Filed: 10/13/2026ACC: 0002000324-26-005579
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 969 equity positions with a total reported market value of $3.42B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
969
Positions
$3.42B
Total AUM (reported)
129.57M
Total Shares
Allocation by class
COM$1.84B53.8%
CORE S&P500 ETF$150.40M4.4%
COM NEW$123.73M3.6%
CL A$88.07M2.6%
DYNAMIC INTL EQT$67.26M2.0%
ISHARES US EQUIT$62.46M1.8%
SHS$57.09M1.7%
Portfolio Concentration
Top 3$280.12M8.2%
4–10$292.36M8.6%
11–25$356.22M10.4%
Rest$2.49B72.8%
Top 3 weight
8.2%
Top 10 weight
16.7%
Voting Authority Distribution
Total shares with voting rights: 129.57M
Sole
Full voting authority
117.18M
shares
% of voting shares90.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.39M
shares
% of voting shares9.6%
Investment Discretion (by position count)
Sole969
Shared0
Other0
Dominant voting typeSole · 90.4% of voting shares
Institutional Holdings969
Rows:
ISHARES TR
SOLEShares196.38K
TypeSH
Market value$150.40M
4.40%
Sole
0.00
Shared
0.00
None
196.38K
WISDOMTREE TR
SOLEShares1.47M
TypeSH
Market value$67.26M
1.97%
Sole
0.00
Shared
0.00
None
1.47M
BLACKROCK ETF TRUST
SOLEShares901.75K
TypeSH
Market value$62.46M
1.83%
Sole
0.00
Shared
0.00
None
901.75K
COLUMBIA ETF TR II
SOLEShares1.06M
TypeSH
Market value$54.30M
1.59%
Sole
0.00
Shared
0.00
None
1.06M
VANGUARD INDEX FDS
SOLEShares251.27K
TypeSH
Market value$54.30M
1.59%
Sole
0.00
Shared
0.00
None
251.27K
NEOS ETF TRUST
SOLEShares915.24K
TypeSH
Market value$48.66M
1.42%
Sole
0.00
Shared
0.00
None
915.24K
GOLDMAN SACHS ETF TR
SOLEShares264.54K
TypeSH
Market value$38.37M
1.12%
Sole
0.00
Shared
0.00
None
264.54K
ISHARES TR
SOLEShares886.85K
TypeSH
Market value$37.95M
1.11%
Sole
28.37K
Shared
0.00
None
858.48K
ALPHABET INC
SOLEShares86.26K
TypeSH
Market value$29.68M
0.87%
Sole
85.01K
Shared
0.00
None
1.25K
NVIDIA CORPORATION
SOLEShares127.44K
TypeSH
Market value$29.11M
0.85%
Sole
120.62K
Shared
0.00
None
6.82K
JANUS DETROIT STR TR
SOLEShares312.07K
TypeSH
Market value$26.82M
0.78%
Sole
0.00
Shared
0.00
None
312.07K
ISHARES TR
SOLEShares885.72K
TypeSH
Market value$26.13M
0.76%
Sole
25.52K
Shared
0.00
None
860.20K
AMPLIFY ETF TR
SOLEShares226.69K
TypeSH
Market value$26.07M
0.76%
Sole
0.00
Shared
0.00
None
226.69K
MICRON TECHNOLOGY INC
SOLEShares23.96K
TypeSH
Market value$25.52M
0.75%
Sole
23.96K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares49.37K
TypeSH
Market value$25.24M
0.74%
Sole
49.37K
Shared
0.00
None
0.00
BLACKROCK MUNIYILD QULT FD I
SOLEShares2.51M
TypeSH
Market value$24.90M
0.73%
Sole
2.51M
Shared
0.00
None
0.00
NUVEEN MUN VALUE FD INC
SOLEShares2.96M
TypeSH
Market value$24.51M
0.72%
Sole
2.96M
Shared
0.00
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
SOLEShares2.34M
TypeSH
Market value$24.00M
0.70%
Sole
2.34M
Shared
0.00
None
0.00
NUVEEN AMT FREE MUN CR INC F
SOLEShares2.16M
TypeSH
Market value$22.95M
0.67%
Sole
2.16M
Shared
0.00
None
0.00
LAM RESEARCH CORP
SOLEShares68.45K
TypeSH
Market value$22.49M
0.66%
Sole
68.45K
Shared
0.00
None
0.00
BLACKROCK MUNIYIELD QUALITY
SOLEShares2.30M
TypeSH
Market value$22.11M
0.65%
Sole
2.30M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares88.28K
TypeSH
Market value$21.99M
0.64%
Sole
85.25K
Shared
0.00
None
3.02K
ISHARES TR
SOLEShares768.92K
TypeSH
Market value$21.73M
0.64%
Sole
5.26K
Shared
0.00
None
763.66K
NUVEEN MUN HIGH INCOME OPPOR
SOLEShares2.35M
TypeSH
Market value$21.02M
0.61%
Sole
2.35M
Shared
0.00
None
0.00
APPLE INC
SOLEShares62.30K
TypeSH
Market value$20.75M
0.61%
Sole
56.38K
Shared
0.00
None
5.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 196.38K | SH | $150.40M 4.40% | 0.00 | 0.00 | 196.38K |
WISDOMTREE TRSOLE | DYNAMIC INTL EQT | 1.47M | SH | $67.26M 1.97% | 0.00 | 0.00 | 1.47M |
BLACKROCK ETF TRUSTSOLE | ISHARES US EQUIT | 901.75K | SH | $62.46M 1.83% | 0.00 | 0.00 | 901.75K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 1.06M | SH | $54.30M 1.59% | 0.00 | 0.00 | 1.06M |
VANGUARD INDEX FDSSOLE | MRNGSTR VAL ETF | 251.27K | SH | $54.30M 1.59% | 0.00 | 0.00 | 251.27K |
NEOS ETF TRUSTSOLE | NEOS S&P 500 HI | 915.24K | SH | $48.66M 1.42% | 0.00 | 0.00 | 915.24K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 264.54K | SH | $38.37M 1.12% | 0.00 | 0.00 | 264.54K |
ISHARES TRSOLE | INVT GRAD SY ETF | 886.85K | SH | $37.95M 1.11% | 28.37K | 0.00 | 858.48K |
ALPHABET INCSOLE | CAP STK CL A | 86.26K | SH | $29.68M 0.87% | 85.01K | 0.00 | 1.25K |
NVIDIA CORPORATIONSOLE | COM | 127.44K | SH | $29.11M 0.85% | 120.62K | 0.00 | 6.82K |
JANUS DETROIT STR TRSOLE | HENDERSN CAP ETF | 312.07K | SH | $26.82M 0.78% | 0.00 | 0.00 | 312.07K |
ISHARES TRSOLE | PFD AND INCM SEC | 885.72K | SH | $26.13M 0.76% | 25.52K | 0.00 | 860.20K |
AMPLIFY ETF TRSOLE | BLOOMBERG AI EQQ | 226.69K | SH | $26.07M 0.76% | 0.00 | 0.00 | 226.69K |
MICRON TECHNOLOGY INCSOLE | COM | 23.96K | SH | $25.52M 0.75% | 23.96K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 49.37K | SH | $25.24M 0.74% | 49.37K | 0.00 | 0.00 |
BLACKROCK MUNIYILD QULT FD ISOLE | COM | 2.51M | SH | $24.90M 0.73% | 2.51M | 0.00 | 0.00 |
NUVEEN MUN VALUE FD INCSOLE | COM | 2.96M | SH | $24.51M 0.72% | 2.96M | 0.00 | 0.00 |
BLACKROCK MUNIHOLDINGS FD INSOLE | COM | 2.34M | SH | $24.00M 0.70% | 2.34M | 0.00 | 0.00 |
NUVEEN AMT FREE MUN CR INC FSOLE | COM | 2.16M | SH | $22.95M 0.67% | 2.16M | 0.00 | 0.00 |
LAM RESEARCH CORPSOLE | COM NEW | 68.45K | SH | $22.49M 0.66% | 68.45K | 0.00 | 0.00 |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 2.30M | SH | $22.11M 0.65% | 2.30M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 88.28K | SH | $21.99M 0.64% | 85.25K | 0.00 | 3.02K |
ISHARES TRSOLE | HIGH YLD CORP BD | 768.92K | SH | $21.73M 0.64% | 5.26K | 0.00 | 763.66K |
NUVEEN MUN HIGH INCOME OPPORSOLE | COM | 2.35M | SH | $21.02M 0.61% | 2.35M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 62.30K | SH | $20.75M 0.61% | 56.38K | 0.00 | 5.92K |
Page 1 of 39
…