Filed: 10/22/2024ACC: 0002000324-24-002906
📋 What this filing means
HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 866 equity positions with a total reported market value of $2.14B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
866
Positions
$2.14B
Total AUM (reported)
79.80M
Total Shares
Allocation by class
COM$1.23B57.4%
CL A$57.83M2.7%
ACTIVEBETA US LG$53.30M2.5%
COM NEW$52.79M2.5%
INTL QULTY DIV$52.15M2.4%
SH BEN INT$48.54M2.3%
US QUALTY FCTR$47.72M2.2%
Portfolio Concentration
Top 3$153.17M7.2%
4–10$222.98M10.4%
11–25$231.06M10.8%
Rest$1.53B71.6%
Top 3 weight
7.2%
Top 10 weight
17.6%
Voting Authority Distribution
Total shares with voting rights: 79.80M
Sole
Full voting authority
68.82M
shares
% of voting shares86.2%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
10.98M
shares
% of voting shares13.8%
Investment Discretion (by position count)
Sole866
Shared0
Other0
Dominant voting typeSole · 86.2% of voting shares
Institutional Holdings866
Rows:
GOLDMAN SACHS ETF TR
SOLEShares471.94K
TypeSH
Market value$53.30M
2.49%
Sole
0.00
Shared
0.00
None
471.94K
WISDOMTREE TR
SOLEShares1.33M
TypeSH
Market value$52.15M
2.44%
Sole
0.00
Shared
0.00
None
1.33M
J P MORGAN EXCHANGE TRADED F
SOLEShares843.59K
TypeSH
Market value$47.72M
2.23%
Sole
0.00
Shared
0.00
None
843.59K
ISHARES TR
SOLEShares938.77K
TypeSH
Market value$43.62M
2.04%
Sole
28.09K
Shared
0.00
None
910.67K
PROSHARES TR
SOLEShares933.03K
TypeSH
Market value$41.82M
1.95%
Sole
0.00
Shared
0.00
None
933.03K
ISHARES TR
SOLEShares64.15K
TypeSH
Market value$37.00M
1.73%
Sole
0.00
Shared
0.00
None
64.15K
GOLDMAN SACHS ETF TR
SOLEShares753.27K
TypeSH
Market value$27.25M
1.27%
Sole
0.00
Shared
0.00
None
753.27K
WISDOMTREE TR
SOLEShares487.35K
TypeSH
Market value$25.11M
1.17%
Sole
0.00
Shared
0.00
None
487.35K
GLOBAL X FDS
SOLEShares1.19M
TypeSH
Market value$24.77M
1.16%
Sole
21.72K
Shared
0.00
None
1.17M
NUVEEN QUALITY MUNCP INCOME
SOLEShares1.89M
TypeSH
Market value$23.41M
1.09%
Sole
1.89M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares1.62M
TypeSH
Market value$19.45M
0.91%
Sole
1.62M
Shared
0.00
None
0.00
COLUMBIA ETF TR II
SOLEShares584.22K
TypeSH
Market value$19.09M
0.89%
Sole
0.00
Shared
0.00
None
584.22K
INVESCO EXCHANGE TRADED FD T
SOLEShares94.52K
TypeSH
Market value$16.93M
0.79%
Sole
0.00
Shared
0.00
None
94.52K
NVIDIA CORPORATION
SOLEShares134.57K
TypeSH
Market value$16.34M
0.76%
Sole
125.57K
Shared
0.00
None
9K
APPLE INC
SOLEShares69.85K
TypeSH
Market value$16.24M
0.76%
Sole
64.06K
Shared
0.00
None
5.79K
FRANKLIN TEMPLETON ETF TR
SOLEShares513.24K
TypeSH
Market value$15.61M
0.73%
Sole
0.00
Shared
0.00
None
513.24K
INVESCO MUN OPPORTUNITY TR
SOLEShares1.50M
TypeSH
Market value$15.45M
0.72%
Sole
1.50M
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares755.85K
TypeSH
Market value$15.06M
0.70%
Sole
0.00
Shared
0.00
None
755.85K
NUVEEN MUNICIPAL CREDIT INC
SOLEShares1.15M
TypeSH
Market value$15.05M
0.70%
Sole
1.15M
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares84.31K
TypeSH
Market value$14.54M
0.68%
Sole
76.61K
Shared
0.00
None
7.70K
INVESCO VALUE MUN INCOME TR
SOLEShares1.10M
TypeSH
Market value$14.23M
0.66%
Sole
1.10M
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares32.33K
TypeSH
Market value$13.90M
0.65%
Sole
28.90K
Shared
0.00
None
3.42K
NUVEEN AMT FREE MUN CR INC F
SOLEShares987.45K
TypeSH
Market value$13.22M
0.62%
Sole
987.45K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares79.19K
TypeSH
Market value$13.13M
0.61%
Sole
79.19K
Shared
0.00
None
0.00
ELI LILLY & CO
SOLEShares14.47K
TypeSH
Market value$12.80M
0.60%
Sole
12.69K
Shared
0.00
None
1.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 471.94K | SH | $53.30M 2.49% | 0.00 | 0.00 | 471.94K |
WISDOMTREE TRSOLE | INTL QULTY DIV | 1.33M | SH | $52.15M 2.44% | 0.00 | 0.00 | 1.33M |
J P MORGAN EXCHANGE TRADED FSOLE | US QUALTY FCTR | 843.59K | SH | $47.72M 2.23% | 0.00 | 0.00 | 843.59K |
ISHARES TRSOLE | INVESTMENT GRADE | 938.77K | SH | $43.62M 2.04% | 28.09K | 0.00 | 910.67K |
PROSHARES TRSOLE | S&P 500 HIGH INC | 933.03K | SH | $41.82M 1.95% | 0.00 | 0.00 | 933.03K |
ISHARES TRSOLE | CORE S&P500 ETF | 64.15K | SH | $37.00M 1.73% | 0.00 | 0.00 | 64.15K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA INT | 753.27K | SH | $27.25M 1.27% | 0.00 | 0.00 | 753.27K |
WISDOMTREE TRSOLE | US S CAP QTY DIV | 487.35K | SH | $25.11M 1.17% | 0.00 | 0.00 | 487.35K |
GLOBAL X FDSSOLE | US PFD ETF | 1.19M | SH | $24.77M 1.16% | 21.72K | 0.00 | 1.17M |
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 1.89M | SH | $23.41M 1.09% | 1.89M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 1.62M | SH | $19.45M 0.91% | 1.62M | 0.00 | 0.00 |
COLUMBIA ETF TR IISOLE | EM CORE EX ETF | 584.22K | SH | $19.09M 0.89% | 0.00 | 0.00 | 584.22K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 94.52K | SH | $16.93M 0.79% | 0.00 | 0.00 | 94.52K |
NVIDIA CORPORATIONSOLE | COM | 134.57K | SH | $16.34M 0.76% | 125.57K | 0.00 | 9K |
APPLE INCSOLE | COM | 69.85K | SH | $16.24M 0.76% | 64.06K | 0.00 | 5.79K |
FRANKLIN TEMPLETON ETF TRSOLE | FTSE JAPAN ETF | 513.24K | SH | $15.61M 0.73% | 0.00 | 0.00 | 513.24K |
INVESCO MUN OPPORTUNITY TRSOLE | COM | 1.50M | SH | $15.45M 0.72% | 1.50M | 0.00 | 0.00 |
WISDOMTREE TRSOLE | ARTIFICIAL INTEL | 755.85K | SH | $15.06M 0.70% | 0.00 | 0.00 | 755.85K |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 1.15M | SH | $15.05M 0.70% | 1.15M | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 84.31K | SH | $14.54M 0.68% | 76.61K | 0.00 | 7.70K |
INVESCO VALUE MUN INCOME TRSOLE | COM | 1.10M | SH | $14.23M 0.66% | 1.10M | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 32.33K | SH | $13.90M 0.65% | 28.90K | 0.00 | 3.42K |
NUVEEN AMT FREE MUN CR INC FSOLE | COM | 987.45K | SH | $13.22M 0.62% | 987.45K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 79.19K | SH | $13.13M 0.61% | 79.19K | 0.00 | 0.00 |
ELI LILLY & COSOLE | COM | 14.47K | SH | $12.80M 0.60% | 12.69K | 0.00 | 1.77K |
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