38K
WISDOMTREE TRSOLE	DYNAMIC INTL EQT	1.47M	SH	$67.26M 1.97%	0.00	1.47M
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	901.75K	SH	$62.46M 1.83%	0.00	901.75K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	1.06M	SH	$54.30M 1.59%	0.00	1.06M
VANGUARD INDEX FDSSOLE	MRNGSTR VAL ETF	251.27K	SH	$54.30M 1.59%	0.00	251.27K
NEOS ETF TRUSTSOLE	NEOS S&P 500 HI	915.24K	SH	$48.66M 1.42%	0.00	915.24K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	264.54K	SH	$38.37M 1.12%	0.00	264.54K
ISHARES TRSOLE	INVT GRAD SY ETF	886.85K	SH	$37.95M 1.11%	28.37K	858.48K
ALPHABET INCSOLE	CAP STK CL A	86.26K	SH	$29.68M 0.87%	85.01K	1.25K
NVIDIA CORPORATIONSOLE	COM	127.44K	SH	$29.11M 0.85%	120.62K	6.82K
JANUS DETROIT STR TRSOLE	HENDERSN CAP ETF	312.07K	SH	$26.82M 0.78%	0.00	312.07K
ISHARES TRSOLE	PFD AND INCM SEC	885.72K	SH	$26.13M 0.76%	25.52K	860.20K
AMPLIFY ETF TRSOLE	BLOOMBERG AI EQQ	226.69K	SH	$26.07M 0.76%	0.00	226.69K
MICRON TECHNOLOGY INCSOLE	COM	23.96K	SH	$25.52M 0.75%	23.96K	0.00
APPLIED MATLS INCSOLE	COM	49.37K	SH	$25.24M 0.74%	49.37K	0.00
BLACKROCK MUNIYILD QULT FD ISOLE	COM	2.51M	SH	$24.90M 0.73%	2.51M	0.00
NUVEEN MUN VALUE FD INCSOLE	COM	2.96M	SH	$24.51M 0.72%	2.96M	0.00
BLACKROCK MUNIHOLDINGS FD INSOLE	COM	2.34M	SH	$24.00M 0.70%	2.34M	0.00
NUVEEN AMT FREE MUN CR INC FSOLE	COM	2.16M	SH	$22.95M 0.67%	2.16M	0.00
LAM RESEARCH CORPSOLE	COM NEW	68.45K	SH	$22.49M 0.66%	68.45K	0.00
BLACKROCK MUNIYIELD QUALITYSOLE	COM	2.30M	SH	$22.11M 0.65%	2.30M	0.00
AMAZON COM INCSOLE	COM	88.28K	SH	$21.99M 0.64%	85.25K	3.02K
ISHARES TRSOLE	HIGH YLD CORP BD	768.92K	SH	$21.73M 0.64%	5.26K	763.66K
NUVEEN MUN HIGH INCOME OPPORSOLE	COM	2.35M	SH	$21.02M 0.61%	2.35M	0.00
APPLE INCSOLE	COM	62.30K	SH	$20.75M 0.61%	56.38K	5.92K

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