HENNION & WALSH ASSET MANAGEMENT, INC.

Filed: 1/10/2024ACC: 0002000324-24-000036

📋 What this filing means

HENNION & WALSH ASSET MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 816 equity positions with a total reported market value of $1.75B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

816

Positions

$1.75B

Total AUM (reported)

67.22M

Total Shares

Allocation by class

COM$1.05B59.7%

ACTIVEBETA US LG$44.36M2.5%

SH BEN INT$43.56M2.5%

INTL QULTY DIV$42.09M2.4%

US QUALTY FCTR$39.52M2.3%

COM NEW$36.04M2.1%

CL A$33.97M1.9%

Portfolio Concentration

Top 3$125.97M7.2%

4–10$157.86M9.0%

11–25$187.68M10.7%

Rest$1.28B73.1%

Top 3 weight

7.2%

Top 10 weight

16.2%

Voting Authority Distribution

Total shares with voting rights: 67.22M

Sole

Full voting authority

58.82M

% of voting shares87.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

8.40M

% of voting shares12.5%

Investment Discretion (by position count)

Sole816

Shared0

Other0

Dominant voting typeSole · 87.5% of voting shares

Institutional Holdings816

Rows:

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares472.82K

TypeSH

Market value$44.36M

2.53%

Sole

0.00

Shared

0.00

None

472.82K

WISDOMTREE TR

SOLE

INTL QULTY DIV

Shares1.16M

TypeSH

Market value$42.09M

2.40%

Sole

0.00

Shared

0.00

None

1.16M

J P MORGAN EXCHANGE TRADED F

SOLE

US QUALTY FCTR

Shares825.74K

TypeSH

Market value$39.52M

2.26%

Sole

0.00

Shared

0.00

None

825.74K

ISHARES TR

SOLE

INVESTMENT GRADE

Shares715.39K

TypeSH

Market value$32.37M

1.85%

Sole

19.63K

Shared

0.00

None

695.76K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares62.09K

TypeSH

Market value$29.66M

1.69%

Sole

0.00

Shared

0.00

None

62.09K

NUVEEN QUALITY MUNCP INCOME

SOLE

COM

Shares1.82M

TypeSH

Market value$20.79M

1.19%

Sole

1.82M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares134.86K

TypeSH

Market value$20.16M

1.15%

Sole

0.00

Shared

0.00

None

134.86K

WISDOMTREE TR

SOLE

US S CAP QTY DIV

Shares414.20K

TypeSH

Market value$19.65M

1.12%

Sole

330.00

Shared

0.00

None

413.87K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares234.99K

TypeSH

Market value$17.89M

1.02%

Sole

8.97K

Shared

0.00

None

226.02K

NUVEEN AMT FREE QLTY MUN INC

SOLE

COM

Shares1.58M

TypeSH

Market value$17.34M

0.99%

Sole

1.58M

Shared

0.00

None

0.00

ISHARES INC

SOLE

CORE MSCI EMKT

Shares336.76K

TypeSH

Market value$17.03M

0.97%

Sole

0.00

Shared

0.00

None

336.76K

BLACKROCK MUNIYIELD QUALITY

SOLE

COM

Shares1.28M

TypeSH

Market value$14.93M

0.85%

Sole

1.28M

Shared

0.00

None

0.00

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL TEC

Shares443.99K

TypeSH

Market value$14.49M

0.83%

Sole

0.00

Shared

0.00

None

443.99K

ELI LILLY & CO

SOLE

COM

Shares24.80K

TypeSH

Market value$14.45M

0.83%

Sole

22.42K

Shared

0.00

None

2.38K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares261.41K

TypeSH

Market value$14.37M

0.82%

Sole

0.00

Shared

0.00

None

261.41K

APPLE INC

SOLE

COM

Shares67.99K

TypeSH

Market value$13.09M

0.75%

Sole

62.11K

Shared

0.00

None

5.88K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA INT

Shares392.57K

TypeSH

Market value$12.82M

0.73%

Sole

0.00

Shared

0.00

None

392.57K

MICROSOFT CORP

SOLE

COM

Shares32.47K

TypeSH

Market value$12.21M

0.70%

Sole

28.84K

Shared

0.00

None

3.63K

AMAZON COM INC

SOLE

COM

Shares74.75K

TypeSH

Market value$11.36M

0.65%

Sole

74.75K

Shared

0.00

None

0.00

VISA INC

SOLE

COM CL A

Shares42.76K

TypeSH

Market value$11.13M

0.64%

Sole

40.38K

Shared

0.00

None

2.38K

EATON VANCE MUN BD FD

SOLE

COM

Shares1.05M

TypeSH

Market value$10.66M

0.61%

Sole

1.05M

Shared

0.00

None

0.00

IMMUNOGEN INC

SOLE

COM

Shares357K

TypeSH

Market value$10.58M

0.60%

Sole

357K

Shared

0.00

None

0.00

INVESCO MUN OPPORTUNITY TR

SOLE

COM

Shares1.09M

TypeSH

Market value$10.43M

0.60%

Sole

1.09M

Shared

0.00

None

0.00

ALPHABET INC

SOLE

CAP STK CL A

Shares73.61K

TypeSH

Market value$10.28M

0.59%

Sole

73.61K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

US PFD ETF

Shares506.56K

TypeSH

Market value$9.83M

0.56%

Sole

21.90K

Shared

0.00

None

484.65K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	472.82K	SH	$44.36M 2.53%	0.00	472.82K
WISDOMTREE TRSOLE	INTL QULTY DIV	1.16M	SH	$42.09M 2.40%	0.00	1.16M
J P MORGAN EXCHANGE TRADED FSOLE	US QUALTY FCTR	825.74K	SH	$39.52M 2.26%	0.00	825.74K
ISHARES TRSOLE	INVESTMENT GRADE	715.39K	SH	$32.37M 1.85%	19.63K	695.76K
ISHARES TRSOLE	CORE S&P500 ETF	62.09K	SH	$29.66M 1.69%	0.00	62.09K
NUVEEN QUALITY MUNCP INCOMESOLE	COM	1.82M	SH	$20.79M 1.19%	1.82M	0.00
VANGUARD INDEX FDSSOLE	VALUE ETF	134.86K	SH	$20.16M 1.15%	0.00	134.86K
WISDOMTREE TRSOLE	US S CAP QTY DIV	414.20K	SH	$19.65M 1.12%	330.00	413.87K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	234.99K	SH	$17.89M 1.02%	8.97K	226.02K
NUVEEN AMT FREE QLTY MUN INCSOLE	COM	1.58M	SH	$17.34M 0.99%	1.58M	0.00
ISHARES INCSOLE	CORE MSCI EMKT	336.76K	SH	$17.03M 0.97%	0.00	336.76K
BLACKROCK MUNIYIELD QUALITYSOLE	COM	1.28M	SH	$14.93M 0.85%	1.28M	0.00
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL TEC	443.99K	SH	$14.49M 0.83%	0.00	443.99K
ELI LILLY & COSOLE	COM	24.80K	SH	$14.45M 0.83%	22.42K	2.38K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	261.41K	SH	$14.37M 0.82%	0.00	261.41K
APPLE INCSOLE	COM	67.99K	SH	$13.09M 0.75%	62.11K	5.88K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA INT	392.57K	SH	$12.82M 0.73%	0.00	392.57K
MICROSOFT CORPSOLE	COM	32.47K	SH	$12.21M 0.70%	28.84K	3.63K
AMAZON COM INCSOLE	COM	74.75K	SH	$11.36M 0.65%	74.75K	0.00
VISA INCSOLE	COM CL A	42.76K	SH	$11.13M 0.64%	40.38K	2.38K
EATON VANCE MUN BD FDSOLE	COM	1.05M	SH	$10.66M 0.61%	1.05M	0.00
IMMUNOGEN INCSOLE	COM	357K	SH	$10.58M 0.60%	357K	0.00
INVESCO MUN OPPORTUNITY TRSOLE	COM	1.09M	SH	$10.43M 0.60%	1.09M	0.00
ALPHABET INCSOLE	CAP STK CL A	73.61K	SH	$10.28M 0.59%	73.61K	0.00
GLOBAL X FDSSOLE	US PFD ETF	506.56K	SH	$9.83M 0.56%	21.90K	484.65K

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