HENNION & WALSH ASSET MANAGEMENT, INC.

PrivateCIK: 1861642

Location

PARSIPPANY, NJ

955

Positions

$3.50B

Total AUM (reported)

123.11M

Total Shares

Allocation by class

COM$1.93B55.1%

COM NEW$144.80M4.1%

CORE S&P500 ETF$143.42M4.1%

CL A$78.55M2.2%

DYNAMIC INTL EQT$66.21M1.9%

VALUE ETF$53.79M1.5%

EM CORE EX ETF$53.34M1.5%

Portfolio Concentration

Top 3$263.43M7.5%

4–10$322.61M9.2%

11–25$410.34M11.7%

Rest$2.51B71.6%

Top 3 weight

7.5%

Top 10 weight

16.7%

Voting Authority Distribution

Total shares with voting rights: 123.11M

Sole

Full voting authority

111.06M

% of voting shares90.2%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

12.05M

% of voting shares9.8%

Investment Discretion (by position count)

Sole955

Shared0

Other0

Dominant voting typeSole · 90.2% of voting shares

Institutional Holdings955

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares191.51K

TypeSH

Market value$143.42M

4.09%

Sole

0.00

Shared

0.00

None

191.51K

WISDOMTREE TR

SOLE

DYNAMIC INTL EQT

Shares1.43M

TypeSH

Market value$66.21M

1.89%

Sole

0.00

Shared

0.00

None

1.43M

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares246.83K

TypeSH

Market value$53.79M

1.54%

Sole

0.00

Shared

0.00

None

246.83K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares1.01M

TypeSH

Market value$53.34M

1.52%

Sole

0.00

Shared

0.00

None

1.01M

BLACKROCK MUNIYILD QULT FD I

SOLE

COM

Shares4.51M

TypeSH

Market value$51.26M

1.46%

Sole

4.51M

Shared

0.00

None

0.00

PROSHARES TR

SOLE

S&P 500 HIGH ETF

Shares1.05M

TypeSH

Market value$50.49M

1.44%

Sole

17.62K

Shared

0.00

None

1.03M

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares664.01K

TypeSH

Market value$45.16M

1.29%

Sole

0.00

Shared

0.00

None

664.01K

JANUS DETROIT STR TR

SOLE

HENDERSN CAP ETF

Shares482.60K

TypeSH

Market value$44.91M

1.28%

Sole

0.00

Shared

0.00

None

482.60K

ISHARES TR

SOLE

INVT GRAD SY ETF

Shares861.24K

TypeSH

Market value$38.85M

1.11%

Sole

32.78K

Shared

0.00

None

828.46K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares272K

TypeSH

Market value$38.59M

1.10%

Sole

0.00

Shared

0.00

None

272K

APPLIED MATLS INC

SOLE

COM

Shares50.82K

TypeSH

Market value$36.74M

1.05%

Sole

50.82K

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares93.52K

TypeSH

Market value$33.42M

0.95%

Sole

92.22K

Shared

0.00

None

1.30K

LAM RESEARCH CORP

SOLE

COM NEW

Shares74.39K

TypeSH

Market value$32.24M

0.92%

Sole

74.39K

Shared

0.00

None

0.00

MICRON TECHNOLOGY INC

SOLE

COM

Shares26.26K

TypeSH

Market value$30.32M

0.87%

Sole

26.26K

Shared

0.00

None

0.00

NUVEEN AMT FREE MUN CR INC F

SOLE

COM

Shares2.21M

TypeSH

Market value$28.29M

0.81%

Sole

2.21M

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares137.46K

TypeSH

Market value$27.50M

0.79%

Sole

130.77K

Shared

0.00

None

6.69K

BLACKROCK MUNIHOLDINGS FD IN

SOLE

COM

Shares2.31M

TypeSH

Market value$27.49M

0.78%

Sole

2.31M

Shared

0.00

None

0.00

ISHARES TR

SOLE

PFD AND INCM SEC

Shares895.61K

TypeSH

Market value$27.31M

0.78%

Sole

23.30K

Shared

0.00

None

872.32K

KLA CORP

SOLE

COM NEW

Shares88.48K

TypeSH

Market value$26.70M

0.76%

Sole

88.48K

Shared

0.00

None

0.00

NUVEEN MUN VALUE FD INC

SOLE

COM

Shares2.86M

TypeSH

Market value$26.39M

0.75%

Sole

2.86M

Shared

0.00

None

0.00

AMPLIFY ETF TR

SOLE

BLOOMBERG AI EQQ

Shares209.54K

TypeSH

Market value$24.17M

0.69%

Sole

0.00

Shared

0.00

None

209.54K

NUVEEN MUN HIGH INCOME OPPOR

SOLE

COM

Shares2.22M

TypeSH

Market value$23.43M

0.67%

Sole

2.22M

Shared

0.00

None

0.00

ISHARES TR

SOLE

HIGH YLD CORP BD

Shares767.19K

TypeSH

Market value$22.33M

0.64%

Sole

5.32K

Shared

0.00

None

761.87K

BROADCOM INC

SOLE

COM

Shares58.48K

TypeSH

Market value$22.09M

0.63%

Sole

53.52K

Shared

0.00

None

4.97K

AMAZON COM INC

SOLE

COM

Shares91.95K

TypeSH

Market value$21.91M

0.63%

Sole

88.86K

Shared

0.00

None

3.09K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	191.51K	SH	$143.42M 4.09%	0.00	191.51K
WISDOMTREE TRSOLE	DYNAMIC INTL EQT	1.43M	SH	$66.21M 1.89%	0.00	1.43M
VANGUARD INDEX FDSSOLE	VALUE ETF	246.83K	SH	$53.79M 1.54%	0.00	246.83K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	1.01M	SH	$53.34M 1.52%	0.00	1.01M
BLACKROCK MUNIYILD QULT FD ISOLE	COM	4.51M	SH	$51.26M 1.46%	4.51M	0.00
PROSHARES TRSOLE	S&P 500 HIGH ETF	1.05M	SH	$50.49M 1.44%	17.62K	1.03M
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	664.01K	SH	$45.16M 1.29%	0.00	664.01K
JANUS DETROIT STR TRSOLE	HENDERSN CAP ETF	482.60K	SH	$44.91M 1.28%	0.00	482.60K
ISHARES TRSOLE	INVT GRAD SY ETF	861.24K	SH	$38.85M 1.11%	32.78K	828.46K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	272K	SH	$38.59M 1.10%	0.00	272K
APPLIED MATLS INCSOLE	COM	50.82K	SH	$36.74M 1.05%	50.82K	0.00
ALPHABET INCSOLE	CAP STK CL A	93.52K	SH	$33.42M 0.95%	92.22K	1.30K
LAM RESEARCH CORPSOLE	COM NEW	74.39K	SH	$32.24M 0.92%	74.39K	0.00
MICRON TECHNOLOGY INCSOLE	COM	26.26K	SH	$30.32M 0.87%	26.26K	0.00
NUVEEN AMT FREE MUN CR INC FSOLE	COM	2.21M	SH	$28.29M 0.81%	2.21M	0.00
NVIDIA CORPORATIONSOLE	COM	137.46K	SH	$27.50M 0.79%	130.77K	6.69K
BLACKROCK MUNIHOLDINGS FD INSOLE	COM	2.31M	SH	$27.49M 0.78%	2.31M	0.00
ISHARES TRSOLE	PFD AND INCM SEC	895.61K	SH	$27.31M 0.78%	23.30K	872.32K
KLA CORPSOLE	COM NEW	88.48K	SH	$26.70M 0.76%	88.48K	0.00
NUVEEN MUN VALUE FD INCSOLE	COM	2.86M	SH	$26.39M 0.75%	2.86M	0.00
AMPLIFY ETF TRSOLE	BLOOMBERG AI EQQ	209.54K	SH	$24.17M 0.69%	0.00	209.54K
NUVEEN MUN HIGH INCOME OPPORSOLE	COM	2.22M	SH	$23.43M 0.67%	2.22M	0.00
ISHARES TRSOLE	HIGH YLD CORP BD	767.19K	SH	$22.33M 0.64%	5.32K	761.87K
BROADCOM INCSOLE	COM	58.48K	SH	$22.09M 0.63%	53.52K	4.97K
AMAZON COM INCSOLE	COM	91.95K	SH	$21.91M 0.63%	88.86K	3.09K

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