HENNION & WALSH ASSET MANAGEMENT, INC.

Filed: 4/17/2024ACC: 0002000324-24-001104

📋 What this filing means

HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 840 equity positions with a total reported market value of $1.87B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

840

Positions

$1.87B

Total AUM (reported)

69.19M

Total Shares

Allocation by class

COM$1.09B58.3%

ACTIVEBETA US LG$49.82M2.7%

INTL QULTY DIV$48.15M2.6%

SH BEN INT$45.30M2.4%

US QUALTY FCTR$44.17M2.4%

CL A$42.48M2.3%

COM NEW$39.75M2.1%

Portfolio Concentration

Top 3$142.14M7.6%

4–10$183.06M9.8%

11–25$204.15M10.9%

Rest$1.34B71.7%

Top 3 weight

7.6%

Top 10 weight

17.4%

Voting Authority Distribution

Total shares with voting rights: 69.19M

Sole

Full voting authority

60.11M

% of voting shares86.9%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

9.08M

% of voting shares13.1%

Investment Discretion (by position count)

Sole840

Shared0

Other0

Dominant voting typeSole · 86.9% of voting shares

Institutional Holdings840

Rows:

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares479.99K

TypeSH

Market value$49.82M

2.66%

Sole

0.00

Shared

0.00

None

479.99K

WISDOMTREE TR

SOLE

INTL QULTY DIV

Shares1.27M

TypeSH

Market value$48.15M

2.57%

Sole

0.00

Shared

0.00

None

1.27M

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares835.49K

TypeSH

Market value$44.17M

2.36%

Sole

0.00

Shared

0.00

None

835.49K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares614.70K

TypeSH

Market value$35.57M

1.90%

Sole

0.00

Shared

0.00

None

614.70K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares64.19K

TypeSH

Market value$33.75M

1.80%

Sole

0.00

Shared

0.00

None

64.19K

ISHARES TR

SOLE

INVESTMENT GRADE

Shares740.20K

TypeSH

Market value$33.20M

1.77%

Sole

23.88K

Shared

0.00

None

716.32K

WISDOMTREE TR

SOLE

US S CAP QTY DIV

Shares467.15K

TypeSH

Market value$23.19M

1.24%

Sole

0.00

Shared

0.00

None

467.15K

NUVEEN QUALITY MUNCP INCOME

SOLE

COM

Shares1.78M

TypeSH

Market value$20.44M

1.09%

Sole

1.78M

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares392.98K

TypeSH

Market value$20.28M

1.08%

Sole

0.00

Shared

0.00

None

392.98K

NUVEEN AMT FREE QLTY MUN INC

SOLE

COM

Shares1.50M

TypeSH

Market value$16.64M

0.89%

Sole

1.50M

Shared

0.00

None

0.00

ELI LILLY & CO

SOLE

COM

Shares20.67K

TypeSH

Market value$16.08M

0.86%

Sole

18.29K

Shared

0.00

None

2.38K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares451.49K

TypeSH

Market value$15.89M

0.85%

Sole

0.00

Shared

0.00

None

451.49K

GLOBAL X FDS

SOLE

US PFD ETF

Shares784.75K

TypeSH

Market value$15.82M

0.85%

Sole

22.03K

Shared

0.00

None

762.73K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares92.73K

TypeSH

Market value$15.71M

0.84%

Sole

0.00

Shared

0.00

None

92.73K

FRANKLIN TEMPLETON ETF TR

SOLE

FTSE JAPAN ETF

Shares501.49K

TypeSH

Market value$15.56M

0.83%

Sole

0.00

Shared

0.00

None

501.49K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares430.84K

TypeSH

Market value$14.77M

0.79%

Sole

0.00

Shared

0.00

None

430.84K

MICROSOFT CORP

SOLE

COM

Shares31.71K

TypeSH

Market value$13.34M

0.71%

Sole

28.12K

Shared

0.00

None

3.59K

BLACKROCK MUNIYIELD QUALITY

SOLE

COM

Shares1.13M

TypeSH

Market value$12.92M

0.69%

Sole

1.13M

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares71.16K

TypeSH

Market value$12.84M

0.69%

Sole

71.16K

Shared

0.00

None

0.00

NVIDIA CORPORATION

SOLE

COM

Shares13.90K

TypeSH

Market value$12.56M

0.67%

Sole

12.76K

Shared

0.00

None

1.14K

INVESCO MUN OPPORTUNITY TR

SOLE

COM

Shares1.26M

TypeSH

Market value$12.30M

0.66%

Sole

1.26M

Shared

0.00

None

0.00

VISA INC

SOLE

COM CL A

Shares42.75K

TypeSH

Market value$11.93M

0.64%

Sole

40.43K

Shared

0.00

None

2.31K

ALPHABET INC

SOLE

CAP STK CL A

Shares77.58K

TypeSH

Market value$11.71M

0.63%

Sole

77.58K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares66.96K

TypeSH

Market value$11.48M

0.61%

Sole

61.18K

Shared

0.00

None

5.79K

INVESCO VALUE MUN INCOME TR

SOLE

COM

Shares937.07K

TypeSH

Market value$11.24M

0.60%

Sole

937.07K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	479.99K	SH	$49.82M 2.66%	0.00	479.99K
WISDOMTREE TRSOLE	INTL QULTY DIV	1.27M	SH	$48.15M 2.57%	0.00	1.27M
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	835.49K	SH	$44.17M 2.36%	0.00	835.49K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	614.70K	SH	$35.57M 1.90%	0.00	614.70K
ISHARES TRSOLE	CORE S&P500 ETF	64.19K	SH	$33.75M 1.80%	0.00	64.19K
ISHARES TRSOLE	INVESTMENT GRADE	740.20K	SH	$33.20M 1.77%	23.88K	716.32K
WISDOMTREE TRSOLE	US S CAP QTY DIV	467.15K	SH	$23.19M 1.24%	0.00	467.15K
NUVEEN QUALITY MUNCP INCOMESOLE	COM	1.78M	SH	$20.44M 1.09%	1.78M	0.00
ISHARES INCSOLE	CORE MSCI EMKT	392.98K	SH	$20.28M 1.08%	0.00	392.98K
NUVEEN AMT FREE QLTY MUN INCSOLE	COM	1.50M	SH	$16.64M 0.89%	1.50M	0.00
ELI LILLY & COSOLE	COM	20.67K	SH	$16.08M 0.86%	18.29K	2.38K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	451.49K	SH	$15.89M 0.85%	0.00	451.49K
GLOBAL X FDSSOLE	US PFD ETF	784.75K	SH	$15.82M 0.85%	22.03K	762.73K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	92.73K	SH	$15.71M 0.84%	0.00	92.73K
FRANKLIN TEMPLETON ETF TRSOLE	FTSE JAPAN ETF	501.49K	SH	$15.56M 0.83%	0.00	501.49K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	430.84K	SH	$14.77M 0.79%	0.00	430.84K
MICROSOFT CORPSOLE	COM	31.71K	SH	$13.34M 0.71%	28.12K	3.59K
BLACKROCK MUNIYIELD QUALITYSOLE	COM	1.13M	SH	$12.92M 0.69%	1.13M	0.00
AMAZON COM INCSOLE	COM	71.16K	SH	$12.84M 0.69%	71.16K	0.00
NVIDIA CORPORATIONSOLE	COM	13.90K	SH	$12.56M 0.67%	12.76K	1.14K
INVESCO MUN OPPORTUNITY TRSOLE	COM	1.26M	SH	$12.30M 0.66%	1.26M	0.00
VISA INCSOLE	COM CL A	42.75K	SH	$11.93M 0.64%	40.43K	2.31K
ALPHABET INCSOLE	CAP STK CL A	77.58K	SH	$11.71M 0.63%	77.58K	0.00
APPLE INCSOLE	COM	66.96K	SH	$11.48M 0.61%	61.18K	5.79K
INVESCO VALUE MUN INCOME TRSOLE	COM	937.07K	SH	$11.24M 0.60%	937.07K	0.00

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