HENNION & WALSH ASSET MANAGEMENT, INC.

Filed: 1/14/2026ACC: 0002000324-26-000109

📋 What this filing means

HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 926 equity positions with a total reported market value of $2.90B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

926

Positions

$2.90B

Total AUM (reported)

103.57M

Total Shares

Allocation by class

COM$1.58B54.4%

CORE S&P500 ETF$117.30M4.0%

COM NEW$93.52M3.2%

CL A$76.19M2.6%

ACTIVEBETA US LG$70.43M2.4%

SH BEN INT$58.55M2.0%

ACTIVEBETA INT$55.15M1.9%

Portfolio Concentration

Top 3$242.88M8.4%

4–10$277.95M9.6%

11–25$315.62M10.9%

Rest$2.06B71.1%

Top 3 weight

8.4%

Top 10 weight

18.0%

Voting Authority Distribution

Total shares with voting rights: 103.57M

Sole

Full voting authority

92.57M

% of voting shares89.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11M

% of voting shares10.6%

Investment Discretion (by position count)

Sole926

Shared0

Other0

Dominant voting typeSole · 89.4% of voting shares

Institutional Holdings926

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares171.26K

TypeSH

Market value$117.30M

4.05%

Sole

0.00

Shared

0.00

None

171.26K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares532.05K

TypeSH

Market value$70.43M

2.43%

Sole

0.00

Shared

0.00

None

532.05K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares1.28M

TypeSH

Market value$55.15M

1.90%

Sole

0.00

Shared

0.00

None

1.28M

WISDOMTREE TR

SOLE

DYNAMIC INTL EQT

Shares1.26M

TypeSH

Market value$54.85M

1.89%

Sole

0.00

Shared

0.00

None

1.26M

PROSHARES TR

SOLE

S&P 500 HIGH INC

Shares977.89K

TypeSH

Market value$44.62M

1.54%

Sole

6.25K

Shared

0.00

None

971.64K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares229.53K

TypeSH

Market value$43.84M

1.51%

Sole

0.00

Shared

0.00

None

229.53K

ISHARES TR

SOLE

INVESTMENT GRADE

Shares890.87K

TypeSH

Market value$40.68M

1.40%

Sole

28.10K

Shared

0.00

None

862.76K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares180.48K

TypeSH

Market value$34.57M

1.19%

Sole

0.00

Shared

0.00

None

180.48K

ALPHABET INC

SOLE

CAP STK CL A

Shares98.39K

TypeSH

Market value$30.80M

1.06%

Sole

98.39K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares153.31K

TypeSH

Market value$28.59M

0.99%

Sole

145.23K

Shared

0.00

None

8.08K

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares668.21K

TypeSH

Market value$25.63M

0.88%

Sole

0.00

Shared

0.00

None

668.21K

BROADCOM INC

SOLE

COM

Shares71.24K

TypeSH

Market value$24.66M

0.85%

Sole

66.20K

Shared

0.00

None

5.04K

ISHARES TR

SOLE

PFD AND INCM SEC

Shares789.79K

TypeSH

Market value$24.45M

0.84%

Sole

6.01K

Shared

0.00

None

783.78K

AMAZON COM INC

SOLE

COM

Shares94.61K

TypeSH

Market value$21.84M

0.75%

Sole

91.92K

Shared

0.00

None

2.69K

ISHARES TR

SOLE

US SML CAP EQT

Shares289.91K

TypeSH

Market value$21.71M

0.75%

Sole

0.00

Shared

0.00

None

289.91K

PIMCO MUN INCOME FD II

SOLE

COM

Shares2.82M

TypeSH

Market value$21.23M

0.73%

Sole

2.82M

Shared

0.00

None

0.00

NUVEEN MUN VALUE FD INC

SOLE

COM

Shares2.34M

TypeSH

Market value$21.21M

0.73%

Sole

2.34M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares77.04K

TypeSH

Market value$20.94M

0.72%

Sole

70.34K

Shared

0.00

None

6.70K

NUVEEN AMT FREE MUN CR INC F

SOLE

COM

Shares1.65M

TypeSH

Market value$20.88M

0.72%

Sole

1.65M

Shared

0.00

None

0.00

NUVEEN AMT FREE QLTY MUN INC

SOLE

COM

Shares1.77M

TypeSH

Market value$20.63M

0.71%

Sole

1.77M

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

SHORT DURA CORE

Shares408.93K

TypeSH

Market value$19.45M

0.67%

Sole

0.00

Shared

0.00

None

408.93K

ISHARES TR

SOLE

HIGH YLD CORP BD

Shares643.87K

TypeSH

Market value$19.23M

0.66%

Sole

5.25K

Shared

0.00

None

638.61K

CELCUITY INC

SOLE

COM

Shares190.93K

TypeSH

Market value$19.04M

0.66%

Sole

190.93K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares36.26K

TypeSH

Market value$17.54M

0.61%

Sole

32.94K

Shared

0.00

None

3.31K

VISA INC

SOLE

COM CL A

Shares49K

TypeSH

Market value$17.18M

0.59%

Sole

46.73K

Shared

0.00

None

2.27K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	171.26K	SH	$117.30M 4.05%	0.00	171.26K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	532.05K	SH	$70.43M 2.43%	0.00	532.05K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	1.28M	SH	$55.15M 1.90%	0.00	1.28M
WISDOMTREE TRSOLE	DYNAMIC INTL EQT	1.26M	SH	$54.85M 1.89%	0.00	1.26M
PROSHARES TRSOLE	S&P 500 HIGH INC	977.89K	SH	$44.62M 1.54%	6.25K	971.64K
VANGUARD INDEX FDSSOLE	VALUE ETF	229.53K	SH	$43.84M 1.51%	0.00	229.53K
ISHARES TRSOLE	INVESTMENT GRADE	890.87K	SH	$40.68M 1.40%	28.10K	862.76K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	180.48K	SH	$34.57M 1.19%	0.00	180.48K
ALPHABET INCSOLE	CAP STK CL A	98.39K	SH	$30.80M 1.06%	98.39K	0.00
NVIDIA CORPORATIONSOLE	COM	153.31K	SH	$28.59M 0.99%	145.23K	8.08K
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	668.21K	SH	$25.63M 0.88%	0.00	668.21K
BROADCOM INCSOLE	COM	71.24K	SH	$24.66M 0.85%	66.20K	5.04K
ISHARES TRSOLE	PFD AND INCM SEC	789.79K	SH	$24.45M 0.84%	6.01K	783.78K
AMAZON COM INCSOLE	COM	94.61K	SH	$21.84M 0.75%	91.92K	2.69K
ISHARES TRSOLE	US SML CAP EQT	289.91K	SH	$21.71M 0.75%	0.00	289.91K
PIMCO MUN INCOME FD IISOLE	COM	2.82M	SH	$21.23M 0.73%	2.82M	0.00
NUVEEN MUN VALUE FD INCSOLE	COM	2.34M	SH	$21.21M 0.73%	2.34M	0.00
APPLE INCSOLE	COM	77.04K	SH	$20.94M 0.72%	70.34K	6.70K
NUVEEN AMT FREE MUN CR INC FSOLE	COM	1.65M	SH	$20.88M 0.72%	1.65M	0.00
NUVEEN AMT FREE QLTY MUN INCSOLE	COM	1.77M	SH	$20.63M 0.71%	1.77M	0.00
J P MORGAN EXCHANGE TRADED FSOLE	SHORT DURA CORE	408.93K	SH	$19.45M 0.67%	0.00	408.93K
ISHARES TRSOLE	HIGH YLD CORP BD	643.87K	SH	$19.23M 0.66%	5.25K	638.61K
CELCUITY INCSOLE	COM	190.93K	SH	$19.04M 0.66%	190.93K	0.00
MICROSOFT CORPSOLE	COM	36.26K	SH	$17.54M 0.61%	32.94K	3.31K
VISA INCSOLE	COM CL A	49K	SH	$17.18M 0.59%	46.73K	2.27K

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