HENNION & WALSH ASSET MANAGEMENT, INC.

Filed: 1/15/2025ACC: 0002000324-25-000017

📋 What this filing means

HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 851 equity positions with a total reported market value of $2.21B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

851

Positions

$2.21B

Total AUM (reported)

85.92M

Total Shares

Allocation by class

COM$1.23B55.5%

CL A$66.21M3.0%

COM NEW$60.80M2.8%

ACTIVEBETA US LG$55.01M2.5%

SH BEN INT$51.47M2.3%

S&P 500 HIGH INC$48.98M2.2%

INVESTMENT GRADE$48.40M2.2%

Portfolio Concentration

Top 3$152.39M6.9%

4–10$208.67M9.4%

11–25$259.03M11.7%

Rest$1.59B71.9%

Top 3 weight

6.9%

Top 10 weight

16.3%

Voting Authority Distribution

Total shares with voting rights: 85.92M

Sole

Full voting authority

74.28M

% of voting shares86.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.65M

% of voting shares13.6%

Investment Discretion (by position count)

Sole851

Shared0

Other0

Dominant voting typeSole · 86.4% of voting shares

Institutional Holdings851

Rows:

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares477.64K

TypeSH

Market value$55.01M

2.49%

Sole

0.00

Shared

0.00

None

477.64K

PROSHARES TR

SOLE

S&P 500 HIGH INC

Shares1.11M

TypeSH

Market value$48.98M

2.22%

Sole

0.00

Shared

0.00

None

1.11M

ISHARES TR

SOLE

INVESTMENT GRADE

Shares1.09M

TypeSH

Market value$48.40M

2.19%

Sole

31.52K

Shared

0.00

None

1.06M

WISDOMTREE TR

SOLE

INTL QULTY DIV

Shares1.33M

TypeSH

Market value$45.46M

2.06%

Sole

0.00

Shared

0.00

None

1.33M

ISHARES TR

SOLE

CORE S&P500 ETF

Shares65.03K

TypeSH

Market value$38.28M

1.73%

Sole

0.00

Shared

0.00

None

65.03K

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.47M

TypeSH

Market value$28.61M

1.30%

Sole

28.79K

Shared

0.00

None

1.44M

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares780.55K

TypeSH

Market value$26.02M

1.18%

Sole

0.00

Shared

0.00

None

780.55K

WISDOMTREE TR

SOLE

US S CAP QTY DIV

Shares496.04K

TypeSH

Market value$25.41M

1.15%

Sole

0.00

Shared

0.00

None

496.04K

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares433.15K

TypeSH

Market value$24.81M

1.12%

Sole

0.00

Shared

0.00

None

433.15K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares118.60K

TypeSH

Market value$20.08M

0.91%

Sole

0.00

Shared

0.00

None

118.60K

NVIDIA CORPORATION

SOLE

COM

Shares148.93K

TypeSH

Market value$20.00M

0.91%

Sole

140.19K

Shared

0.00

None

8.74K

BROADCOM INC

SOLE

COM

Shares85.25K

TypeSH

Market value$19.76M

0.89%

Sole

77.61K

Shared

0.00

None

7.64K

NUVEEN AMT FREE QLTY MUN INC

SOLE

COM

Shares1.64M

TypeSH

Market value$18.54M

0.84%

Sole

1.64M

Shared

0.00

None

0.00

NUVEEN MUNICIPAL CREDIT INC

SOLE

COM SH BEN INT

Shares1.49M

TypeSH

Market value$18.19M

0.82%

Sole

1.49M

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares72.43K

TypeSH

Market value$18.14M

0.82%

Sole

66.64K

Shared

0.00

None

5.79K

NUVEEN QUALITY MUNCP INCOME

SOLE

COM

Shares1.54M

TypeSH

Market value$17.94M

0.81%

Sole

1.54M

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares78.78K

TypeSH

Market value$17.28M

0.78%

Sole

78.78K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

ARTIFICIAL INTEL

Shares784.66K

TypeSH

Market value$17.26M

0.78%

Sole

0.00

Shared

0.00

None

784.66K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares96.81K

TypeSH

Market value$16.96M

0.77%

Sole

0.00

Shared

0.00

None

96.81K

ALPHABET INC

SOLE

CAP STK CL A

Shares89.42K

TypeSH

Market value$16.93M

0.77%

Sole

89.42K

Shared

0.00

None

0.00

COLUMBIA ETF TR II

SOLE

EM CORE EX ETF

Shares569.10K

TypeSH

Market value$16.85M

0.76%

Sole

0.00

Shared

0.00

None

569.10K

NUVEEN AMT FREE MUN CR INC F

SOLE

COM

Shares1.37M

TypeSH

Market value$16.74M

0.76%

Sole

1.37M

Shared

0.00

None

0.00

FRANKLIN TEMPLETON ETF TR

SOLE

FTSE JAPAN ETF

Shares531.30K

TypeSH

Market value$15.20M

0.69%

Sole

0.00

Shared

0.00

None

531.30K

ISHARES TR

SOLE

HIGH YLD CORP BD

Shares464.16K

TypeSH

Market value$14.75M

0.67%

Sole

0.00

Shared

0.00

None

464.16K

NUVEEN SELECT TAX-FREE INCOM

SOLE

SH BEN INT

Shares956.40K

TypeSH

Market value$14.49M

0.66%

Sole

956.40K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	477.64K	SH	$55.01M 2.49%	0.00	477.64K
PROSHARES TRSOLE	S&P 500 HIGH INC	1.11M	SH	$48.98M 2.22%	0.00	1.11M
ISHARES TRSOLE	INVESTMENT GRADE	1.09M	SH	$48.40M 2.19%	31.52K	1.06M
WISDOMTREE TRSOLE	INTL QULTY DIV	1.33M	SH	$45.46M 2.06%	0.00	1.33M
ISHARES TRSOLE	CORE S&P500 ETF	65.03K	SH	$38.28M 1.73%	0.00	65.03K
GLOBAL X FDSSOLE	US PFD ETF	1.47M	SH	$28.61M 1.30%	28.79K	1.44M
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	780.55K	SH	$26.02M 1.18%	0.00	780.55K
WISDOMTREE TRSOLE	US S CAP QTY DIV	496.04K	SH	$25.41M 1.15%	0.00	496.04K
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	433.15K	SH	$24.81M 1.12%	0.00	433.15K
VANGUARD INDEX FDSSOLE	VALUE ETF	118.60K	SH	$20.08M 0.91%	0.00	118.60K
NVIDIA CORPORATIONSOLE	COM	148.93K	SH	$20.00M 0.91%	140.19K	8.74K
BROADCOM INCSOLE	COM	85.25K	SH	$19.76M 0.89%	77.61K	7.64K
NUVEEN AMT FREE QLTY MUN INCSOLE	COM	1.64M	SH	$18.54M 0.84%	1.64M	0.00
NUVEEN MUNICIPAL CREDIT INCSOLE	COM SH BEN INT	1.49M	SH	$18.19M 0.82%	1.49M	0.00
APPLE INCSOLE	COM	72.43K	SH	$18.14M 0.82%	66.64K	5.79K
NUVEEN QUALITY MUNCP INCOMESOLE	COM	1.54M	SH	$17.94M 0.81%	1.54M	0.00
AMAZON COM INCSOLE	COM	78.78K	SH	$17.28M 0.78%	78.78K	0.00
WISDOMTREE TRSOLE	ARTIFICIAL INTEL	784.66K	SH	$17.26M 0.78%	0.00	784.66K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	96.81K	SH	$16.96M 0.77%	0.00	96.81K
ALPHABET INCSOLE	CAP STK CL A	89.42K	SH	$16.93M 0.77%	89.42K	0.00
COLUMBIA ETF TR IISOLE	EM CORE EX ETF	569.10K	SH	$16.85M 0.76%	0.00	569.10K
NUVEEN AMT FREE MUN CR INC FSOLE	COM	1.37M	SH	$16.74M 0.76%	1.37M	0.00
FRANKLIN TEMPLETON ETF TRSOLE	FTSE JAPAN ETF	531.30K	SH	$15.20M 0.69%	0.00	531.30K
ISHARES TRSOLE	HIGH YLD CORP BD	464.16K	SH	$14.75M 0.67%	0.00	464.16K
NUVEEN SELECT TAX-FREE INCOMSOLE	SH BEN INT	956.40K	SH	$14.49M 0.66%	956.40K	0.00

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