Filed: 10/22/2025ACC: 0002000324-25-003954
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 937 equity positions with a total reported market value of $2.76B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
937
Positions
$2.76B
Total AUM (reported)
94.43M
Total Shares
Allocation by class
COM$1.49B54.0%
CORE S&P500 ETF$110.84M4.0%
COM NEW$89.01M3.2%
CL A$80.44M2.9%
ACTIVEBETA US LG$68.23M2.5%
SH BEN INT$60.74M2.2%
DYNAMIC INTL EQT$51.05M1.8%
Portfolio Concentration
Top 3$230.12M8.3%
4–10$258.77M9.4%
11–25$303.66M11.0%
Rest$1.97B71.3%
Top 3 weight
8.3%
Top 10 weight
17.7%
Voting Authority Distribution
Total shares with voting rights: 94.43M
Sole
Full voting authority
83.98M
shares
% of voting shares88.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.45M
shares
% of voting shares11.1%
Investment Discretion (by position count)
Sole937
Shared0
Other0
Dominant voting typeSole · 88.9% of voting shares
Institutional Holdings937
Rows:
ISHARES TR
SOLEShares165.61K
TypeSH
Market value$110.84M
4.01%
Sole
0.00
Shared
0.00
None
165.61K
GOLDMAN SACHS ETF TR
SOLEShares523.70K
TypeSH
Market value$68.23M
2.47%
Sole
0.00
Shared
0.00
None
523.70K
WISDOMTREE TR
SOLEShares1.22M
TypeSH
Market value$51.05M
1.85%
Sole
0.00
Shared
0.00
None
1.22M
GOLDMAN SACHS ETF TR
SOLEShares1.24M
TypeSH
Market value$50.86M
1.84%
Sole
0.00
Shared
0.00
None
1.24M
PROSHARES TR
SOLEShares927.83K
TypeSH
Market value$41.85M
1.52%
Sole
1.77K
Shared
0.00
None
926.06K
VANGUARD INDEX FDS
SOLEShares218.44K
TypeSH
Market value$40.74M
1.48%
Sole
0.00
Shared
0.00
None
218.44K
ISHARES TR
SOLEShares845.18K
TypeSH
Market value$38.92M
1.41%
Sole
26.82K
Shared
0.00
None
818.36K
INVESCO EXCHANGE TRADED FD T
SOLEShares170.83K
TypeSH
Market value$32.41M
1.17%
Sole
0.00
Shared
0.00
None
170.83K
NVIDIA CORPORATION
SOLEShares151.77K
TypeSH
Market value$28.32M
1.03%
Sole
143.66K
Shared
0.00
None
8.11K
BROADCOM INC
SOLEShares77.83K
TypeSH
Market value$25.68M
0.93%
Sole
70.86K
Shared
0.00
None
6.96K
COLUMBIA ETF TR II
SOLEShares666.90K
TypeSH
Market value$24.23M
0.88%
Sole
0.00
Shared
0.00
None
666.90K
ISHARES TR
SOLEShares745.59K
TypeSH
Market value$23.58M
0.85%
Sole
2.43K
Shared
0.00
None
743.16K
PIMCO MUN INCOME FD II
SOLEShares2.89M
TypeSH
Market value$22.90M
0.83%
Sole
2.89M
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares92.64K
TypeSH
Market value$22.52M
0.82%
Sole
92.64K
Shared
0.00
None
0.00
NUVEEN MUN VALUE FD INC
SOLEShares2.37M
TypeSH
Market value$21.27M
0.77%
Sole
2.37M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares275.58K
TypeSH
Market value$20.49M
0.74%
Sole
0.00
Shared
0.00
None
275.58K
VERONA PHARMA PLC
SOLEShares185.82K
TypeSH
Market value$19.83M
0.72%
Sole
185.82K
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares1.58M
TypeSH
Market value$19.80M
0.72%
Sole
1.58M
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares89.22K
TypeSH
Market value$19.59M
0.71%
Sole
86.48K
Shared
0.00
None
2.73K
APPLE INC
SOLEShares74.53K
TypeSH
Market value$18.98M
0.69%
Sole
67.37K
Shared
0.00
None
7.15K
J P MORGAN EXCHANGE TRADED F
SOLEShares392.51K
TypeSH
Market value$18.69M
0.68%
Sole
0.00
Shared
0.00
None
392.51K
ISHARES TR
SOLEShares604.24K
TypeSH
Market value$18.35M
0.66%
Sole
5.38K
Shared
0.00
None
598.86K
MICROSOFT CORP
SOLEShares35.42K
TypeSH
Market value$18.34M
0.66%
Sole
32.08K
Shared
0.00
None
3.33K
NUVEEN AMT FREE MUN CR INC F
SOLEShares1.47M
TypeSH
Market value$18.02M
0.65%
Sole
1.47M
Shared
0.00
None
0.00
BLACKROCK MUNIYIELD QUALITY
SOLEShares1.54M
TypeSH
Market value$17.08M
0.62%
Sole
1.54M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 165.61K | SH | $110.84M 4.01% | 0.00 | 0.00 | 165.61K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 523.70K | SH | $68.23M 2.47% | 0.00 | 0.00 | 523.70K |
WISDOMTREE TRSOLE | DYNAMIC INTL EQT | 1.22M | SH | $51.05M 1.85% | 0.00 | 0.00 | 1.22M |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 1.24M | SH | $50.86M 1.84% | 0.00 | 0.00 | 1.24M |
PROSHARES TRSOLE | S&P 500 HIGH INC | 927.83K | SH | $41.85M 1.52% | 1.77K | 0.00 | 926.06K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 218.44K | SH | $40.74M 1.48% | 0.00 | 0.00 | 218.44K |
ISHARES TRSOLE | INVESTMENT GRADE | 845.18K | SH | $38.92M 1.41% | 26.82K | 0.00 | 818.36K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 170.83K | SH | $32.41M 1.17% | 0.00 | 0.00 | 170.83K |
NVIDIA CORPORATIONSOLE | COM | 151.77K | SH | $28.32M 1.03% | 143.66K | 0.00 | 8.11K |
BROADCOM INCSOLE | COM | 77.83K | SH | $25.68M 0.93% | 70.86K | 0.00 | 6.96K |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 666.90K | SH | $24.23M 0.88% | 0.00 | 0.00 | 666.90K |
ISHARES TRSOLE | PFD AND INCM SEC | 745.59K | SH | $23.58M 0.85% | 2.43K | 0.00 | 743.16K |
PIMCO MUN INCOME FD IISOLE | COM | 2.89M | SH | $22.90M 0.83% | 2.89M | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 92.64K | SH | $22.52M 0.82% | 92.64K | 0.00 | 0.00 |
NUVEEN MUN VALUE FD INCSOLE | COM | 2.37M | SH | $21.27M 0.77% | 2.37M | 0.00 | 0.00 |
ISHARES TRSOLE | US SML CAP EQT | 275.58K | SH | $20.49M 0.74% | 0.00 | 0.00 | 275.58K |
VERONA PHARMA PLCSOLE | SPONSORED ADS | 185.82K | SH | $19.83M 0.72% | 185.82K | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 1.58M | SH | $19.80M 0.72% | 1.58M | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 89.22K | SH | $19.59M 0.71% | 86.48K | 0.00 | 2.73K |
APPLE INCSOLE | COM | 74.53K | SH | $18.98M 0.69% | 67.37K | 0.00 | 7.15K |
J P MORGAN EXCHANGE TRADED FSOLE | SHORT DURA CORE | 392.51K | SH | $18.69M 0.68% | 0.00 | 0.00 | 392.51K |
ISHARES TRSOLE | HIGH YLD CORP BD | 604.24K | SH | $18.35M 0.66% | 5.38K | 0.00 | 598.86K |
MICROSOFT CORPSOLE | COM | 35.42K | SH | $18.34M 0.66% | 32.08K | 0.00 | 3.33K |
NUVEEN AMT FREE MUN CR INC FSOLE | COM | 1.47M | SH | $18.02M 0.65% | 1.47M | 0.00 | 0.00 |
BLACKROCK MUNIYIELD QUALITYSOLE | COM | 1.54M | SH | $17.08M 0.62% | 1.54M | 0.00 | 0.00 |
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